Soviet defectors: revelations of renegade intelligence officers, 1924-1954
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| Format: | Book |
| Language: | English |
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Edinburgh
Edinburgh University Press
[2020]
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| Series: | Intelligence, surveillance and secret warfare
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| Subjects: | |
| Online Access: | Inhaltsverzeichnis Literaturverzeichnis |
| Physical Description: | vii, 327 Seiten Illustrationen, Diagramme |
| ISBN: | 9781474467230 |
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| adam_text | Contents List of Figures and Tables Acknowledgements vi vii Introduction 1. Early Defectors, 1924-1930 2. Yezhovsh china-Era Defectors, 1937-1940 3. World War II-Era Defectors, 1941-1946 4. Early Cold War Defectors, 1947-1951 5. Post-Stalin Purge Defectors, 1953-1954 Conclusion 1 11 45 100 170 214 263 Appendix: Organisational Changes in Soviet Intelligence and State Security, 1918-1954 Bibliography Index 285 286 319
Bibliography Works by Intelligence Officer Defectors (Including Post֊ 1954) ‘Les souvenirs d’un agent Soviétique’ (‘Memories of a Soviet Agent’), La Tribune de Geneve, published serially from 14 December 1949 to 12 January 1950. (A. A. Petrov) ‘Нравы и Работа ГПУ: Из Рассказов Секретного Сотрудника Чрезвычайки’ (‘Mores and Work of the GPU: From the Tales of a Cheka Secret Collaborator’), Vozrozhdenie, published serially from 11 September to б October 1926. (Stefens, aka Ivan Vasilyevich Gavrilchenko) Agabekov, Georgiy Sergeyevich, Г.П.У. Записки чекиста (GPU: Notes of a Chekist) (Berlin: Strela, 1930). Agabekov, Georgiy Sergeyevich, ЧК за работой (The Cheka at Work) (Berlin: Strela, 1931). Agabekov, Georgiy Sergeyevich, OGPU: The Russian Secret Terror, trans. Henry W. Bunn (New York: Brentano’s, 1931; Westport, CT: Hyperion Press, 1975). Agranyants, Oleg, Enemy of the people. Treacherous document. In the name of truth: 3 Plays (London: Overseas Publications Interchange, 1989). Agranyants, Oleg, Что делать?, ши деленинизация нашего общества главная задача дня (What to Doi, or the Deleninisation of our Society - the Primary Task of the Day) (London: Overseas Publications Interchange, 1989). Akhmedov, Ismail Gusseynovich, In and Out of Stalin’s GRU: A Tatar’s Escape from Red Army Intelligence (Frederick, MD: University Publications of America, 1984). Akhmedov, Ismail Gusseynovich and Pentti Lehtinen, Stalinin GRU: puna-armeijan tiedustelu-upseerin muistelmia vallankumouksen, 286
Bibliography sodan ja rauhan päiviltä (Stalin s GRU: Red Army Intelligence Officer’s Memoir of Revolution, War and Peace) (Helsinki: Aleakirja, 1988). Almazov, A. F. (pseudonym of Chikalov), Грозная Лубянка (Terrible Lubyanka), undated manuscript and typescript, Hoover Institution Archives, Boris Nicolaevsky Collection; Box 233, Folder 4 (microfilm reel 199). Almazov, A. F. (pseudonym of Chikalov), Система Следствия в МТБ (The Investigation System in the MGB), undated manuscript and typescript, Hoover Institution Archives, Boris Nicolaevsky Collection; Box 233, Folder 5 (microfilm reel 199). Almazov, A. F. (pseudonym of Chikalov), Голубок (Golubok), undated manuscript and typescript, Hoover Institution Archives, Boris Nicolaevsky Collection; Box 233, Folder 6 (microfilm reel 199). Almazov, A. F. (pseudonym of Chikalov), На Службе в Советской Разведке (In the Service of Soviet Intelligence), undated manuscript and typescript, Hoover Institution Archives, Boris Nicolaevsky Collection; Box 233, Folder 7 (microfilm reel 199). Andersen, Jakob and Oleg Gordievsky, De røde spioner: KGB’s opera tioner i Danmark fra Stalin til Jeltsin, fra Stauning til Nyrup (The Red Spies: KGB Operations in Denmark from Stalin to Yeltsin, from Stauning to Nyrup) (Copenhagen: Høst Søn, 2002). Andrew, Christopher and Oleg Gordievsky, KGB: The Inside Story of its Foreign Operations from Lenin to Gorbachev (New York: HarperCollins Publishers, 1990). Andrew, Christopher and Oleg Gordievsky, Instructions from the Centre: Top Secret Files from the KGB’s Foreign Operations, 1975-85 (London: Hodder бс
Stoughton, 1991). Andrew, Christopher and Oleg Gordievsky, More ‘Instructions from the Centre’: Top Secret Files on KGB Global Operations, 1975-1985 (London; Portland, OR: Frank Cass, 1992). Andrew, Christopher and Oleg Gordievsky, Comrade Kryuchkov’s Instructions: Top Secret Files on KGB Foreign Operations, 19751985 (Stanford, CA: Stanford University Press, 1993). Andrew, Christopher and Vasili Mitrokhin, The Sword and the Shield: The Mitrokhin Archive and the Secret History of the KGB (New York: Basic Books, 1999). Andrew, Christopher and Vasili Mitrokhin, The Mitrokhin Archive: The KGB in Europe and the West (London: Allen Lane/Penguin Press, 1999). Andrew, Christopher and Vasili Mitrokhin, The World Was Going Our 287
Soviet Defectors Way: The KGB and the Battle for the Third World (New York: Basic Books, 2005). Andrew, Christopher and Vasili Mitrokhin, The Mitrokhin Archive II: The KGB and the World (London: Penguin, 2006). Artemyev, Vyacheslav Pavlovich, Деятельность Органов Государственной Безопасности в
Советском Союзе (Activity of the Organs of State Security in the Soviet Union), typescript dated 1950 in Bavaria, Columbia University Rare Book and Manuscript Library, Research Program on the USSR, Box 7. Artemyev, Vyacheslav Pavlovich, Исправительно-Трудовые Лагеря МВД СССР (Corrective Labour Camps
of the USSR MVD), type script dated 1953 in Germany, Columbia University Rare Book and Manuscript Library, Research Program on the USSR, Box 7. Artemyev, Vyacheslav Pavlovich, Охрана Государственных Границ Союза Советских Социалистических Республик (Protection of State Borders of the Unión of
Soviet Socialist Republics), typescript dated December 1950 in Bavaria, with handwritten revisions dated January 1955, Columbia University Rare Book and Manuscript Library, Research Program on the USSR, Box 7. Artemyev, Vyacheslav Pavlovich, Особые Отделы Советской Армии (Special Sections of the
Soviet Army), typescript dated January 1952 in Bavaria, with handwritten revisions dated October 1953, Columbia University Rare Book and Manuscript Library, Research Program on the USSR, Box 7. Artemyev, Vyacheslav Pavlovich, Вооруженные Силы МВД СССР (Military Forces of the USSR MVD), typescript
dated January 1951 in Bavaria, with handwritten revisions dated March 1955, Columbia University Rare Book and
Manuscript Library, Research Program on the USSR, Box 8. Artemyev, Vyacheslav Pavlovich, Political Controls in the Soviet Army, undated typescript, Columbia University Rare Book and Manuscript Library, Research Program on the USSR, Box 58. Artemyev, Vyacheslav Pavlovich, Военная Наука и Подготовка Кадров Советской Армии (Military Science and the Preparation of Soviet Military Cadres), undated typescript, Hoover Institution Archives, Boris Nicolaevsky Collection, Box 233, Folder 10 (microfilm reel 199). Artemyev, Vyacheslav Pavlovich, Мобилизационная Работа Штаба Военного Округа в СССР (Mobilisation Work of a Military District Headquarters in the USSR), undated typescript, Hoover Institution Archives, Boris Nicolaevsky Collection, Box 233, Folder 11 (micro film reel 199). 288
Bibliography Artemyev, Vyacheslav Pavlovich, Фронтовики (Frontline Soldiers), type script dated April 1952 in Bavaria, Hoover Institution Archives, Boris Nicolaevsky Collection, Box 233, Folder 12 (microfilm reel 199). Artemyev, Vyacheslav Pavlovich, Особый Карательный Взвод (Special Disciplinary
Detachment), typescript dated January 1952 in Bavaria, Hoover Institution Archives, Boris Nicolaevsky Collection, Box 233, Folder 13 (microfilm reel 199). Artemyev, Vyacheslav Pavlovich, Медведь {Medved), typescript dated September 1951 in Bavaria, Hoover Institution Archives, Boris Nicolaevsky
Collection, Box 233, Folder 14 (microfilm reel 199). Artemyev, Vyacheslav Pavlovich, Майор Дои Сан {Major Doi San), undated typescript, Hoover Institution Archives, Boris Nicolaevsky Collection, Box 233, Folder 15 (microfilm reel 199). Artemyev, Vyacheslav Pavlovich, six fragments from a draft book
on General Vlasov, undated typescript, Hoover Institution Archives, Boris Nicolaevsky Collection, Box 233, Folder 16 (microfilm reel 199). • • • • • • Белая Рабыня {White Slave) Советский Пленный (Soviet Prisoner) Протест Генерала Буняченко {General Bunyachenko ’s Protest), Первые Столкновения с
