The law of securities regulation:
Saved in:
| Main Author: | |
|---|---|
| Format: | Book |
| Language: | English |
| Published: |
St. Paul, MN
West Academic Publishing
[2017]
|
| Edition: | Seventh edition |
| Series: | Hornbook series
|
| Subjects: | |
| Online Access: | Inhaltsverzeichnis |
| Physical Description: | xxx, 842 Seiten |
| ISBN: | 9780314284549 |
Staff View
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Record in the Search Index
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|---|---|
| adam_text | THE LAW OF SECURITIES REGULATION
/ HAZEN, THOMAS LEEYYD1947-YYEAUTHOR
: 2017
TABLE OF CONTENTS / INHALTSVERZEICHNIS
THE BASIC COVERAGE OF THE SECURITIES LAWS
REGISTRATION REQUIREMENTS OF THE SECURITIES ACT OF 1933
THE 1933 ACT REGISTRATION PROCESS AND DISCLOSURE
EXEMPTIONS FROM 1933 ACT REGISTRATION
THE THEORY OF SALE : CORPORATE RECAPITALIZATIONS, REORGANIZATIONS AND
MERGERS UNDER THE 1933 ACT
IPO PRACTICES : MANIPULATION, STABILIZATION AND HOT ISSUES
REMEDIES FOR VIOLATIONS OF THE SECURITIES ACT OF 1933 (AND OTHER
CONSEQUENCES OF DEFICIENT REGISTRATION STATEMENTS)
STATE SECURITIES LAWS ( BLUE SKY LAWS)
SECURITIES EXCHANGE ACT OF 1934 : REGISTRATION AND REPORTING
REQUIREMENTS FOR PUBLICLY TRADED COMPANIES
SHAREHOLDER SUFFRAGE : PROXY REGULATION
TENDER OFFER AND TAKEOVER REGULATION
MANIPULATION AND FRAUD : CIVIL LIABILITY
INSIDER REPORTING AND SHORT-SWING TRADING : SECURITIES EXCHANGE ACT
SECTION 16
MARKET REGULATION AND BROKER-DEALER REGULATION
ARBITRATION OF BROKER-DEALER DISPUTES
CIVIL AND CRIMINAL ENFORCEMENT
JURISDICTIONAL ASPECTS
DEBT SECURITIES AND PROTECTION OF BONDHOLDERS : THE TRUST INDENTURE ACT
OF 1939
FEDERAL REGULATION OF INVESTMENT COMPANIES : THE INVESTMENT COMPANY ACT
OF 1940
INVESTMENT ADVISERS ACT OF 1940
SPECIAL PROBLEMS AND OVERVIEW OF RELATED LAWS
DIESES SCHRIFTSTUECK WURDE MASCHINELL ERZEUGT.
|
| any_adam_object | 1 |
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| author_facet | Hazen, Thomas Lee 1947- |
| author_role | aut |
| author_sort | Hazen, Thomas Lee 1947- |
| author_variant | t l h tl tlh |
| building | Verbundindex |
| bvnumber | BV044548307 |
| classification_rvk | PU 5420 |
| ctrlnum | (OCoLC)1010493021 (DE-599)BVBBV044548307 |
| discipline | Rechtswissenschaft |
| edition | Seventh edition |
| format | Book |
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| indexdate | 2024-07-10T07:55:35Z |
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| isbn | 9780314284549 |
| language | English |
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| physical | xxx, 842 Seiten |
| publishDate | 2017 |
| publishDateSearch | 2017 |
| publishDateSort | 2017 |
| publisher | West Academic Publishing |
| record_format | marc |
| series2 | Hornbook series |
| spelling | Hazen, Thomas Lee 1947- Verfasser (DE-588)170011887 aut The law of securities regulation Thomas Lee Hazen, Cary C. Boshamer Distinguished Professor of Law, The University of North Carolina at Chapel Hill Securities regulation Seventh edition St. Paul, MN West Academic Publishing [2017] xxx, 842 Seiten txt rdacontent n rdamedia nc rdacarrier Hornbook series Securities United States Versicherungsaufsicht (DE-588)4063177-1 gnd rswk-swf Wertpapierrecht (DE-588)4065682-2 gnd rswk-swf USA USA (DE-588)4078704-7 gnd rswk-swf USA (DE-588)4078704-7 g Wertpapierrecht (DE-588)4065682-2 s DE-604 Versicherungsaufsicht (DE-588)4063177-1 s 1\p DE-604 LoC Fremddatenuebernahme application/pdf http://bvbr.bib-bvb.de:8991/F?func=service&doc_library=BVB01&local_base=BVB01&doc_number=029947216&sequence=000001&line_number=0001&func_code=DB_RECORDS&service_type=MEDIA Inhaltsverzeichnis 1\p cgwrk 20201028 DE-101 https://d-nb.info/provenance/plan#cgwrk |
| spellingShingle | Hazen, Thomas Lee 1947- The law of securities regulation Securities United States Versicherungsaufsicht (DE-588)4063177-1 gnd Wertpapierrecht (DE-588)4065682-2 gnd |
| subject_GND | (DE-588)4063177-1 (DE-588)4065682-2 (DE-588)4078704-7 |
| title | The law of securities regulation |
| title_alt | Securities regulation |
| title_auth | The law of securities regulation |
| title_exact_search | The law of securities regulation |
| title_full | The law of securities regulation Thomas Lee Hazen, Cary C. Boshamer Distinguished Professor of Law, The University of North Carolina at Chapel Hill |
| title_fullStr | The law of securities regulation Thomas Lee Hazen, Cary C. Boshamer Distinguished Professor of Law, The University of North Carolina at Chapel Hill |
| title_full_unstemmed | The law of securities regulation Thomas Lee Hazen, Cary C. Boshamer Distinguished Professor of Law, The University of North Carolina at Chapel Hill |
| title_short | The law of securities regulation |
| title_sort | the law of securities regulation |
| topic | Securities United States Versicherungsaufsicht (DE-588)4063177-1 gnd Wertpapierrecht (DE-588)4065682-2 gnd |
| topic_facet | Securities United States Versicherungsaufsicht Wertpapierrecht USA |
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