International arbitration and cross-border insolvency: comparative perspectives
Saved in:
| Main Author: | |
|---|---|
| Format: | Thesis Book |
| Language: | English |
| Published: |
2014
|
| Subjects: | |
| Online Access: | Inhaltsverzeichnis |
| Physical Description: | LXXIII, 298 S. |
Staff View
MARC
| LEADER | 00000nam a2200000 c 4500 | ||
|---|---|---|---|
| 001 | BV042209456 | ||
| 003 | DE-604 | ||
| 005 | 20150506 | ||
| 007 | t | ||
| 008 | 141126s2014 m||| 00||| eng d | ||
| 035 | |a (OCoLC)897379049 | ||
| 035 | |a (DE-599)BSZ417237065 | ||
| 040 | |a DE-604 |b ger | ||
| 041 | 0 | |a eng | |
| 049 | |a DE-19 |a DE-12 |a DE-188 |a DE-20 |a DE-384 | ||
| 082 | 0 | |a 346.494078 |2 22//ger | |
| 084 | |a PG 580 |0 (DE-625)135967: |2 rvk | ||
| 084 | |a PU 1555 |0 (DE-625)139930: |2 rvk | ||
| 100 | 1 | |a Vorburger, Simon |d 1979- |e Verfasser |0 (DE-588)1058915673 |4 aut | |
| 245 | 1 | 0 | |a International arbitration and cross-border insolvency |b comparative perspectives |c vorgelegt von Simon Vorburger |
| 264 | 1 | |c 2014 | |
| 300 | |a LXXIII, 298 S. | ||
| 336 | |b txt |2 rdacontent | ||
| 337 | |b n |2 rdamedia | ||
| 338 | |b nc |2 rdacarrier | ||
| 502 | |a Zürich, Univ., Diss., 2014 | ||
| 650 | 0 | 7 | |a Insolvenz |0 (DE-588)4072843-2 |2 gnd |9 rswk-swf |
| 650 | 0 | 7 | |a Prozesspartei |0 (DE-588)4047590-6 |2 gnd |9 rswk-swf |
| 650 | 0 | 7 | |a Internationales Insolvenzrecht |0 (DE-588)4136732-7 |2 gnd |9 rswk-swf |
| 650 | 0 | 7 | |a Schiedsrichterliches Verfahren |0 (DE-588)4121615-5 |2 gnd |9 rswk-swf |
| 650 | 0 | 7 | |a Internationale Handelsschiedsgerichtsbarkeit |0 (DE-588)4132605-2 |2 gnd |9 rswk-swf |
| 655 | 7 | |0 (DE-588)4113937-9 |a Hochschulschrift |2 gnd-content | |
| 689 | 0 | 0 | |a Schiedsrichterliches Verfahren |0 (DE-588)4121615-5 |D s |
| 689 | 0 | 1 | |a Prozesspartei |0 (DE-588)4047590-6 |D s |
| 689 | 0 | 2 | |a Insolvenz |0 (DE-588)4072843-2 |D s |
| 689 | 0 | 3 | |a Internationale Handelsschiedsgerichtsbarkeit |0 (DE-588)4132605-2 |D s |
| 689 | 0 | 4 | |a Internationales Insolvenzrecht |0 (DE-588)4136732-7 |D s |
| 689 | 0 | |5 DE-604 | |
| 856 | 4 | 2 | |m SWB Datenaustausch |q application/pdf |u http://bvbr.bib-bvb.de:8991/F?func=service&doc_library=BVB01&local_base=BVB01&doc_number=027648184&sequence=000001&line_number=0001&func_code=DB_RECORDS&service_type=MEDIA |3 Inhaltsverzeichnis |
