Nation building: lessons learned and lessons to be learned from Kosovo
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| Format: | Thesis Book |
| Language: | English |
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Zurich
2015
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| Online Access: | Inhaltsverzeichnis |
| Physical Description: | 604 Seiten Diagramme |
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| 245 | 1 | 0 | |a Nation building |b lessons learned and lessons to be learned from Kosovo |c by Cornelia M.R. Steiner |
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Record in the Search Index
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| adam_text | TABLE OF CONTENTS
PART I: NATION BUILIDNG IN THEORY
1. INTRODUCTION...........................................................................11
1. 1 Nation Building in Theory and Practice............................................... II
1. 1. 1 Research Desiderata................................................................... 12
1. 2 The Need for Nation Building Research..................................................15
1. 2. 1 Validity of Policy Instrument..........................................................15
1.2.2 Causes of Nation Building..............................................................16
Table 1: Number of Global Armed Conflicts In Focus Years 2008 and 2013................19
Table 2: Global Refugee and Internally Displaced People (IDP) Figures for 2012........20
Table 3: Failed States in 2008 and2012 (2013).........................................21
1. 2. 3 Consequences of Nation Building...................................................... 25
Table 4: Nation Building Annual(ized) Operational Budgets/Expenditures
and Personnel Figures for Focus Years 2008 and 2012...................................27
Box 1: On Measuring Costs and Casualties..............................................28
Table 5: Nation Building Fatality and Wounded Figures
for Focus Years 2007 and 2013 (2012)..................................................30
1. 3 Organization of Work...................................................................36
1.3.1 Objectives.............................................................................36
1.3.2 The Theoretical Chapters (Part I)..................................................... 38
1.3.3 The Practical Chapters (Part II)..................................................... 40
2. NATION BUILDING AS A TERM..............................................................43
2. 1 The Origins of an Expression...........................................................43
2. 1. 1 The Period of Connotation..............................................................46
2. 2 Nation Building as a Political Term....................................................47
2. 2. 1 Parola Non Grata 1.....................................................................48
2.2.2 Resurrection...........................................................................48
2. 2. 3 Parola Non Grata II....................................................................49
2. 2. 4 Tug of War and Further Connotation.....................................................50
Chart 1: Etymological Genesis of Nation Building......................................52
2. 2. 5 Parola Non Grata III?..................................................................53
Chart 2: The Use of Nation Building as a Political Term...............................54
2. 3 Nation Building as an Academic Term....................................................55
2. 3. 1 In Political Science...................................................................56
2. 4 Nation Building in Different Linguistic Systems...................................... 57
2. 4. 1 Germanic Languages (English and German)................................................57
2. 4. 2 Latinate Languages.....................................................................59
2. 4. 3 Albanian and Slavic Languages........................................................ 60
Table 1: Terminological Equivalents of Nation Building in Different Languages.........63
2. 4. 4 Arabic and Chinese.....................................................................64
2. 5 Outlook................................................................................65
2. 5. 1 Towards Further Connotation in the United States?......................................65
2. 5. 2 Towards Further Connotation in the Rest of the World?................................ 65
2. 5. 3 Nation Building and Alternative Terms................................................ 67
APPENDIX 1: The Use of the Term Nation Building in US Government Documents
and Time Magazine................................................................... 69
3. NATION BUILDING AS A CONCEPT...........................................................70
3. 1 Classification Attempts.............................................................. 71
3.1.1 Space and Time.........................................................................72
3.1.2 Three Antagonisms......................................................................73
3.1.3 History, Sociology and Political Science...............................................75
3.1.4 The Need for Classification............................................................76
3. 2 Classifying Nation Building Concepts: Two Dimensions...................................77
3. 2. 1 Organic Versus Mechanic Concepts (Endogenous versus Exogenous).........................78
3. 2. 2 Domestic Versus International Concepts............................................. 84
3. 3 An Analytical Framework: Four Types of Nation Building Concepts........................85
v
Figure 1: Four Types of Nation Building Concepts......................................85
3. 3. 1 Endogenous-Domestic Nation Building (Nation Growing)...................................86