Немцами {First Conflicts with the Germans) Советские Пропагандисты {Soviet Propagandists) Участь Власовцев {The Vlasovites’ Fate) Artemyev, Vyacheslav Pavlovich, Selection and Training of Soviet Personnel for Trade Missions Abroad and the Soviet Trade Mission in Iran: Two Brief Studies (New York:
Research Program on the USSR, 1954). Artemyev, Vyacheslav Pavlovich, Режим и охрана исправительнотрудовых
лагерей МВД (Regime and Security of MVD Corrective Labour Camps) (Munich: Institute for the Study of the USSR, 1956). Artemyev, Vyacheslav Pavlovich, Living Conditions and Policing of MVD Corrective Labour Camps (Munich: Institute for the Study of the USSR, 1956). Artemyev, Vyacheslav Pavlovich, Первая дивизия POA. Материалы к истории освободительного движения народов России (1941-1945) {First Division of the ROA: Historical Materials of the Liberation Movement of the Peoples of Russia (1941-1945)) (London, ON: Publisher of the Union for the Struggle for the Liberation of the Peoples of Russia, 1974). 289
Soviet Defectors Artemyev, Vyacheslav Pavlovich, ‘Manning the Iron Curtain’, Bulletin of the Institute for the Study of the USSR, voi. 9 (July 1962), pp. 14-21. Artemyev, Vyacheslav Pavlovich, ‘Crime and Punishment in the Soviet Armed Forces’, Military Review, voi. 42, no. 11 (November 1962), pp. 68-74. Artemyev, Vyacheslav Pavlovich, ‘OKR: State Security in the Soviet Armed Forces’, Military Review, voi. 43, no. 9 (September 1963), pp. 21-31. Artemyev, Vyacheslav Pavlovich, ‘The Communist Party and the Soviet Armed Forces’, Military Review, voi. 44, no. 2 (February 1964), pp.29-37. Artemyev, Vyacheslav Pavlovich, ‘Party Political Work in the Soviet Armed Forces’, Military Review, voi. 44, no. 3 (March 1964), pp.62-8. Artemyev, Vyacheslav Pavlovich, ‘Soviet Military Penal Units’, Military Review, voi. 48, no. 4 (April 1964), pp. 90-6. Artemyev, Vyacheslav Pavlovich, ‘Soviet Military Educational Institutions’, Military Review, voi. 46, no. 1 (January 1966), pp.11-14. Artemyev, Vyacheslav Pavlovich, ‘Soviet Mobilization Doctrine’, Military Review, voi. 46, no. 6 (June 1966), pp. 63-9. Artemyev, Vyacheslav Pavlovich, ‘Soviet Volunteers in the German Army’, Military Review, voi. 47, no. 11 (November 1967), pp. 56-64. Artemyev, Vyacheslav Pavlovich, Officer Courts of Honor in the Soviet Armed Forces’, Military Review, voi. 48, no. 11 (November 1968), pp. 53-8. Artemyev, Vyacheslav Pavlovich, ‘Coercion and Fear in the Soviet Armed Forces’, Military Review, voi. 49, no. 11 (November 1969), pp. 51-5. Artemyev, Vyacheslav Pavlovich and Grigoriy Sergeyevich Burlutskiy, Кадры,
прохождение службы и подготовка пограничных войск МВД СССР {Personnel, Conditions of Service and Training of the Border Troops), Columbia University Rare Book and Manuscript Library, Research Program on the USSR, Box 8. Artemyev, Vyacheslav Pavlovich and Grigoriy Sergeyevich Burlutskiy, Пограничные военноучебные заведения (Military Training Institutions of the MVD Border Troops), Columbia University Rare Book and Manuscript Library, Research Program on the USSR, Box 8. Artemyev, Vyacheslav Pavlovich and Grigoriy Sergeyevich Burlutskiy, Послевоенная организация и деятельность советских органов государственной безопасности (Post-war Organisation and Activities 290
Bibliography of Soviet Organs of State Security), Columbia University Rare Book and Manuscript Library, Research Program on the USSR, Box 8. Artemyev, Vyacheslav Pavlovich and Grigoriy Sergeyevich Burlutskiy, Послевоенные сведения о генералитете госбезопасности СССР, 1945-1955 (Post-war Information about the General Corps of USSR State Security, 1945-1955), Columbia University Rare Book and Manuscript Library, Research Program on the USSR, Box 8. Artemyev, Vyacheslav Pavlovich and Grigoriy Sergeyevich Burlutskiy, Activities of the State Security Organs Within the USSR - Operational State Security Measures Inside the Country, undated typescript, Columbia University Rare Book and Manuscript Library, Research Program on the USSR. Artemyev, Vyacheslav Pavlovich and Grigoriy Sergeyevich Burlutskiy, ‘Structure and Condition of the Soviet Organs of State Security after World War П’, in Simon Wolin and Robert M. Slusser (eds), The Soviet Secret Police (New York: Praeger, 1957), pp. 152-78. Artemyev, Vyacheslav Pavlovich and Grigoriy Sergeyevich Burlutskiy, ‘Personnel, Conditions of Service and Training in the Border Troops’, in Simon Wolin and Robert M. Slusser (eds), The Soviet Secret Police (New York: Praeger, 1957), pp. 280-321. Artemyev, Vyacheslav Pavlovich and Grigoriy Sergeyevich Burlutskiy, ‘Internal Activities of the Soviet Organs of State Security after World War IF, in Simon Wolin and Robert M. Slusser (eds), The Soviet Secret Police (New York: Praeger, 1957), pp. 322-37. Artemyev, Vyacheslav Pavlovich and Grigoriy Sergeyevich Burlutskiy, ‘Postwar Activities of the
Soviet Organs of State Security in Western Europe’, in Simon Wolin and Robert M. Slusser (eds), The Soviet Secret Police (New York: Praeger, 1957), pp. 338-54. Barmin, Aleksandr Grigoryevich (pseudonym of Graff), ‘Stalin a Betrayer Ex-Envoy Asserts’, New York Times, 23 December 1937, pp. 1,11. Barmin, Aleksandr Grigoryevich (pseudonym of Graff), ‘Russian Disunity is Laid to Stalin’, New York Times, 25 December 1937, p. 6. Barmin, Aleksandr Grigoryevich (pseudonym of Graff), ‘2 Executions Held a Sop to Cossacks: Ex-Envoy Says Stalin Makes Peace Offering to Returning Exiles in Policy Shift’, New York Times, 26 December 1937, p. 12. Barmin, Aleksandr Grigoryevich (pseudonym of Graff), ‘Bukharin Believed Already Executed: Old Bolshevik Who Called Stalin “Genghis Khan” Refused to “Confess,” Ex-Envoy Says’, New York Times, 29 December 1937, p. 5. Barmin, Aleksandr Grigoryevich (pseudonym of Graff), Memoirs of a 291
Soviet Defectors Soviet Diplomat: Twenty Years in the Service of the USSR (London: Lovat Dickson, 1938; Westport, CT: Hyperion Press, 1973). Barmin, Aleksandr Grigoryevich (pseudonym of Graff), A Russian View of the Moscow Trials: Significance of Trotsky Trial; Time Fights on the Side of Democracy; Editorials from the New York Times (New York: Carnegie Endowment for International Peace, Division of Intercourse and Education, 1938). Barmin, Aleksandr Grigoryevich (pseudonym of Graff), Vingt Ans Au Service de l’U.R.S.S.: Souvenirs d’un Diplomate Soviétique (Twenty Years in the Service of the USSR: Memories of a Soviet Diplomat) (Paris: Albin Michel, 1939). Barmin, Aleksandr Grigoryevich (pseudonym of Graff), ‘The New Communist Conspiracy’, Reader’s Digest, voi. 45, October 1944, pp.27-33. Barmin, Aleksandr Grigoryevich (pseudonym of Graff), ‘New Defender for Yenan’, New Leader, voi. 28, 7 April 1945, pp. 10,14. Barmin, Aleksandr Grigoryevich (pseudonym of Graff), One Who Survived: The Life Story of a Russian under the Soviets (New York: G. P. Putnam’s Sons, 1945; Read Books, 2007; Kessinger Publishing, 2010). Barmin, Aleksandr Grigoryevich (pseudonym of Graff), Двадцать Лет в Разведке (Twenty Years in Intelligence) (Moscow: Algoritm, 2014) (Russian translation of Memoirs of a Soviet Diplomat). Benar, Leonard Frantsovich (pseudonym of Drugov), ‘Нации в Плену’ (‘Nations in Prison’), 20 March 1930, National Archives of Finland, State Police (Valpo I) files, Box 102, Folder 11033. Brazhnev, Aleksandr (pseudonym of Anokhin), Записки Чекиста (Notes of the Chekist) (Typescript in
Hoover Institution Archives, Boris Nicolaevsky Collection, Box 294, Folder 11 (microfilm reel 253)). Brazhnev, Aleksandr (pseudonym of Anokhin), Школа Опричников (■Oprichniki School) (Kiev: Diokor, 2004). Denisov, Vadim Andreyevich, Комплекс Советской Тайной Работы за Рубежами СССР (The Complex of Soviet Clandestine Work Outside the Borders of the USSR), typed chart, Hoover Institution Archive, Alexander Dallin Papers, Box 71, Folder K, Aparat II. Denisov, Vadim Andreyevich, Внешний Оперативный Центр ИНУ НКВД Западноевропейского Отдела в Антверпене, Белгия (INU NKVD Foreign Operational Center of the Western Department in Antwerp, Belgium, handwritten chart, Hoover Institution Archive, Alexander Dallin Papers, Box 71, Folder K, Aparat II. Denisov, Vadim Andreyevich, Mass Persecutions by the NKVD in 292
