The RIA's compliance solution book: answers for the critical questions
Saved in:
| Main Author: | |
|---|---|
| Format: | Electronic eBook |
| Language: | English |
| Published: |
New York
Bloomberg Press
2006
|
| Edition: | 1st ed |
| Series: | Bloomberg Professional
|
| Subjects: | |
| Online Access: | FRO01 UBG01 Volltext |
| Item Description: | Includes index "A handbook for registered investment advisers that not only explains how regulations affect their firms, but also provides step by step directions on what they need to do to comply with them"--Provided by publisher |
| Physical Description: | 1 Online-Ressource (xii, 297 pages) |
| ISBN: | 9781119201359 1119201357 9781576602539 1576602532 9780470883051 0470883057 1576601927 9781576601921 |
Staff View
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| isbn | 9781119201359 1119201357 9781576602539 1576602532 9780470883051 0470883057 1576601927 9781576601921 |
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| spelling | Demby, Elayne Robertson Verfasser aut The RIA's compliance solution book answers for the critical questions Elayne Robertson Demby 1st ed New York Bloomberg Press 2006 1 Online-Ressource (xii, 297 pages) txt rdacontent c rdamedia cr rdacarrier Bloomberg Professional Includes index "A handbook for registered investment advisers that not only explains how regulations affect their firms, but also provides step by step directions on what they need to do to comply with them"--Provided by publisher LAW / Administrative Law & Regulatory Practice bisacsh Investment advisors / Legal status, laws, etc fast Investment advisors / Licenses fast Investments / Law and legislation fast Recht Investment advisors / Legal status, laws, etc / United States Investment advisors / Licenses / United States Investments / Law and legislation / United States United States fast USA https://onlinelibrary.wiley.com/doi/book/10.1002/9781119201359 Verlag URL des Erstveröffentlichers Volltext |
| spellingShingle | Demby, Elayne Robertson The RIA's compliance solution book answers for the critical questions LAW / Administrative Law & Regulatory Practice bisacsh Investment advisors / Legal status, laws, etc fast Investment advisors / Licenses fast Investments / Law and legislation fast Recht Investment advisors / Legal status, laws, etc / United States Investment advisors / Licenses / United States Investments / Law and legislation / United States |
| title | The RIA's compliance solution book answers for the critical questions |
| title_auth | The RIA's compliance solution book answers for the critical questions |
| title_exact_search | The RIA's compliance solution book answers for the critical questions |
| title_full | The RIA's compliance solution book answers for the critical questions Elayne Robertson Demby |
| title_fullStr | The RIA's compliance solution book answers for the critical questions Elayne Robertson Demby |
| title_full_unstemmed | The RIA's compliance solution book answers for the critical questions Elayne Robertson Demby |
| title_short | The RIA's compliance solution book |
| title_sort | the ria s compliance solution book answers for the critical questions |
| title_sub | answers for the critical questions |
| topic | LAW / Administrative Law & Regulatory Practice bisacsh Investment advisors / Legal status, laws, etc fast Investment advisors / Licenses fast Investments / Law and legislation fast Recht Investment advisors / Legal status, laws, etc / United States Investment advisors / Licenses / United States Investments / Law and legislation / United States |
| topic_facet | LAW / Administrative Law & Regulatory Practice Investment advisors / Legal status, laws, etc Investment advisors / Licenses Investments / Law and legislation Recht Investment advisors / Legal status, laws, etc / United States Investment advisors / Licenses / United States Investments / Law and legislation / United States United States USA |
| url | https://onlinelibrary.wiley.com/doi/book/10.1002/9781119201359 |
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