Research handbook on securities regulation in the United States:
Gespeichert in:
| Weitere Verfasser: | |
|---|---|
| Format: | Buch |
| Sprache: | English |
| Veröffentlicht: |
Cheltenham [u.a.]
Elgar
2014
|
| Schriftenreihe: | Research handbooks in financial law
|
| Online-Zugang: | Inhaltsverzeichnis |
| Beschreibung: | X, 551 S. |
| ISBN: | 1782540067 9781782540069 |
Internformat
MARC
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| 245 | 1 | 0 | |a Research handbook on securities regulation in the United States |c ed. by Jerry W. Markham ... |
| 264 | 1 | |a Cheltenham [u.a.] |b Elgar |c 2014 | |
| 300 | |a X, 551 S. | ||
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| 338 | |b nc |2 rdacarrier | ||
| 490 | 0 | |a Research handbooks in financial law | |
| 700 | 1 | |a Markham, Jerry W. |d 1948- |0 (DE-588)144010712 |4 edt | |
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Datensatz im Suchindex
| _version_ | 1804152839348420608 |
|---|---|
| adam_text | CONTENTS
LIST OF CONTRIBUTORS
PREFACE
1
2
3
4
5
6
7
8
9
10
11
12
13
OVERVIEW
JERRY W. MARKHAM
THE DEFINITION OF SECURITY UNDER THE FEDERAL SECURITIES LAWS
ARTHUR B. LABY
THE INTEGRATED DISCLOSURE SYSTEM
RIGERS GJYSHI
EXEMPTIONS FROM 1933 ACT REGISTRATION
THOMAS L. HAZEN
THE UNDERWRITING PROCESS AND SECONDARY DISTRIBUTIONS
ZACHARYJ. GUBLER
SECONDARY MARKETS
ROEL C. CAMPOS AND MARLON Q. PAZ
THE RISE OF RISK-BASED REGULATORY CAPITAL: LIQUIDITY AND SOLVENCY
STANDARDS FOR FINANCIAL INTERMEDIARIES
JOSE GABILONDO
INVESTMENT ADVISER REGULATION
WULFA. KAAL
CORPORATE GOVERNANCE AND THE REGULATION OF MERGERS AND
ACQUISITIONS
JERRY W. MARKHAM AND RIGERS GJYSHI
THE SARBANES-OXLEY ACT OF 2002: A REGULATORY HODGE-PODGE ARISING
FROM HIGHLY VISIBLE FINANCIAL FRAUD
JOAN MACLEOD HEMINWAY
REGULATION OF DERIVATIVE INSTRUMENTS
JERRY W. MARKHAM
AN OVERVIEW OF COMPLIANCE-RELATED ISSUES IN BROKER-DEALER
REGULATION
JAMES FANTO
FRAUD, MANIPULATION AND OTHER PROHIBITED PRACTICES
JERRY W. MARKHAM
VII
IX
1
12
47
109
156
185
201
228
244
282
316
348
378
VI RESEARCH HANDBOOK ON SECURITIES REGULATION IN THE UNITED STATES
14 THE PAST, PRESENT AND FUTURE OF SECURITIES ARBITRATION BETWEEN
CUSTOMERS AND BROKERAGE FIRMS 412
BARBARA BLACK
15 PRIVATE RIGHTS OF ACTION UNDER U.S. SECURITIES LAWS: KEY DIFFERENCES
BETWEEN LITIGATION AND ARBITRATION OF SECURITIES DISPUTES, LIMITED
RIGHT OF ACTION AGAINST INVESTMENT ADVISERS, AND THE UNCERTAIN
FUTURE OF CLASS LITIGATION 457
LESLIE A. BLAU, MARKLISTON, AND PETER EVANS
16 COMPARATIVE ANALYSIS OF GLOBAL SECURITIES REGULATION 488
JERRY W. MARKHAM
INDEX 517
|
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| isbn | 1782540067 9781782540069 |
| language | English |
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| spelling | Research handbook on securities regulation in the United States ed. by Jerry W. Markham ... Cheltenham [u.a.] Elgar 2014 X, 551 S. txt rdacontent n rdamedia nc rdacarrier Research handbooks in financial law Markham, Jerry W. 1948- (DE-588)144010712 edt Erscheint auch als Online-Ausgabe 978-1-78254-007-6 SWB Datenaustausch application/pdf http://bvbr.bib-bvb.de:8991/F?func=service&doc_library=BVB01&local_base=BVB01&doc_number=027714415&sequence=000001&line_number=0001&func_code=DB_RECORDS&service_type=MEDIA Inhaltsverzeichnis |
| spellingShingle | Research handbook on securities regulation in the United States |
| title | Research handbook on securities regulation in the United States |
| title_auth | Research handbook on securities regulation in the United States |
| title_exact_search | Research handbook on securities regulation in the United States |
| title_full | Research handbook on securities regulation in the United States ed. by Jerry W. Markham ... |
| title_fullStr | Research handbook on securities regulation in the United States ed. by Jerry W. Markham ... |
| title_full_unstemmed | Research handbook on securities regulation in the United States ed. by Jerry W. Markham ... |
| title_short | Research handbook on securities regulation in the United States |
| title_sort | research handbook on securities regulation in the united states |
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