Bibliography 1932-1938, Hoover Institution Archive, Alexander Dallin Papers, Box 71, Folder K, Aparat II. Denisov, Vadim Andreyevich, Замечания к Рукописи no НКВД (Notes to the Manuscript on the NKVD), Hoover Institution Archive, Alexander Dallin Papers, Box 71, Folder K, Aparat II. Another version is also con tained in Hoover Institution Archive, Boris Nicolaevsky Collection, Box 293, Folder 12 (microfilm reel 253). Denisov, Vadim Andreyevich, Советская Тайная Работа Вне СССР (Soviet Secret Work Outside the USSR), Hoover Institution Archive, Alexander Dallin Papers, Box 71, Folder K, Aparat II. Another version of the same paper is also contained in Hoover Institution Archive, Boris Nicolaevsky Collection, Box 293, Folder 10 (microfilm reel 253). Denisov, Vadim Andreyevich, Первый Специальный Отдел МТБ СССР (First Special Section of the USSR MGB), Hoover Institution Archive, Boris Nicolaevsky Collection, Box 293, Folder 9 (microfilm reel 253). Denisov, Vadim Andreyevich, 14-я Погранзастава (The 14th Border Guard Post), handwritten manuscript, Hoover Institution Archive, Boris Nicolaevsky Collection, Box 411, Folder 20 (microfilm reel 298). Denisov, Vadim Andreyevich, История Владимира Ивановича Волкова в Документах (History of Vladimir Ivanovich Volkov in Documents), Hoover Institution Archive, Boris Nicolaevsky Collection, Box 411, Folder 21 (microfilm reel 298). Denisov, Vadim Andreyevich, На Лесозаготовках в Архангельской Области (At the Lumber Works in the Archangel Oblast), Hoover Institution Archive, Boris Nicolaevsky Collection, Box 411, Folder 22 (microfilm reel
298). Denisov, Vadim Andreyevich, Политическая Работа в Советской Армии (Political Work in the Soviet Army), Hoover Institution Archive, Boris Nicolaevsky Collection, Box 411, Folder 24 (microfilm reel 298). Denisov, Vadim Andreyevich, Экономическое Управление ГУГБ НКВД СССР, Сокращение ЭКУ НКВД (The Economic Directorate of the GUGB NKVD USSR, abbreviation EKUNKVD), Hoover Institution Archive, Boris Nicolaevsky Collection, Box 293, Folder 5 (microfilm reel 252). Denisov, Vadim Andreyevich, Использование Моряков Советского Торгового Флота в Целях Разведки (The Use of Soviet Merchant Fleet Sailors for Intelligence Purposes), Hoover Institution Archive, Boris Nicolaevsky Collection, Box 293, Folder 6 (microfilm reel 252). Denisov, Vadim Andreyevich, Организация, Методы, и Техника 293
Soviet Defectors Следствия в Органах Госбезопасности СССР (Organisation, Methods, and Technology of Investigations in the USSR Organs of State Security), Hoover Institution Archive, Boris Nicolaevsky Collection, Box 293, Folder 7 (microfilm reel 252). Denisov, Vadim Andreyevich, Организация Госбезопасности в Советских Вооруженных Силах (The Organisation of State Security in the Soviet Armed Forces), handwritten manuscript, Hoover Institution Archive, Boris Nicolaevsky Collection, Box 293, Folder 8 (microfilm reel 252). Denisov, Vadim Andreyevich, Тихоокеанский Военно-морской Флот Советского Союза (The Pacific Fleet of the Soviet Union), Hoover Institution Archive, Boris Nicolaevsky Collection, Box 293, Folder 8 (microfilm reel 252). Denisov, Vadim Andreyevich, ‘Массовые акции КРУ и СПУ НКВД’ (‘Mass Operations of the NKVD KRU and SPU’), Народная правда (Narodnaya Pravda), September 1950, nos 9-10, pp. 29-30. Deryabin, Peter Sergeyevich, Watchdogs of Terror: Russian Bodyguards from the Tsars to the Commissars (New Rochelle, NY: Arlington House, 1972) (Frederick, MD: University Publications of America, 1984). Deryabin, Peter Sergeyevich, and Frank Gibney, ‘Red Agent’s Vivid Tale of Terror’, Life, 23 March 1959, pp. 110-12,114,116, 119-20. Deryabin, Peter Sergeyevich, and Frank Gibney, ‘Kremlin Intrigue and Debauchery’, Life, 30 March 1959, pp. 80-5, 87-8, 90. Deryabin, Peter Sergeyevich, and Frank Gibney, The Secret World (New York: Doubleday, 1959). Deryabin, Peter Sergeyevich, with Tennent H. Bagley, KGB, Masters of the Soviet Union (New York: Hippocrene Books, 1990).
Deryabin, Peter Sergeyevich, with Jerrold L. Schecter, The Spy Who Saved the World: How a Soviet Colonel Changed the Course of the Cold War (New York: Scribners, 1992). Deryabin, Peter Sergeyevich, with Joseph Culver Evans, Inside Stalin’s Kremlin: An Eyewitness Account of Brutality, Duplicity, and Intrigue (Washington, DC: Brassey’s Publications, 1998). Drugov, Fedor Pavlovich, ‘С Дзержинским в ВЧК: Исповедь раскаявшегося чекиста’ (‘With Dzerzhinsky in the VChK: The Confession of a Repentant Chekist’), Иллюстрированная Россия (Illustrated Russia), 31 January 1931, pp. 1-2,4-5; 7 February 1931, pp. 6, 8-9; 14 February 1931, pp. 4, 6; 21 February 1931, pp. 8-9; 28 February 1931, pp. 10-11. Drugov, Fedor Pavlovich, ‘Анархисты в русскойреволюции: Октябрьские 294
Bibliography дни в Смольном’ (‘Anarchists in the Russian Revolution: The October Days in Smolniy’), Пробуждение (Awakening), 1932, nos 23-7. Dumbadze, Yevgeniy Vasilyevich, На службе Чека и Коминтерна. Личные воспоминания (In the Service of the Cheka and Comintern: Personal Reminiscences) (Paris:
Mishen, 1930), typescript draft in Hoover Institution Archives, Boris Nicolaevsky Collection, Box 294, Folder 18 (microfilm reel 254). Dumbadze, Yevgeniy Vasilyevich, Дело Агабекова-Арутюнова (The Agabekov-Arutyunov Affair), typescript in the Hoover Institution Archives, Boris Nicolaevsky
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Contents List of Figures and Tables Acknowledgements vi vii Introduction 1. Early Defectors, 1924-1930 2. Yezhovsh china-Era Defectors, 1937-1940 3. World War II-Era Defectors, 1941-1946 4. Early Cold War Defectors, 1947-1951 5. Post-Stalin Purge Defectors, 1953-1954 Conclusion 1 11 45 100 170 214 263 Appendix: Organisational Changes in Soviet Intelligence and State Security, 1918-1954 Bibliography Index 285 286 319
Bibliography Works by Intelligence Officer Defectors (Including Post֊ 1954) ‘Les souvenirs d’un agent Soviétique’ (‘Memories of a Soviet Agent’), La Tribune de Geneve, published serially from 14 December 1949 to 12 January 1950. (A. A. Petrov) ‘Нравы и Работа ГПУ: Из Рассказов Секретного Сотрудника Чрезвычайки’ (‘Mores and Work of the GPU: From the Tales of a Cheka Secret Collaborator’), Vozrozhdenie, published serially from 11 September to б October 1926. (Stefens, aka Ivan Vasilyevich Gavrilchenko) Agabekov, Georgiy Sergeyevich, Г.П.У. Записки чекиста (GPU: Notes of a Chekist) (Berlin: Strela, 1930). Agabekov, Georgiy Sergeyevich, ЧК за работой (The Cheka at Work) (Berlin: Strela, 1931). Agabekov, Georgiy Sergeyevich, OGPU: The Russian Secret Terror, trans. Henry W. Bunn (New York: Brentano’s, 1931; Westport, CT: Hyperion Press, 1975). Agranyants, Oleg, Enemy of the people. Treacherous document. In the name of truth: 3 Plays (London: Overseas Publications Interchange, 1989). Agranyants, Oleg, Что делать?, ши деленинизация нашего общества главная задача дня (What to Doi, or the Deleninisation of our Society - the Primary Task of the Day) (London: Overseas Publications Interchange, 1989). Akhmedov, Ismail Gusseynovich, In and Out of Stalin’s GRU: A Tatar’s Escape from Red Army Intelligence (Frederick, MD: University Publications of America, 1984). Akhmedov, Ismail Gusseynovich and Pentti Lehtinen, Stalinin GRU: puna-armeijan tiedustelu-upseerin muistelmia vallankumouksen, 286
Bibliography sodan ja rauhan päiviltä (Stalin's GRU: Red Army Intelligence Officer’s Memoir of Revolution, War and Peace) (Helsinki: Aleakirja, 1988). Almazov, A. F. (pseudonym of Chikalov), Грозная Лубянка (Terrible Lubyanka), undated manuscript and typescript, Hoover Institution Archives, Boris Nicolaevsky Collection; Box 233, Folder 4 (microfilm reel 199). Almazov, A. F. (pseudonym of Chikalov), Система Следствия в МТБ (The Investigation System in the MGB), undated manuscript and typescript, Hoover Institution Archives, Boris Nicolaevsky Collection; Box 233, Folder 5 (microfilm reel 199). Almazov, A. F. (pseudonym of Chikalov), Голубок (Golubok), undated manuscript and typescript, Hoover Institution Archives, Boris Nicolaevsky Collection; Box 233, Folder 6 (microfilm reel 199). Almazov, A. F. (pseudonym of Chikalov), На Службе в Советской Разведке (In the Service of Soviet Intelligence), undated manuscript and typescript, Hoover Institution Archives, Boris Nicolaevsky Collection; Box 233, Folder 7 (microfilm reel 199). Andersen, Jakob and Oleg Gordievsky, De røde spioner: KGB’s opera tioner i Danmark fra Stalin til Jeltsin, fra Stauning til Nyrup (The Red Spies: KGB Operations in Denmark from Stalin to Yeltsin, from Stauning to Nyrup) (Copenhagen: Høst Søn, 2002). Andrew, Christopher and Oleg Gordievsky, KGB: The Inside Story of its Foreign Operations from Lenin to Gorbachev (New York: HarperCollins Publishers, 1990). Andrew, Christopher and Oleg Gordievsky, Instructions from the Centre: Top Secret Files from the KGB’s Foreign Operations, 1975-85 (London: Hodder бс