3. 3. 2 Endogenous-International Nation Building (Nation Developing)......................... 88
3. 3. 3 Exogenous-Domestic Nation Building (Nation Engineering)................................96
3. 3. 4 Exogenous-International Nation-Building (Nation Constructing).........................102
3. 4 Nation Building Concepts in the Present Work........................................ 108
Table 1: Two Dimensions and Four Types of Nation Building Concepts....................109
4. NATION BUILDING AND RELATED CONCEPTS..................................................110
4. 1 Nationalism...........................................................................Ill
4. 1. 1 Nationalism Periods...................................................................Ill
4. 1.2 Nationalism in Research..............................................................113
4. 1. 3 Nationalism in the Field of History...................................................114
4. 1.4 Nationalism in the Field of Sociology (and Other Social Sciences).................... 115
4. 1. 5 Nationalism Theory Beyond Classification..............................................116
4.1.6 Nationalism Definitions...............................................................118
4. 2 Nation............................................................................... 121
4. 2. 1 Nationality...........................................................................124
4. 2. 2 Ethnic Community......................................................................126
4. 2. 3 Minority..............................................................................127
4.2.4 Further Concepts - Tribe, Country, Land and People....................................128
4. 3 State.................................................................................129
4. 4 Nation State and State Nation.........................................................131
4. 5 Nation Building and Nationalism.......................................................132
4.5.1 Intertwined Research Focus............................................................133
4. 5. 2 Elusive Nature........................................................................134
4. 5. 3 Close But Not Identical Meaning.......................................................134
4.5.4 Different Scopes................................................................... 135
Figure 1: Goals and Scopes of Nation Building and Nationalism.........................136
4. 5. 5 Identical Theoretical Assumptions.....................................................136
Figure 2: Theoretical Assumptions of Nation Building and Nationalism..................138
4. 5. 6 Absent Academic Rigor.................................................................138
4. 5. 7 Conclusion............................................................................139
Table 1: Commonalties and Differences of Nation Building and Nationalism..............140
5. NATION BUILDING DEFINITIONS...........................................................141
5. 1 Types of Nation Building Definitions..................................................142
5. 2 Two Dimensions and Four Categories of Nation Building Definitions.....................143
5. 2. 1 Endogenous-Nation-Centered Definitions.............................................. 143
5.2.2 Endogenous-State-Centered Definitions.................................................144
5. 2. 3 Exogenous-Nation-Centered Definitions.................................................145
5.2.4 Exogenous-State-Centered Definitions..................................................147
5. 2. 5 Nation Building Versus State Building Definitions.................................... 150
5.2.6 Mixed Definitions.....................................................................152
Table 1: Two Dimensions and Four Types of Nation Building Definitions.................154
5. 3 Nation Building Definition in the Present Work........................................154
PART II: NATION BUILIDNG IN PRACTICE
6. NATION BUILDING IN HISTORY............................................................157
6.1 Elements of Nation B ui lding.........................................................161
6. 1. 1 Methodological Annotations............................................................161
6. 1. 2 Basic Elements of Nation Building.....................................................162
Table 1: Basic Elements of Nation Building............................................163
6. 1. 3 Additional Elements and Boundaries....................................................165
Table 2: Additional Elements of Nation Building....................................... 166
Box 1: Types of Exogenous-International Practices......................................167
Table 3: Boundaries and Salient Elements of Nation Building...........................168
6. 1.4 Working Definition................................................................... 169
6. 2 Four Eras of Nation Building..........................................................170
vi
6. 3 Q4j - Nation Building During the Time of Colonialism (18th Century - 1919)................171
6. 3. 1 Philosophical, Socio-Political and Technical Preconditions................................171
Table 4: Preconditions for Nation Building.............................................175
6.3.2 Cases.....................................................................................176
6. 4 Q42 - Nation Building Under the League of Nations After the First World War (1919 - 1945) 182
6.4.1 Cases.....................................................................................182
Box 2: The League of Nations Permanent Mandates Commission.............................185
6. 5 Q43 ֊ Nation Building Under the United Nations and the Cold War (1945 ֊ 1989)............ 187
