Investor and industry perspectives on investment advisers and broker-dealers:
Saved in:
| Format: | Electronic eBook |
|---|---|
| Language: | English |
| Published: |
Santa Monica, CA
Rand
c2008
|
| Series: | Technical report (Rand Corporation)
TR-556-SEC. |
| Subjects: | |
| Item Description: | "RAND Institute for Civil Justice, LRN-RAND Center for Corporate Ethics, Law, and Governance." Includes bibliographical references (p. 199-204) |
| Physical Description: | xxiii, 204 p. |
| ISBN: | 9780833044037 0833044036 |
Staff View
MARC
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| 490 | 0 | |a Technical report (Rand Corporation) |v TR-556-SEC. | |
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| 500 | |a Includes bibliographical references (p. 199-204) | ||
| 505 | 0 | |a Regulatory and legal background -- View of the industry from published sources -- Insights from industry data -- Documentation and information provided by firms -- Investors' level of understanding | |
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Record in the Search Index
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| contents | Regulatory and legal background -- View of the industry from published sources -- Insights from industry data -- Documentation and information provided by firms -- Investors' level of understanding |
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| dewey-hundreds | 300 - Social sciences |
| dewey-ones | 346 - Private law |
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| dewey-search | 346.73/0922 |
| dewey-sort | 3346.73 3922 |
| dewey-tens | 340 - Law |
| discipline | Rechtswissenschaft Wirtschaftswissenschaften |
| format | Electronic eBook |
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| geographic | USA |
| geographic_facet | USA |
| id | DE-604.BV044130452 |
| illustrated | Not Illustrated |
| indexdate | 2024-07-10T07:44:35Z |
| institution | BVB |
| isbn | 9780833044037 0833044036 |
| language | English |
| oai_aleph_id | oai:aleph.bib-bvb.de:BVB01-029537297 |
| oclc_num | 234317508 |
| open_access_boolean | |
| physical | xxiii, 204 p. |
| psigel | ZDB-30-PAD ZDB-30-PBE |
| publishDate | 2008 |
| publishDateSearch | 2008 |
| publishDateSort | 2008 |
| publisher | Rand |
| record_format | marc |
| series2 | Technical report (Rand Corporation) |
| spelling | Investor and industry perspectives on investment advisers and broker-dealers Angela K. Hung ... [et al.] Santa Monica, CA Rand c2008 xxiii, 204 p. txt rdacontent c rdamedia cr rdacarrier Technical report (Rand Corporation) TR-556-SEC. "RAND Institute for Civil Justice, LRN-RAND Center for Corporate Ethics, Law, and Governance." Includes bibliographical references (p. 199-204) Regulatory and legal background -- View of the industry from published sources -- Insights from industry data -- Documentation and information provided by firms -- Investors' level of understanding Recht Securities United States Securities industry Law and legislation United States Investment advisors Legal status, laws, etc United States Stockbrokers Legal status, laws, etc United States USA Hung, Angela A. Sonstige oth LRN-RAND Center for Corporate Ethics, Law, and Governance Sonstige oth Erscheint auch als Druck-Ausgabe, Paperback 978-0-8330-4403-7 Erscheint auch als Druck-Ausgabe, Paperback 0-8330-4403-6 |
| spellingShingle | Investor and industry perspectives on investment advisers and broker-dealers Regulatory and legal background -- View of the industry from published sources -- Insights from industry data -- Documentation and information provided by firms -- Investors' level of understanding Recht Securities United States Securities industry Law and legislation United States Investment advisors Legal status, laws, etc United States Stockbrokers Legal status, laws, etc United States |
| title | Investor and industry perspectives on investment advisers and broker-dealers |
| title_auth | Investor and industry perspectives on investment advisers and broker-dealers |
| title_exact_search | Investor and industry perspectives on investment advisers and broker-dealers |
| title_full | Investor and industry perspectives on investment advisers and broker-dealers Angela K. Hung ... [et al.] |
| title_fullStr | Investor and industry perspectives on investment advisers and broker-dealers Angela K. Hung ... [et al.] |
| title_full_unstemmed | Investor and industry perspectives on investment advisers and broker-dealers Angela K. Hung ... [et al.] |
| title_short | Investor and industry perspectives on investment advisers and broker-dealers |
| title_sort | investor and industry perspectives on investment advisers and broker dealers |
| topic | Recht Securities United States Securities industry Law and legislation United States Investment advisors Legal status, laws, etc United States Stockbrokers Legal status, laws, etc United States |
| topic_facet | Recht Securities United States Securities industry Law and legislation United States Investment advisors Legal status, laws, etc United States Stockbrokers Legal status, laws, etc United States USA |
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