Stoughton, 1991). Andrew, Christopher and Oleg Gordievsky, More ‘Instructions from the Centre’: Top Secret Files on KGB Global Operations, 1975-1985 (London; Portland, OR: Frank Cass, 1992). Andrew, Christopher and Oleg Gordievsky, Comrade Kryuchkov’s Instructions: Top Secret Files on KGB Foreign Operations, 19751985 (Stanford, CA: Stanford University Press, 1993). Andrew, Christopher and Vasili Mitrokhin, The Sword and the Shield: The Mitrokhin Archive and the Secret History of the KGB (New York: Basic Books, 1999). Andrew, Christopher and Vasili Mitrokhin, The Mitrokhin Archive: The KGB in Europe and the West (London: Allen Lane/Penguin Press, 1999). Andrew, Christopher and Vasili Mitrokhin, The World Was Going Our 287
Soviet Defectors Way: The KGB and the Battle for the Third World (New York: Basic Books, 2005). Andrew, Christopher and Vasili Mitrokhin, The Mitrokhin Archive II: The KGB and the World (London: Penguin, 2006). Artemyev, Vyacheslav Pavlovich, Деятельность Органов Государственной Безопасности в
Советском Союзе (Activity of the Organs of State Security in the Soviet Union), typescript dated 1950 in Bavaria, Columbia University Rare Book and Manuscript Library, Research Program on the USSR, Box 7. Artemyev, Vyacheslav Pavlovich, Исправительно-Трудовые Лагеря МВД СССР (Corrective Labour Camps
of the USSR MVD), type script dated 1953 in Germany, Columbia University Rare Book and Manuscript Library, Research Program on the USSR, Box 7. Artemyev, Vyacheslav Pavlovich, Охрана Государственных Границ Союза Советских Социалистических Республик (Protection of State Borders of the Unión of
Soviet Socialist Republics), typescript dated December 1950 in Bavaria, with handwritten revisions dated January 1955, Columbia University Rare Book and Manuscript Library, Research Program on the USSR, Box 7. Artemyev, Vyacheslav Pavlovich, Особые Отделы Советской Армии (Special Sections of the
Soviet Army), typescript dated January 1952 in Bavaria, with handwritten revisions dated October 1953, Columbia University Rare Book and Manuscript Library, Research Program on the USSR, Box 7. Artemyev, Vyacheslav Pavlovich, Вооруженные Силы МВД СССР (Military Forces of the USSR MVD), typescript
dated January 1951 in Bavaria, with handwritten revisions dated March 1955, Columbia University Rare Book and
Manuscript Library, Research Program on the USSR, Box 8. Artemyev, Vyacheslav Pavlovich, Political Controls in the Soviet Army, undated typescript, Columbia University Rare Book and Manuscript Library, Research Program on the USSR, Box 58. Artemyev, Vyacheslav Pavlovich, Военная Наука и Подготовка Кадров Советской Армии (Military Science and the Preparation of Soviet Military Cadres), undated typescript, Hoover Institution Archives, Boris Nicolaevsky Collection, Box 233, Folder 10 (microfilm reel 199). Artemyev, Vyacheslav Pavlovich, Мобилизационная Работа Штаба Военного Округа в СССР (Mobilisation Work of a Military District Headquarters in the USSR), undated typescript, Hoover Institution Archives, Boris Nicolaevsky Collection, Box 233, Folder 11 (micro film reel 199). 288
Bibliography Artemyev, Vyacheslav Pavlovich, Фронтовики (Frontline Soldiers), type script dated April 1952 in Bavaria, Hoover Institution Archives, Boris Nicolaevsky Collection, Box 233, Folder 12 (microfilm reel 199). Artemyev, Vyacheslav Pavlovich, Особый Карательный Взвод (Special Disciplinary
Detachment), typescript dated January 1952 in Bavaria, Hoover Institution Archives, Boris Nicolaevsky Collection, Box 233, Folder 13 (microfilm reel 199). Artemyev, Vyacheslav Pavlovich, Медведь {Medved), typescript dated September 1951 in Bavaria, Hoover Institution Archives, Boris Nicolaevsky
Collection, Box 233, Folder 14 (microfilm reel 199). Artemyev, Vyacheslav Pavlovich, Майор Дои Сан {Major Doi San), undated typescript, Hoover Institution Archives, Boris Nicolaevsky Collection, Box 233, Folder 15 (microfilm reel 199). Artemyev, Vyacheslav Pavlovich, six fragments from a draft book
on General Vlasov, undated typescript, Hoover Institution Archives, Boris Nicolaevsky Collection, Box 233, Folder 16 (microfilm reel 199). • • • • • • Белая Рабыня {White Slave) Советский Пленный (Soviet Prisoner) Протест Генерала Буняченко {General Bunyachenko ’s Protest), Первые Столкновения с
Немцами {First Conflicts with the Germans) Советские Пропагандисты {Soviet Propagandists) Участь Власовцев {The Vlasovites’ Fate) Artemyev, Vyacheslav Pavlovich, Selection and Training of Soviet Personnel for Trade Missions Abroad and the Soviet Trade Mission in Iran: Two Brief Studies (New York:
Research Program on the USSR, 1954). Artemyev, Vyacheslav Pavlovich, Режим и охрана исправительнотрудовых
лагерей МВД (Regime and Security of MVD Corrective Labour Camps) (Munich: Institute for the Study of the USSR, 1956). Artemyev, Vyacheslav Pavlovich, Living Conditions and Policing of MVD Corrective Labour Camps (Munich: Institute for the Study of the USSR, 1956). Artemyev, Vyacheslav Pavlovich, Первая дивизия POA. Материалы к истории освободительного движения народов России (1941-1945) {First Division of the ROA: Historical Materials of the Liberation Movement of the Peoples of Russia (1941-1945)) (London, ON: Publisher of the Union for the Struggle for the Liberation of the Peoples of Russia, 1974). 289
Soviet Defectors Artemyev, Vyacheslav Pavlovich, ‘Manning the Iron Curtain’, Bulletin of the Institute for the Study of the USSR, voi. 9 (July 1962), pp. 14-21. Artemyev, Vyacheslav Pavlovich, ‘Crime and Punishment in the Soviet Armed Forces’, Military Review, voi. 42, no. 11 (November 1962), pp. 68-74. Artemyev, Vyacheslav Pavlovich, ‘OKR: State Security in the Soviet Armed Forces’, Military Review, voi. 43, no. 9 (September 1963), pp. 21-31. Artemyev, Vyacheslav Pavlovich, ‘The Communist Party and the Soviet Armed Forces’, Military Review, voi. 44, no. 2 (February 1964), pp.29-37. Artemyev, Vyacheslav Pavlovich, ‘Party Political Work in the Soviet Armed Forces’, Military Review, voi. 44, no. 3 (March 1964), pp.62-8. Artemyev, Vyacheslav Pavlovich, ‘Soviet Military Penal Units’, Military Review, voi. 48, no. 4 (April 1964), pp. 90-6. Artemyev, Vyacheslav Pavlovich, ‘Soviet Military Educational Institutions’, Military Review, voi. 46, no. 1 (January 1966), pp.11-14. Artemyev, Vyacheslav Pavlovich, ‘Soviet Mobilization Doctrine’, Military Review, voi. 46, no. 6 (June 1966), pp. 63-9. Artemyev, Vyacheslav Pavlovich, ‘Soviet Volunteers in the German Army’, Military Review, voi. 47, no. 11 (November 1967), pp. 56-64. Artemyev, Vyacheslav Pavlovich, Officer Courts of Honor in the Soviet Armed Forces’, Military Review, voi. 48, no. 11 (November 1968), pp. 53-8. Artemyev, Vyacheslav Pavlovich, ‘Coercion and Fear in the Soviet Armed Forces’, Military Review, voi. 49, no. 11 (November 1969), pp. 51-5. Artemyev, Vyacheslav Pavlovich and Grigoriy Sergeyevich Burlutskiy, Кадры,
прохождение службы и подготовка пограничных войск МВД СССР {Personnel, Conditions of Service and Training of the Border Troops), Columbia University Rare Book and Manuscript Library, Research Program on the USSR, Box 8. Artemyev, Vyacheslav Pavlovich and Grigoriy Sergeyevich Burlutskiy, Пограничные военноучебные заведения (Military Training Institutions of the MVD Border Troops), Columbia University Rare Book and Manuscript Library, Research Program on the USSR, Box 8. Artemyev, Vyacheslav Pavlovich and Grigoriy Sergeyevich Burlutskiy, Послевоенная организация и деятельность советских органов государственной безопасности (Post-war Organisation and Activities 290