6.5.1 Cases.....................................................................................188
Box 3: The United Nations Trusteeship Council..........................................197
6. 6 Q44 - Nation Building After the Cold War (1989 ֊ ongoing).................................198
6.6.1 Cases.....................................................................................199
Box 4: The United Nations Peacebuilding Commission.....................................206
Table 5: Nation Building in History.......................................................209
7. NATION BUILDING RESEARCH..................................................................211
7. 1 Literature Review.........................................................................211
7. 2 Criteria of Success.......................................................................227
7. 2. 1 Research Question.........................................................................227
1.2.2 Liberal Internationalism..................................................................228
7.2.3 Definition............................................................................ 229
Table 1: Criteria of Success for Nation Building Dimensions............................230
7.2.4 Dimensional Analysis...................................................................231
Table 2: Dimensions for Successful Nation Building.....................................231
7.2.5 Indicators................................................................................231
Table 3: Dimensions and Indicators (general grid)......................................233
7. 2. 6 Measure of Success...................................................................... 235
Box 1: Measure of Success for All Dimensions...........................................235
Figure 1: Color Code for Nation Building Success and Failure (Illustration)............237
7. 2. 7 Critical Discussion of Normative-Theoretical Assumptions (Liberal Internationalism).......237
7. 3 Conditions of Success................................................................... 240
7. 3. 1 Research Question.........................................................................241
1.3.2 Theoretical Assumption....................................................................241
Diagram 1: Theoretical Assumption.........................................................241
Table 4: Dimensions for Successful Nation Building........................................241
Diagram 2: Theoretical Assumption Illustrated for Dimension Yj (Full Sovereignty)......242
Box 2: Theoretical Assumption.............................................................242
7. 3. 3 Independent Variables.....................................................................242
Box 3: Structure of Independent Variables (Context Variables and Policy Variables).....243
Table 5: Independent Variables (general grid).............................................244
7. 4 Further Methodological Annotations........................................................246
7. 4. 1 Approach..................................................................................246
7. 4. 2 Scope.....................................................................................246
Diagram 3: Nation Building Versus Humanitarian and Development Aid.....................247
7. 4. 3 Case Selection............................................................................248
7. 4.4 Data Appraisal............................................................................250
Table 6: Data Appraisal...................................................................251
Figure 2: Questionnaire (Protocol) Expert Interviews Illustratedfor
Dimension YI (FullSovereignty).......................................................... 252
7. 4. 5 Critical Discussion of Design............................................................ 254
Box 4: Construct (Validity)...............................................................255
Diagram 4: Hypothetical Structure..................................................... 258
EXCURSUS........................................................................................262
7. 5 Classical Nation Building Approaches Revisited.......................................... 263
7. 5. 1 Theoretical Shortcomings..................................................................264
7. 5. 2 Methodological Shortcomings...............................................................268
7. 5. 3 The Demise of 1950s and 60s Nation Building Research......................................272
7. 5. 4 Nation Building Research Between the 1970s and the 1990s..................................277
vii
7. 5. 5 Nation Building Research Since the End of the Cold War.................................278
7.5.6 Classical Nation Building Research and the Present Explanandum..........................278
8. KOSOVO.................................................................................280
8. 1 Literature Review......................................................................280
8. 2 History................................................................................283
8. 2. 1 Background.............................................................................284
8.2.2 The Slav Migration.....................................................................284
8. 2. 3 The Origins of the Albanians...........................................................285
8. 2. 4 The Middle Ages........................................................................285
8. 2. 5 The Ottoman Period.....................................................................288
8. 2. 6 Modernization and Nationalism..........................................................290
8. 2. 7 The First Balkan War...................................................................292
8.2.8 The First World War....................................................................293
