Securities and capital markets law in China:
Gespeichert in:
| 1. Verfasser: | |
|---|---|
| Format: | Buch |
| Sprache: | English |
| Veröffentlicht: |
Oxford
Oxford University Press
2014
|
| Ausgabe: | First Edition |
| Schlagworte: | |
| Online-Zugang: | Inhaltsverzeichnis |
| Beschreibung: | xxx, 360 Seiten |
| ISBN: | 9780199687947 0199687943 |
Internformat
MARC
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Datensatz im Suchindex
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|---|---|
| adam_text | CONTENTS
TABLE OF CASES XIX
TABLE OF LEGISLATION XXIII
LIST OF ABBREVIATIONS XXIX
PART I: INTRODUCTION
1. CHINA S FINANCIAL MARKETS
1.1. INTRODUCTION 1.01
1.2. EVOLUTION OF CHINA S FINANCIAL MARKETS 1.07
1.3. OVERVIEW OF FINANCIAL MARKETS IN CHINA 1.15
1.4. CHARACTERISTICS OF CHINA S FINANCIAL MARKETS 1.45
1.5. CHINA AND GLOBAL FINANCIAL MARKETS 1.62
2. FINANCIAL REGULATORY FRAMEWORK
2.1. INTRODUCTION 2.01
2.2. THE CURRENT FINANCIAL REGULATORY STRUCTURE 2.03
2.3. CHARACTERISTICS AND PROBLEMS 2.39
2.4. THE FUTURE OF CHINA S FINANCIAL REGULATORY FRAMEWORK 2.60
2.5. CONCLUSION 2.85
PART II: REGULATION OF SECURITIES
OFFERINGS AND LISTINGS
3. SECURITIES OFFERINGS
3.1. REGULATORY MODEL: DISCLOSURE-BASED VS MERITS-REVIEW 3.01
3.2. DISCLOSURE AND MARKET EFFICIENCY 3.14
3.3. REGULATORY STRUCTURE: PUBLIC OFFERINGS VS PRIVATE PLACEMENT 3.23
3.4. CHINA SECURITIES REGULATORY COMMISSION (CSRC)
APPROVAL REGIME 3.31
3.5. SECURITIES OFFERINGS BY LISTED COMPANIES 3.48
XV
CONTENTS
4. SECURITIES LISTINGS
4.1. OVERVIEW 4.01
4.2. CRITERIA FOR INITIAL PUBLIC OFFERING (IPO) 4.10
4.3. THE PROCEDURE 4.76
4.4. INFORMATION DISCLOSURE REQUIREMENTS 4.88
4.5. SPONSORSHIP 4.107
4.6. PRICING AND UNDERWRITING 4.142
5. POST-LISTING ISSUES
5.1. INTRODUCTION 5-01
5.2. INFORMATION DISCLOSURE 5-04
5-3. CORPORATE GOVERNANCE OF LISTED COMPANIES 5.19
5.4. LISTING SUSPENSION AND DELISTING 5-74
6. LIABILITY FOR MISREPRESENTATION
6.1. OVERVIEW 6.01
6.2. SUBSTANTIVE RULES OF CIVIL LITIGATION 6.13
6.3. PROCEDURAL RULES OF CIVIL LITIGATION 6.39
6.4. COMMENTS 6.78
PART III: REGULATION OF TRADING IN SECURITIES
7. MARKET MISCONDUCT (OTHER THAN INSIDER TRADING)
7.1. INTRODUCTION 7.01
7.2. TYPES OF MISCONDUCT 7.02
7.3. MARKET MANIPULATION 7.13
8. INSIDER TRADING
8.1. INTRODUCTION 8.01
8.2. BACKGROUND 8.05
8.3. WHAT CONSTITUTES INSIDER TRADING IN CHINA? 8.10
8.4. HOW IS THE LAW ENFORCED? 8.43
8.5. CONCLUSION 8.76
9. SECURITIES INVESTMENT FUND
9.1. INTRODUCTION 9.01
9-2. ORGANIZATIONAL STRUCTURE OF THE SIF 9.07
9.3. PUBLICLY OFFERED FUND 9.55
XVI
CONTENTS
9.4. NON-PUBLICLY OFFERED FUND 9.88
9.5. FUND SERVICES INSTITUTIONS 9.98
9.6. FUND ASSOCIATION 9.115
PART IV: MERGERS AND ACQUISITIONS
10. TAKEOVERS OF LISTED COMPANIES (1)
10.1. INTRODUCTION 10.01
10.2. SHAREHOLDING STRUCTURE IN LISTED COMPANIES 10.21
10.3. CHINA S TAKEOVER LAW AND ACTIVITIES 10.39
10.4. THE GUIDING PRINCIPLES FOR TAKEOVER REGULATION 10.47
10.5. THE MANDATORY BID RULE 10.61
10.6. TENDER OFFER RULES 10.77
10.7. COMPULSORY BUYOUT 10.89
10.8. INDIRECT TAKEOVERS AND MANAGEMENT BUYOUTS 10.92
10.9. DISCLOSURE OF SUBSTANTIAL SHAREHOLDINGS 10.95
10.10. FINANCIAL CONSULTANTS 10.101
10.11. CONTINUOUS SUPERVISION 10.110
10.12. COMMENTS 10.114
11. TAKEOVERS OF LISTED COMPANIES (2)
11.1. INTRODUCTION 11.01
11.2. TAKEOVER DEFENCES UNDER CHINESE LAW 11.04
11.3. TAKEOVER DEFENCES IN PRACTICE 11.19
11.4. ANALYSIS AND IMPLICATIONS 11.43
11.5. A NEW REGIME FOR TAKEOVER DEFENCES 11.56
12. THE REGULATION OF FOREIGN M&A
12.1. INTRODUCTION 12.01
12.2.LEGAL FRAMEWORK FOR FOREIGN M&A IN CHINA 12.07
12.3. THE 2006 FOREIGN M&A REGULATION: OVERVIEW 12.14
12.4. THE 2006 FOREIGN M&A REGULATION: BASIC RULES 12.26
12.5. REGULATION OF SPECIAL PURPOSE VEHICLES 12.61
12.6. NATIONAL SECURITY REVIEW 12.70
12.7. SUMMARY 12.100
INDEX 347
XVII
|
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| language | English |
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| subject_GND | (DE-588)4065674-3 (DE-588)4129448-8 (DE-588)4029578-3 (DE-588)4009937-4 |
| title | Securities and capital markets law in China |
| title_auth | Securities and capital markets law in China |
| title_exact_search | Securities and capital markets law in China |
| title_full | Securities and capital markets law in China Robin Hui Huang, professor, Faculty of Law, Chinese University of Hong Kong |
| title_fullStr | Securities and capital markets law in China Robin Hui Huang, professor, Faculty of Law, Chinese University of Hong Kong |
| title_full_unstemmed | Securities and capital markets law in China Robin Hui Huang, professor, Faculty of Law, Chinese University of Hong Kong |
| title_short | Securities and capital markets law in China |
| title_sort | securities and capital markets law in china |
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