Bibliography of Soviet Organs of State Security), Columbia University Rare Book and Manuscript Library, Research Program on the USSR, Box 8. Artemyev, Vyacheslav Pavlovich and Grigoriy Sergeyevich Burlutskiy, Послевоенные сведения о генералитете госбезопасности СССР, 1945-1955 (Post-war Information about the General Corps of USSR State Security, 1945-1955), Columbia University Rare Book and Manuscript Library, Research Program on the USSR, Box 8. Artemyev, Vyacheslav Pavlovich and Grigoriy Sergeyevich Burlutskiy, Activities of the State Security Organs Within the USSR - Operational State Security Measures Inside the Country, undated typescript, Columbia University Rare Book and Manuscript Library, Research Program on the USSR. Artemyev, Vyacheslav Pavlovich and Grigoriy Sergeyevich Burlutskiy, ‘Structure and Condition of the Soviet Organs of State Security after World War П’, in Simon Wolin and Robert M. Slusser (eds), The Soviet Secret Police (New York: Praeger, 1957), pp. 152-78. Artemyev, Vyacheslav Pavlovich and Grigoriy Sergeyevich Burlutskiy, ‘Personnel, Conditions of Service and Training in the Border Troops’, in Simon Wolin and Robert M. Slusser (eds), The Soviet Secret Police (New York: Praeger, 1957), pp. 280-321. Artemyev, Vyacheslav Pavlovich and Grigoriy Sergeyevich Burlutskiy, ‘Internal Activities of the Soviet Organs of State Security after World War IF, in Simon Wolin and Robert M. Slusser (eds), The Soviet Secret Police (New York: Praeger, 1957), pp. 322-37. Artemyev, Vyacheslav Pavlovich and Grigoriy Sergeyevich Burlutskiy, ‘Postwar Activities of the
Soviet Organs of State Security in Western Europe’, in Simon Wolin and Robert M. Slusser (eds), The Soviet Secret Police (New York: Praeger, 1957), pp. 338-54. Barmin, Aleksandr Grigoryevich (pseudonym of Graff), ‘Stalin a Betrayer Ex-Envoy Asserts’, New York Times, 23 December 1937, pp. 1,11. Barmin, Aleksandr Grigoryevich (pseudonym of Graff), ‘Russian Disunity is Laid to Stalin’, New York Times, 25 December 1937, p. 6. Barmin, Aleksandr Grigoryevich (pseudonym of Graff), ‘2 Executions Held a Sop to Cossacks: Ex-Envoy Says Stalin Makes Peace Offering to Returning Exiles in Policy Shift’, New York Times, 26 December 1937, p. 12. Barmin, Aleksandr Grigoryevich (pseudonym of Graff), ‘Bukharin Believed Already Executed: Old Bolshevik Who Called Stalin “Genghis Khan” Refused to “Confess,” Ex-Envoy Says’, New York Times, 29 December 1937, p. 5. Barmin, Aleksandr Grigoryevich (pseudonym of Graff), Memoirs of a 291
Soviet Defectors Soviet Diplomat: Twenty Years in the Service of the USSR (London: Lovat Dickson, 1938; Westport, CT: Hyperion Press, 1973). Barmin, Aleksandr Grigoryevich (pseudonym of Graff), A Russian View of the Moscow Trials: Significance of Trotsky Trial; Time Fights on the Side of Democracy; Editorials from the New York Times (New York: Carnegie Endowment for International Peace, Division of Intercourse and Education, 1938). Barmin, Aleksandr Grigoryevich (pseudonym of Graff), Vingt Ans Au Service de l’U.R.S.S.: Souvenirs d’un Diplomate Soviétique (Twenty Years in the Service of the USSR: Memories of a Soviet Diplomat) (Paris: Albin Michel, 1939). Barmin, Aleksandr Grigoryevich (pseudonym of Graff), ‘The New Communist Conspiracy’, Reader’s Digest, voi. 45, October 1944, pp.27-33. Barmin, Aleksandr Grigoryevich (pseudonym of Graff), ‘New Defender for Yenan’, New Leader, voi. 28, 7 April 1945, pp. 10,14. Barmin, Aleksandr Grigoryevich (pseudonym of Graff), One Who Survived: The Life Story of a Russian under the Soviets (New York: G. P. Putnam’s Sons, 1945; Read Books, 2007; Kessinger Publishing, 2010). Barmin, Aleksandr Grigoryevich (pseudonym of Graff), Двадцать Лет в Разведке (Twenty Years in Intelligence) (Moscow: Algoritm, 2014) (Russian translation of Memoirs of a Soviet Diplomat). Benar, Leonard Frantsovich (pseudonym of Drugov), ‘Нации в Плену’ (‘Nations in Prison’), 20 March 1930, National Archives of Finland, State Police (Valpo I) files, Box 102, Folder 11033. Brazhnev, Aleksandr (pseudonym of Anokhin), Записки Чекиста (Notes of the Chekist) (Typescript in
Hoover Institution Archives, Boris Nicolaevsky Collection, Box 294, Folder 11 (microfilm reel 253)). Brazhnev, Aleksandr (pseudonym of Anokhin), Школа Опричников (■Oprichniki School) (Kiev: Diokor, 2004). Denisov, Vadim Andreyevich, Комплекс Советской Тайной Работы за Рубежами СССР (The Complex of Soviet Clandestine Work Outside the Borders of the USSR), typed chart, Hoover Institution Archive, Alexander Dallin Papers, Box 71, Folder K, Aparat II. Denisov, Vadim Andreyevich, Внешний Оперативный Центр ИНУ НКВД Западноевропейского Отдела в Антверпене, Белгия (INU NKVD Foreign Operational Center of the Western Department in Antwerp, Belgium, handwritten chart, Hoover Institution Archive, Alexander Dallin Papers, Box 71, Folder K, Aparat II. Denisov, Vadim Andreyevich, Mass Persecutions by the NKVD in 292
Bibliography 1932-1938, Hoover Institution Archive, Alexander Dallin Papers, Box 71, Folder K, Aparat II. Denisov, Vadim Andreyevich, Замечания к Рукописи no НКВД (Notes to the Manuscript on the NKVD), Hoover Institution Archive, Alexander Dallin Papers, Box 71, Folder K, Aparat II. Another version is also con tained in Hoover Institution Archive, Boris Nicolaevsky Collection, Box 293, Folder 12 (microfilm reel 253). Denisov, Vadim Andreyevich, Советская Тайная Работа Вне СССР (Soviet Secret Work Outside the USSR), Hoover Institution Archive, Alexander Dallin Papers, Box 71, Folder K, Aparat II. Another version of the same paper is also contained in Hoover Institution Archive, Boris Nicolaevsky Collection, Box 293, Folder 10 (microfilm reel 253). Denisov, Vadim Andreyevich, Первый Специальный Отдел МТБ СССР (First Special Section of the USSR MGB), Hoover Institution Archive, Boris Nicolaevsky Collection, Box 293, Folder 9 (microfilm reel 253). Denisov, Vadim Andreyevich, 14-я Погранзастава (The 14th Border Guard Post), handwritten manuscript, Hoover Institution Archive, Boris Nicolaevsky Collection, Box 411, Folder 20 (microfilm reel 298). Denisov, Vadim Andreyevich, История Владимира Ивановича Волкова в Документах (History of Vladimir Ivanovich Volkov in Documents), Hoover Institution Archive, Boris Nicolaevsky Collection, Box 411, Folder 21 (microfilm reel 298). Denisov, Vadim Andreyevich, На Лесозаготовках в Архангельской Области (At the Lumber Works in the Archangel Oblast), Hoover Institution Archive, Boris Nicolaevsky Collection, Box 411, Folder 22 (microfilm reel
298). Denisov, Vadim Andreyevich, Политическая Работа в Советской Армии (Political Work in the Soviet Army), Hoover Institution Archive, Boris Nicolaevsky Collection, Box 411, Folder 24 (microfilm reel 298). Denisov, Vadim Andreyevich, Экономическое Управление ГУГБ НКВД СССР, Сокращение ЭКУ НКВД (The Economic Directorate of the GUGB NKVD USSR, abbreviation EKUNKVD), Hoover Institution Archive, Boris Nicolaevsky Collection, Box 293, Folder 5 (microfilm reel 252). Denisov, Vadim Andreyevich, Использование Моряков Советского Торгового Флота в Целях Разведки (The Use of Soviet Merchant Fleet Sailors for Intelligence Purposes), Hoover Institution Archive, Boris Nicolaevsky Collection, Box 293, Folder 6 (microfilm reel 252). Denisov, Vadim Andreyevich, Организация, Методы, и Техника 293
Soviet Defectors Следствия в Органах Госбезопасности СССР (Organisation, Methods, and Technology of Investigations in the USSR Organs of State Security), Hoover Institution Archive, Boris Nicolaevsky Collection, Box 293, Folder 7 (microfilm reel 252). Denisov, Vadim Andreyevich, Организация Госбезопасности в Советских Вооруженных Силах (The Organisation of State Security in the Soviet Armed Forces), handwritten manuscript, Hoover Institution Archive, Boris Nicolaevsky Collection, Box 293, Folder 8 (microfilm reel 252). Denisov, Vadim Andreyevich, Тихоокеанский Военно-морской Флот Советского Союза (The Pacific Fleet of the Soviet Union), Hoover Institution Archive, Boris Nicolaevsky Collection, Box 293, Folder 8 (microfilm reel 252). Denisov, Vadim Andreyevich, ‘Массовые акции КРУ и СПУ НКВД’ (‘Mass Operations of the NKVD KRU and SPU’), Народная правда (Narodnaya Pravda), September 1950, nos 9-10, pp. 29-30. Deryabin, Peter Sergeyevich, Watchdogs of Terror: Russian Bodyguards from the Tsars to the Commissars (New Rochelle, NY: Arlington House, 1972) (Frederick, MD: University Publications of America, 1984). Deryabin, Peter Sergeyevich, and Frank Gibney, ‘Red Agent’s Vivid Tale of Terror’, Life, 23 March 1959, pp. 110-12,114,116, 119-20. Deryabin, Peter Sergeyevich, and Frank Gibney, ‘Kremlin Intrigue and Debauchery’, Life, 30 March 1959, pp. 80-5, 87-8, 90. Deryabin, Peter Sergeyevich, and Frank Gibney, The Secret World (New York: Doubleday, 1959). Deryabin, Peter Sergeyevich, with Tennent H. Bagley, KGB, Masters of the Soviet Union (New York: Hippocrene Books, 1990).