8. 2. 9 Interbellum............................................................................293
8. 2. 10 The Second World War..................................................................294
8. 2. 11 The Communist Era.....................................................................294
8. 2. 12 The Death of Tito and the Rise of Miloševič...........................................295
8. 2. 13 The Fall of Yugoslavia................................................................297
8.2. 14 The Emergence of Armed Resistance and the Kosovo War...................................297
Box 1: Resolution 1244 (1999)..........................................................299
Box 2: Military Technical Agreement (9 June 1999)......................................299
8.2. 15 Exogenous-International Nation Building and Independence...............................300
8. 3 Kosovo at the End of the 1990s - A Multilateral Predicament............................302
8. 3. 1 Exogenous-Domestic vs. Exogenous-International Nation Building.........................302
Box 3: History of Kosovo - Key Dates...................................................306
9. NATION BUILDING IN KOSOVO..............................................................307
9.1 Data Appraisal.........................................................................307
9. 1. 1 Interview Validity................................................................... 308
9.1.2 Interview Reliability..................................................................311
Box 1: Interviewee Data Presentation...................................................315
9.1.3 Desk Research Validity and Reliability.................................................315
9.1.4 Method V alidity (Triangulation)........................................................315
9. 2 Criteria of Success (Framework)........................................................317
9. 2. 1 Five Tensions..........................................................................318
9. 2. 2 Criteria of Success - The Findings.....................................................322
Table 1: Criteria of Success for Full Sovereignty (Empirical Validation)............. 326
Table 2: Criteria of Success for Intact Security (Empirical Validation)................328
Table 3: Criteria of Success for Functioning Democracy (Empirical Validation)........ 329
Table 4: Criteria of Success for Functioning Market Economy (Empirical Validation).....331
Table 5: Criteria of Success for Functioning Legal System (Empirical Validation).......333
Table 6: Criteria of Success for Respect for Human Rights (Empirical Validation).......335
9. 3 Level of Success and Failure of Nation Building in Kosovo..............................336
9. 3. 1 Level of Success and Failure - The Findings............................................336
9.3.2 Measure of Success.....................................................................373
Chart 1 - 6: Nation Building Success and Failure in Kosovo (per Dimension).............374
Table 7: Levels of Nation Building Success and Failure for Dimensions Y] — Yб..........375
9. 4 Conditions of Success..................................................................383
Box 2: Mission Governance............................................................ 404
9. 5 Conclusions............................................................................411
9. 5. 1 Nation Building and Imperfect Statehood................................................411
9. 5. 2 Nation Building in Kosovo - A Case ‘Sui Generis’ (External Validity)?..................412
9. 5. 3 Nation Building Success in Kosovo......................................................412
9.5.4 Conditions of Success in Kosovo.........................................................413
9. 5. 5 Conditions of Failure in Kosovo........................................................414
9. 5. 6 A Hidden Agenda?.......................................................................416
9. 5. 7 For the Future of Nation Building in Conceptual Terms..................................421
Box 3: For the Future of Nation Building in Theoretical Terms - Research Agenda........423
9.5.8 For the Future of Nation Building in Practical Terms (Weighting).......................424
viii
Box 4: Priorities of Practical Nation Building.........................................425
10. SUMMARY AND CONCLUSIONS.................................................................427
10. 1 The Theoretical Chapters................................................................427
10. 1. 1 Nation Building as a Term (Chapter 2)..................................................427
Chart 1: The Use of Nation Building as a Political Term.................................428
Chart 2: Etymological Genesis of Nation Building........................................429
Table 1: Terminological Equivalents of Nation Building in Different Languages...........430
10. 1.2 Nation Building as a Concept (Chapter 3)................................................431
Table 2: Two Dimensions and Four Types of Nation Building Concepts and Terms............435
10. 1.3 Nation Building and Related Concepts (Chapter 4)........................................437
Table 3: Commonalties and Differences of Nation Building and Nationalism................441
10. 1.4 Nation Building Definitions (Chapter 5).................................................442
Table 4: Two Dimensions and Four Types of Nation Building Definitions...................444
10. 2 Theoretical Outlook.....................................................................445
10. 2. 1 The Three Dimensions of Nation Building................................................445
Figure 1: Three Dimensions of Nation Building...........................................446
10. 2. 2 In View of Future Theoretical Research.................................................446