Deryabin, Peter Sergeyevich, with Jerrold L. Schecter, The Spy Who Saved the World: How a Soviet Colonel Changed the Course of the Cold War (New York: Scribners, 1992). Deryabin, Peter Sergeyevich, with Joseph Culver Evans, Inside Stalin’s Kremlin: An Eyewitness Account of Brutality, Duplicity, and Intrigue (Washington, DC: Brassey’s Publications, 1998). Drugov, Fedor Pavlovich, ‘С Дзержинским в ВЧК: Исповедь раскаявшегося чекиста’ (‘With Dzerzhinsky in the VChK: The Confession of a Repentant Chekist’), Иллюстрированная Россия (Illustrated Russia), 31 January 1931, pp. 1-2,4-5; 7 February 1931, pp. 6, 8-9; 14 February 1931, pp. 4, 6; 21 February 1931, pp. 8-9; 28 February 1931, pp. 10-11. Drugov, Fedor Pavlovich, ‘Анархисты в русскойреволюции: Октябрьские 294
Bibliography дни в Смольном’ (‘Anarchists in the Russian Revolution: The October Days in Smolniy’), Пробуждение (Awakening), 1932, nos 23-7. Dumbadze, Yevgeniy Vasilyevich, На службе Чека и Коминтерна. Личные воспоминания (In the Service of the Cheka and Comintern: Personal Reminiscences) (Paris:
Mishen, 1930), typescript draft in Hoover Institution Archives, Boris Nicolaevsky Collection, Box 294, Folder 18 (microfilm reel 254). Dumbadze, Yevgeniy Vasilyevich, Дело Агабекова-Арутюнова (The Agabekov-Arutyunov Affair), typescript in the Hoover Institution Archives, Boris Nicolaevsky
Collection, Box 294, Folders 21 and 22 (microfilm reel 254). Dumbadze, Yevgeniy Vasilyevich, Способ приготовления секретных агентов ГПУ для экспорта, непатентованное изобретение бывшего резидента ОГЛУ Агабекова (The Method of Preparing GPU Secret Agents for Export: The Unpatented Invention of Former
OGPU Rezident Agabekov), 1933 typescript in the Hoover Institution Archives, Boris Nicolaevsky Collection, Box 294, Folder 22 (micro film reel 254). Dzhirkvelov, Ilya, ‘How the KGB Operates: Answers From a KGB Defector’, Intelligence Report (Standing Committee on Law and National Security, American
Bar Association) voi. 3, July 1981, pp. 3-6. Dzhirkvelov, Ilya, Secret Servant: My Life with the KGB and the Soviet Elite (London: Collins, 1987; New York: Harper c Row, 1988; New York: Touchstone, 1989). Ege, Ismail (pseudonym of Akhmedov), ‘The Drive for Final Victory’, in US Congress. House.
Committee on Un-American Activities, The Great Pretense: A Symposium on Anti-Stalinism and the 20th Congress of
the Soviet Communist Party, 84th Congress, Second Session (Washington, DC: Government Printing Office, 1956), pp. 63-6. Gai, Boris Aleksandrovich, Perecben’ spetsiaľnykh chekistskikh termi nov k rukopisi ‘NKVD SSSR’ (List of Special Terms to the Manuscript ‘USSR NKVD’) (Research Program on the USSR). Golitsyn, Anatoliy Mikhailovich, New Lies for Old: The Communist Strategy of Deception and Disinformation (New York: Dodd, Mead Co., 1984; London: Bodley Head, 1984). Golitsyn, Anatoliy Mikhailovich, The Perestroika Deception: Memoranda to the Central Intelligence Agency (London and New York: Edward Harle, 1995). Gordievsky, Oleg Antonovich, Next Stop Execution: The Autobiography of Oleg Gordievsky (London: Macmillan, 1995). 295
Soviet Defectors Gouzenko, Igor Sergeyevich, Ί Was Inside Stalin’s Spy Ring’, Cosmopolitan, February 1947, pp. 23-5, 162-70. Gouzenko, Igor Sergeyevich, The Iron Curtain (New York: E. P. Dutton, 1948; Toronto: Dent, 1948). Gouzenko, Igor Sergeyevich, This Was My Choice (London: Eyre Spottiswoode, 1948; 2nd ed. Montreal: Palm, 1968). Gouzenko, Igor Sergeyevich, The Fall of a Titan (novel) (New York: W. W. Norton, 1954). Granovskiy, Anatoliy Mikhailovich, ‘Eu Fui Espião de Stalin’ (T Was Stalin’s Spy’), A Noite [São Paolo, Brazil], published serially from 30 December 1948 to 10 May 1949. Granovskiy, Anatoliy Mikhailovich, All Pity Choked: The Memoirs of a Soviet Agent (London: Kimber, 1955). Granovskiy, Anatoliy Mikhailovich, I Was an NKVD Agent: A Top Soviet Spy Tells His Story (New York: Devin-Adair, 1962). Grishin, Nikolay, Soviet Operation of Uranium Mines in Eastern Germany, Mimeographed Series Number 11 (New York: Research Program on the USSR, 1952). This monograph was later reprinted as ‘The Saxony Uranium Mining Operation (‘VISMUT’), in Robert Slusser et al., Soviet Economic Policy in Postwar Germany: A Collection of Papers by Former Soviet Officials (New York: Research Program on the USSR, 1953), pp. 127-55. Helfand, L. В., Командный Состав Транспорта СССР (Command Staff of USSR Transportation) (Moscow: TransPechat NKPS, 1924). Kalugin, Oleg Danilovich, The First Directorate: My 32 Years in Intelligence and Espionage against the West (New York: St Martin’s Press, 1994). Kalugin, Oleg Danilovich, Прощай Лубянка! (XXВек Глазами Очевидцев) {Farewell Lubyanka: The 20th
Century through the Eyes of Witnesses) (Moscow: Olimp, 1995). Kalugin, Oleg Danilovich, Spymaster: My 32 Years in Intelligence and Espionage against the West (New York: Basic Books, 2009). Karpov, Peter Mikhailovich, Организация ГПУ {The Organisation of the GPU), undated typescript, Hoover Institution Archive, Boris Nicolaevsky Collection, Box 217, Folder 6 (microfilm reel 187). Kiselev-Gromov, Nikolay Ignatyevich, Борьба с Бандитами на Кубаниі {Fight against Bandits in Kubáni), Hoover Institution Archive, Boris Nicolaevsky Collection, Box 182, Folder 27 (microfilm reel 155). Kiselev-Gromov, Nikolay Ignatyevich, ‘Лагери Смерти’ (‘Death Camps’), Руль {The Helm) [Berlin, Germany], published serially between 13 September and 4 October 1931. 296
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Soviet Defectors Gazur, Edward, Secret Assignment: The FBI’s KGB General (London: St Ermin’s Press, 2001). Gazur, Edward, Alexander Orlov: the FBI’s KGB General (New York: Carroll c Graf, 2002). Genis, Vladimir Leonidovich, ‘Невозвращенцы 1920-х- начала 1930-x годов’ (‘Nonreturners in the 1920s and Early 1930s’), Вопросы Истории (Questions of History), 2000, no. 1, pp. 46-63, published online at http://historystudies.org/2012/07/genis-v-l-nevozvrashhe ncy-1920-x-nachala-1930-x-godov/ (last accessed 13 March 2020). Gruntman, Mike, Enemy Amongst Trojans: A Soviet Spy at USC (Los Angeles: Figueroa Press, 2010). Haarstad, Gunnar, I Hemmelig Tjeneste: Etterretning og overvåking і krig og fred {In Secret Service: Intelligence and Surveillance in War and Peace) (Oslo: Aschehoug, 1988). Hellman, Ben, ‘Писатель Алекцандр Сипельгас, он же разведчик А. Смирнов. Русско-финско-эстонская загадка’ (‘Author Alexander Sipelgas, also known as Intelligence Officer A. Smirnov: Russo-FinnoEstonian Riddle’) in Встречи и столкновения: Статьи по русской литературе (Meetings and Clashes: Articles on Russian Literature), Slavica Helsingiensia 36 (Helsinki: Helsinki University Press, 2008), pp. 199-231. Heuer, Richards J., ‘Nosenko: Five Paths to Judgment’, Studies in Intelligence, voi. 31, no. 3 (Fall 1987), pp. 71-101. Reprinted in H. Bradford Westerfield (ed.), Inside CIA’s Private World: Declassified Articles from the Agency’s Internal Journal, 1955-1992 (New Haven: Yale University Press, 1995), pp. 379-414. Hinchley, Vernon, The Defectors (London: Harrap, 1967). Hyde, Earl M., Jr., ‘Still