Figure 2: Nation Building Research and Gaps.............................................447
10. 3 The Practical Chapters..................................................................447
10. 3. 1 Nation Building History (Chapter 6)....................................................447
Table 5: Elements of Nation Building....................................................448
Table 6: Nation Building in History.....................................................449
10. 3. 2 In View of Nation Building Cases.......................................................450
Table 7: Characteristics of Nation Building Cases.......................................452
10. 3. 3 Nation Building Research (Chapter 7)...................................................453
Table 8: Dimensions for Successful Nation Building......................................453
Box l: Measure of Success for All Dimensions............................................454
Table 9: Color Code for Nation Building Success and Failure (Illustration)..............454
Diagram 1: Theoretical Assumption.......................................................454
Table 10: Dimensions and Indicators (Example for Full Sovereignty)......................455
Table 11: Independent Variables (Example for Full Sovereignty)..........................455
Table 12: Data Appraisal (Example for Full Sovereignty).................................455
Box 2: Theoretical Assumption...........................................................456
10. 3. 4 Kosovo (Chapter 8).....................................................................457
10. 3. 5 Nation Building in Kosovo (Chapter 9)..................................................458
Chart 3 — 8: Nation Building Success and Failure in Kosovo (per Dimension)..............460
Box 3: Mission Governance...............................................................461
Box 4: For the Future of Nation Building in Theoretical Terms — Research Agenda.........462
Box 5: Priorities of Practical Nation Building..........................................464
APPENDIX 2: Nation Building Evaluation Framework........................................466
11. REFERENCES..............................................................................470
11.1 Literature..............................................................................470
11.2 Websites................................................................................549
11.3 Interviews and Conversations (Conference Statements)....................................602
11.3. 1 Kosovo (Serbia) Experts.............................................................. 602
11.3.2 Linguists/Area Specialists..............................................................602
11.3.3 Nation Building/History of Research Expert..............................................603
11. 3. 4 United Nations/Intemational Relations Experts..........................................603
11. 3. 5 Other Experts..........................................................................603
11.4 Conferences.............................................................................603
CURRICULUM VITAE................................................................................604
ix
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| id | DE-604.BV043249305 |
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| indexdate | 2024-07-10T07:21:30Z |
| institution | BVB |
| language | English |
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| publishDateSort | 2015 |
| record_format | marc |
| spelling | Steiner, Cornelia M. R. Verfasser (DE-588)1081214880 aut Nation building lessons learned and lessons to be learned from Kosovo by Cornelia M.R. Steiner Zurich 2015 604 Seiten Diagramme txt rdacontent n rdamedia nc rdacarrier Dissertation University of Zurich 2014 Nationalstaat (DE-588)4041331-7 gnd rswk-swf Nationenbildung (DE-588)4075230-6 gnd rswk-swf Kosovo (DE-588)4032571-4 gnd rswk-swf (DE-588)4113937-9 Hochschulschrift gnd-content Kosovo (DE-588)4032571-4 g Nationenbildung (DE-588)4075230-6 s Nationalstaat (DE-588)4041331-7 s DE-604 Digitalisierung BSB Muenchen - ADAM Catalogue Enrichment application/pdf http://bvbr.bib-bvb.de:8991/F?func=service&doc_library=BVB01&local_base=BVB01&doc_number=028671497&sequence=000001&line_number=0001&func_code=DB_RECORDS&service_type=MEDIA Inhaltsverzeichnis |
| spellingShingle | Steiner, Cornelia M. R. Nation building lessons learned and lessons to be learned from Kosovo Nationalstaat (DE-588)4041331-7 gnd Nationenbildung (DE-588)4075230-6 gnd |
| subject_GND | (DE-588)4041331-7 (DE-588)4075230-6 (DE-588)4032571-4 (DE-588)4113937-9 |
| title | Nation building lessons learned and lessons to be learned from Kosovo |
| title_auth | Nation building lessons learned and lessons to be learned from Kosovo |
| title_exact_search | Nation building lessons learned and lessons to be learned from Kosovo |
| title_full | Nation building lessons learned and lessons to be learned from Kosovo by Cornelia M.R. Steiner |
| title_fullStr | Nation building lessons learned and lessons to be learned from Kosovo by Cornelia M.R. Steiner |
| title_full_unstemmed | Nation building lessons learned and lessons to be learned from Kosovo by Cornelia M.R. Steiner |
| title_short | Nation building |
| title_sort | nation building lessons learned and lessons to be learned from kosovo |
| title_sub | lessons learned and lessons to be learned from Kosovo |
| topic | Nationalstaat (DE-588)4041331-7 gnd Nationenbildung (DE-588)4075230-6 gnd |
| topic_facet | Nationalstaat Nationenbildung Kosovo Hochschulschrift |
| url | http://bvbr.bib-bvb.de:8991/F?func=service&doc_library=BVB01&local_base=BVB01&doc_number=028671497&sequence=000001&line_number=0001&func_code=DB_RECORDS&service_type=MEDIA |
| work_keys_str_mv | AT steinercorneliamr nationbuildinglessonslearnedandlessonstobelearnedfromkosovo |