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Bibliography Kessler, Ronald, Escape from the CIA: How the CIA Won and Lost the Most Important KGB Spy Ever to Defect to the US (New York: Pocket Books, 1991). Knight, Amy, How the Cold War Began: The Igor Gouzenko Affair and the Hunt for Soviet Spies (New York: Carroll Graf, 2005). Krasnov, Vladislav, Soviet Defectors: The KGB Wanted List (Stanford, CA: Hoover Institution Press, 1985). Maffei, Ricardo, ‘Il “Caso Helfand”: La Defezione nel 1940 del Diplomatico Sovietico a Roma nei Documenti Americani’ (‘The “Helfand Case”: The Defection in 1940 of a Soviet Diplomat to Rome from American Documents’), Nuova Storia Contemporanea, voi. 18, no. 5 (September-October 2014), pp. 49-74. Mahar, Donald G., Shattered Illusions: KGB Cold War Espionage in Canada (Lanham, MD: Rowman бс Littlefield, 2016). (Brik) Manne, Robert, The Eetrov Affair: Politics and Espionage (Sydney: Pergamon, 1987). Melville, Frank, ‘The Soviets: Coups and Killings in Kabul: A KGB Defector Tells How Afghanistan Became Brezhnev’s Viet Nám’, Time, 22 November 1982, pp. 33-4. (Interview with Kuzichkin) Nishino, Tatsukichi, (Nazo no bõmeisha Ryushikofu; The Mysterious Exile Lyushkov) (Tokyo: Sanichi Shobo, 1979). Orloff, Vladimir, Underworld and Soviet (New York: The Dial Press, 1931). (Karpov) Poretsky, Elizabeth, Our Own People: A Memoir of Ignace Reiss and His Friends (London: Oxford University Press, 1969). Prokhorov, Dmitriy Petrovich, Сколько стоит продать Родину? ( What is the Cost of Betraying One's Homeland?) (Moscow: Olma-Press, 2005). Prokhorov, Dmitriy Petrovich and Oleg Lemekhov, Перебежчики Заочно
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Soviet Defectors ‘Elsa R.’ is held in the Hoover Institution Archives, Boris Nicolaevsky Collection, Box 375, Folder 54 (microfilm reel Trotsky 41). Rondeau, John, ‘Book Review of The Soviet Secret Police, by Simon Wolin and Robert Slusser’, Studies in Intelligence, voi. 2, Winter 1958, pp. 123-9. (Artemyev, Burlutskiy) Sawatsky, John, For Services Rendered: Leslie James Bennett and the RCMP Security Service (New York: Doubleday, 1983). Shalett, Sidney, ‘How the Russians Spied on Their Allies’, Saturday Evening Post, 25 January 1947, pp. 19, 85-8: 1 February 1947, pp. 24, 78-9. (Gouzenko) Thayer, Charles W., ‘MVD Man’s Declaration of Independence’, Life, 5 July 1954, pp. 69-80. (Burlutskiy) Thwaites, Michael, Truth Will Out: ASIO and the Petrovs (Sydney: Collins, 1980). Trotsky, Leon, ‘En Septembre 1937 Ignace REISS tombait les balles de la Guépéou’ (Tn September 1937 Ignace Reiss Fell to the GPU’s Bullets’, La Lutte Ouvrier (The Worker’s Struggle), 21 October 1938. US Congress. Senate. Judiciary Committee. Scope of Soviet Activity in the United States, 84th Congress, Second Session, part 27 (Washington, DC: Government Printing Office, 1956), pp. 1519-20. (Isaac Don Levine testimony about Krivitsky) Verkhturov, Dmitriy, Виктор Суворов врет! Потопить «Ледокол» {Viktor Suvorov Lies: Sinking ‘The Icebreaker’) (Moscow: LitRes, 2014). Volodarsky, Boris, The Orlov KGB File: The Most Successful Espionage Deception of All Time (New York: Enigma Books, 2009). Volodarsky, Boris, Stalin’s Agent: The Life and Death of Alexander Orlov (Oxford: Oxford University Press, 2014). Wise,
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Soviet Defectors Sullivan, Brian R., ‘Soviet Penetration of the Italian Intelligence Services in the 1930s’, in Tomaso Vialardi di Sandigliano and Virgilio Ilari (eds), The History of Espionage: Italian Military Intelligence, Electronic Intelligence, Chinese Intelligence (Biella, Italy: Associazione Europea degli Amici degli Archivi Storici, 2005), pp. 83-104. (Helfand). Volodarsky, Boris, The KGB’s Poison Factory (Minneapolis, MN: Zenith Press, 2010). Volodarsky, Boris, Soviet Intelligence Services in the Spanish Civil War, 1936-1939 (Dissertation written for the London School of Economics, 2010). Walton, Calder, British Intelligence and Threats to National Security (Dissertation written for Cambridge University, 2006). West, Nigel, MASK: MIS’s Penetration of the Communist Party of Great Britain (London; New York: Routledge, 2007), pp. 31-5. (Bazhanov, Agabekov, and Krivitsky) Whaley, Barton, Soviet Clandestine Communication Nets: Notes for a History of the Structures of the Intelligence Services of the USSR (Cambridge, MA: Center for International Studies, Massachusetts Institute of Technology, September 1969). Wolton, Thierry, The KGB in France (Charlottesville, VA: US Army Foreign Science and Technology Center, 1987). Works about Western Intelligence, Mentioning Defectors ‘Soviet Use of Assassination and Kidnapping’, Studies in Intelligence, voi. 19, Fall 1975, pp. 1-10. Andrew, Christopher, ‘The Evolution of Australian Intelligence’, Studies in Intelligence, voi. 32, Fall 1988, pp. 67-97. Ankerbrand, John, ‘What to Do with Defectors’, Studies in Intelligence, voi. 5,
Fall 1961, pp. 33-43. Ashley, Clarence, CIA Spymaster (Gretna, LA: Pelican Press, 2004). Bagley, Tennant H., Spy Wars: Moles, Mysteries, and Deadly Games (New Haven: Yale University Press, 2008). Bearden, Milton and James Risen, The Main Enemy: The Inside Story of the CIA’s Final Showdown with the KGB (New York: Random House, 2003). Brabourne, Martin L., ‘More on the Recruitment of Soviets’, Studies in Intelligence, voi. 9, Winter 1965, pp. 39-60. Chester, Eric Thomas, Covert Network: Progressives, the International Rescue Committee, and the CIA (New York: M. E. Sharpe, 1995). 314
Bibliography Cummings, Richard H., Cold War Radio: The Dangerous History of American Broadcasting in Europe (Jefferson, NC: MacFarland and Co, 2009). Debevoise, John, ‘Soviet Defector Motivation’, Studies in Intelligence, voi. 2, Fall 1958, pp. 33-42. Dulles, Allen, The Craft of Intelligence (Westport, CT: Greenwood Press, 1963), pp. 134—44. Faradon, Stanley B., ‘Interrogation of Defectors’, Studies in Intelligence, voi. 4, Summer 1960, pp. 9-30. Fischer, Benjamin B., ‘Spy Dust and Ghost Surveillance: How the KGB Spooked the CIA and Hid Aldrich Ames in Plain Sight’, International Journal of Intelligence and Counterintelligence, voi. 24, no. 2 (2011), pp. 268-306. Goodman, Michael S., Spying on the Nuclear Bear: Anglo-American Intelligence and the Soviet Bomb (Stanford, CA: Stanford University Press, 2007). Granatstein, J. L. and David Stafford, Spy Wars: Espionage and Canada from Gouzenko to Glasnost (Toronto: Key Porter Books, 1990). Halpern, Samuel and Hayden Peake, ‘Did Angleton Jail Nosenko?’, International Journal of Intelligence and Counterintelligence, voi. 3, no. 4 (1989), pp. 451-64. Hart, John Limond, CIA’s Russians (Annapolis, MD: Naval Institute Press, 2003). Jeffery, Keith, MI6: The History of the Secret Intelligence Service 19091949 (London: Bloomsbury, 2010). Jeffreys-Jones, Rhodri and David Stafford (eds), American-BritishCanadian Intelligence Relations, 1939-2000 (Portland, OR: Frank Cass, 2000). (Gouzenko) Jenks, John, British Propaganda and News Media in the Cold War (Edinburgh: Edinburgh University Press, 2006). Jones, David L., ‘Communist Defection: Its
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Soviet Defectors Mikheyev, Dmitry, ‘Defectors’ Problems in the West’, Studies in Intelligence, voi. 32, Spring 1988, pp. 67-74. Murphy, David E., Sergei A. Kondrashev, George Bailey, Battleground Berlin: CIA vs. KGB in the Cold War (New Haven: Yale University Press, 1999). Pincher, Chapman, Treachery: Betrayals, Blunders and Cover-ups: Six Decades of Espionage (London: Mainstream Publishing, 2011). Richelson, Jeffrey T., A Century of Spies: Intelligence in the Twentieth Century (New York: Oxford University Press, 1995). Riehle, Kevin, ‘Early Cold War Evolution of British and US Defector Policy and Practice’, Cold War History, voi. 19 (2019), no. 3, 343-61. Riste, Olav, The Norwegian Intelligence Service, 1945-1970 (London: Frank Cass, 1999). (Pavlov) Rositzke, Harry, The CIA’s Secret Operations: Espionage, Counterespionage, and Covert Action (Boulder, CO: Westview Press, 1977). Ruffner, Kevin Conley, Eagle and Swastika: CIA and Nazi War Criminals and Collaborators (Draft working paper) (Washington, DC: CIA History Staff, 2003). Schellenberg, Walter, The Labyrinth: Memoirs of Walter Schellenberg, Hitler’s chief of Counterintelligence (Boulder, CO: Da Capo Press, 2000). Smith, Michael, M16: The Real James Bonds 1909-1939 (London: Dialogue, 2010) Steury, Donald (ed.), On the Front Lines of the Cold War: Documents on the Intelligence War in Berlin, 1946 to 1961 (Washington, DC: Center for the Study of Intelligence, 1999). Thurlow, Richard, ‘Soviet Spies and British Counter-Intelligence in the 1930s: Espionage in the Woolwich Arsenal and the Foreign Office Communications
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Bibliography West, Nigel, Historical Dictionary of Cold War Counterintelligence (Lanham, MD: Scarecrow Press, 2007). Wise, David, Molehunt: The Secret Search for Traitors That Shattered the CIA (New York: Random House, 1992). Whitaker, Reg, Gregory S. Kealey, and Andrew Parnaby, Secret Service: Political Policing in Canada From the Fenians to Fortress America (Toronto: University of Toronto Press, 2012). Wright, Peter, Spycatcher: The Candid Autobiography of a Senior Intelligence Officer (New York: Viking Penguin, 1987). Archival Repositories: Governments Australia National Archives of Australia Canada National Archives of Canada Finland Kansallisarkisto (National Archives of Finland) Latvia Latvijas Nacionālā bibliotēka (Latvian National Library) Digital Library ( http://www.periodika.lv ) Russia Государственная Публичная Историческая Библиотека России (State Public Historical Library of Russia) ( http://elib.shpl.ru/ru/ nodes/9347-elektronnaya-biblioteka-gpib ) Aleksandr N. Yakovlev Archive ( http://www.alexanderyakovlev.org ) Sweden Riksarkivet (Swedish National Archives) United Kingdom The National Archives United States National Archives and Records Administration Federal Bureau of Investigation, The Vault 317
Soviet Defectors Central Intelligence Agency, Freedom of Information Act Electronic Reading Room New York Public Library, Archives and Manuscripts David Dallin Papers Archival Repositories: Universities Columbia University, Rare Book and Manuscript Library Research Program on the USSR Manuscripts, 1950-1955 David J. Dallin, Manuscripts 1847-1952 Sergei L’vovich Voitsekhovskii Papers, 1945-1977 Georgetown University, Special Collections Research Center Alexander Orlov Papers Robert L. Morris Collection Harvard University Harvard Project on the Soviet Social System: https://library.harvard. edu/collections/hpsss/index.html Hoover Institution Archives, Stanford University Alexander Dallin Papers Andrei Terent’evich Bel’chenko Papers, 1898-1962 Boris I. Nikolaevsky Collection, 1801-1982 David J. Dallin Miscellaneous Papers Hede Massing Papers Nikolay Evgenyevich Khokhlov Papers Soviet Communist Party and Soviet State Microfilm Collection, 19031992: Russian State Archives of Social and Political History (Rossiiskii gosudarstvennyi arkhiv sotsialno-politicheskoi istorii; RGASPI) Vladislav Krasnov Writings Princeton University Library Historical Newspapers Collection University of Notre Dame, Hesburgh Ubraries Richard J. O’Melia Collection 318 |
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| geographic | Sowjetunion (DE-588)4077548-3 gnd |
| geographic_facet | Sowjetunion |
| id | DE-604.BV046992009 |
| illustrated | Illustrated |
| index_date | 2024-07-03T15:53:51Z |
| indexdate | 2024-07-10T08:59:32Z |
| institution | BVB |
| isbn | 9781474467230 |
| language | English |
| oai_aleph_id | oai:aleph.bib-bvb.de:BVB01-032399834 |
| oclc_num | 1225886157 |
| open_access_boolean | |
| owner | DE-12 DE-11 |
| owner_facet | DE-12 DE-11 |
| physical | vii, 327 Seiten Illustrationen, Diagramme |
| psigel | BSB_NED_20210122 |
| publishDate | 2020 |
| publishDateSearch | 2020 |
| publishDateSort | 2020 |
| publisher | Edinburgh University Press |
| record_format | marc |
| series2 | Intelligence, surveillance and secret warfare |
| spelling | Riehle, Kevin 1963- Verfasser (DE-588)1221761072 aut Soviet defectors revelations of renegade intelligence officers, 1924-1954 Kevin P. Riehle Edinburgh Edinburgh University Press [2020] © 2020 vii, 327 Seiten Illustrationen, Diagramme txt rdacontent n rdamedia nc rdacarrier Intelligence, surveillance and secret warfare Geschichte 1924-1954 gnd rswk-swf Geheimagent (DE-588)4489201-9 gnd rswk-swf Überläufer (DE-588)4509417-2 gnd rswk-swf Sowjetunion (DE-588)4077548-3 gnd rswk-swf Intelligence officers / Soviet Union / History / 20th century Defectors / Soviet Union / History / 20th century Intelligence service / History / 20th century Defectors Intelligence officers Intelligence service Soviet Union 1900-1999 History Sowjetunion (DE-588)4077548-3 g Geheimagent (DE-588)4489201-9 s Überläufer (DE-588)4509417-2 s Geschichte 1924-1954 z DE-604 Erscheint auch als Online-Ausgabe, PDF 978-1-4744-6725-4 Erscheint auch als Online-Ausgabe, EPUB 978-1-4744-6726-1 Digitalisierung BSB München - ADAM Catalogue Enrichment application/pdf http://bvbr.bib-bvb.de:8991/F?func=service&doc_library=BVB01&local_base=BVB01&doc_number=032399834&sequence=000001&line_number=0001&func_code=DB_RECORDS&service_type=MEDIA Inhaltsverzeichnis Digitalisierung BSB München - ADAM Catalogue Enrichment application/pdf http://bvbr.bib-bvb.de:8991/F?func=service&doc_library=BVB01&local_base=BVB01&doc_number=032399834&sequence=000003&line_number=0002&func_code=DB_RECORDS&service_type=MEDIA Literaturverzeichnis |
| spellingShingle | Riehle, Kevin 1963- Soviet defectors revelations of renegade intelligence officers, 1924-1954 Geheimagent (DE-588)4489201-9 gnd Überläufer (DE-588)4509417-2 gnd |
| subject_GND | (DE-588)4489201-9 (DE-588)4509417-2 (DE-588)4077548-3 |
| title | Soviet defectors revelations of renegade intelligence officers, 1924-1954 |
| title_auth | Soviet defectors revelations of renegade intelligence officers, 1924-1954 |
| title_exact_search | Soviet defectors revelations of renegade intelligence officers, 1924-1954 |
| title_exact_search_txtP | Soviet defectors revelations of renegade intelligence officers, 1924-1954 |
| title_full | Soviet defectors revelations of renegade intelligence officers, 1924-1954 Kevin P. Riehle |
| title_fullStr | Soviet defectors revelations of renegade intelligence officers, 1924-1954 Kevin P. Riehle |
| title_full_unstemmed | Soviet defectors revelations of renegade intelligence officers, 1924-1954 Kevin P. Riehle |
| title_short | Soviet defectors |
| title_sort | soviet defectors revelations of renegade intelligence officers 1924 1954 |
| title_sub | revelations of renegade intelligence officers, 1924-1954 |
| topic | Geheimagent (DE-588)4489201-9 gnd Überläufer (DE-588)4509417-2 gnd |
| topic_facet | Geheimagent Überläufer Sowjetunion |
| url | http://bvbr.bib-bvb.de:8991/F?func=service&doc_library=BVB01&local_base=BVB01&doc_number=032399834&sequence=000001&line_number=0001&func_code=DB_RECORDS&service_type=MEDIA http://bvbr.bib-bvb.de:8991/F?func=service&doc_library=BVB01&local_base=BVB01&doc_number=032399834&sequence=000003&line_number=0002&func_code=DB_RECORDS&service_type=MEDIA |
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