| 999 | |a oai:aleph.bib-bvb.de:BVB01-027648184 | ||
Record in the Search Index
| _version_ | 1804152730599555072 |
|---|---|
| adam_text | TABLE OF CONTENTS
FOREWORD XIX
ACKNOWLEDGMENTS XXI
LIST OF ABBREVIATIONS XXIII
CHAPTER 1
INTRODUCTION 1
§1.01 INTRODUCTORY REMARKS 1
§1.02 CONTENT OF THE BOOK 2
[A] SCOPE OF THE BOOK 2
[B] OBJECTIVES OF THE BOOK 3
[C] STRUCTURE OF THE BOOK 3
CHAPTER 2
BACKGROUND 5
§2.01 POLICIES UNDERLYING INTERNATIONAL ARBITRATION S
[A] THE CONTRACTUAL THEORY 5
[B] THE JURISDICTIONAL THEORY 6
[C] THE HYBRID THEORY 6
[D] INTERIM SUMMARY 7
§2.02 POLICIES UNDERLYING INSOLVENCY LAW 7
[A] NOTION OF INSOLVENCY LAW 7
[1] TERMINOLOGY 7
[2] CONTENT OF NATIONAL INSOLVENCY LAWS 8
[3] COMMON PRINCIPLES OF NATIONAL INSOLVENCY LAWS 8
[B] CROSS-BORDER INSOLVENCY 10
[1] UNIVERSALITY VERSUS TERRITORIALITY 10
[2] CLASSIFICATION OF THE CROSS-BORDER INSOLVENCY LAWS
RELEVANT TO THIS BOOK 11
VN
TABLE OF CONTENTS
[A] UNCITRAL MODEL LAW ON CROSS-BORDER INSOLVENCY 12
[B] COUNCIL REGULATION (EC) NO 1346/2000 ON
INSOLVENCY PROCEEDINGS 12
[C] AUTONOMOUS CROSS-BORDER INSOLVENCY LAWS 13
[I] COMPARATIVE OVERVIEW 13
[II] SWITZERLAND 14
[C] INTERIM SUMMARY 14
CHAPTER 3
RECOGNITION OF INSOLVENCIES BY NATIONAL COURTS 17
§3.01 TERMINOLOGY AND NOTIONS OF RECOGNITION 17
[A] RECOGNITION IN INTERNATIONAL CIVIL PROCEDURAL LAW 18
[B] RECOGNITION IN INTERNATIONAL PRIVATE LAW 18
[C] RECOGNITION IN CROSS-BORDER INSOLVENCY LAW 18
[1] NOTION OF INSOLVENCY-SPECIFIC RECOGNITION 18
[A] RECOGNITION OF THE EXISTENCE OF A FOREIGN
INSOLVENCY PROCEEDING 19
[B] DETERMINATION OF THE EFFECTS OF THE RECOGNITION
OF AN INSOLVENCY 20
[2] CONCLUSION 20
[D] INTERIM SUMMARY 21
§3.02 RECOGNITION OF AN INSOLVENCY IN A PROCEEDING BEFORE NATIONAL
COURTS 21
[A] LAW APPLICABLE TO THE RECOGNITION OF AN INSOLVENCY 22
[B] TYPES OF RECOGNITION USED BY NATIONAL COURTS IN CONNECTION
WITH INSOLVENCY 22
[1] RECOGNITION ACCORDING TO INSOLVENCY-SPECIFIC
RECOGNITION RULES 22
[2] RECOGNITION ACCORDING TO SUBSTANTIVE RECOGNITION 23
[3] RECOGNITION ACCORDING TO PROCEDURAL RECOGNITION 23
[4] ACKNOWLEDGMENT AS A FACT 24
[C] INCIDENTAL RECOGNITION OF A FOREIGN INSOLVENCY 24
[1] UN-INSMODLAW JURISDICTIONS 25
[2] EULNSREG 26
[3] AUTONOMOUS CROSS-BORDER INSOLVENCY LAWS 26
[A] FRANCE 26
[B] GERMANY 27
[C] SWITZERLAND 27
[I] CASE LAW AND LITERATURE 27
FII] ANALYSIS 28
[D] CRITERIA FOR AN INSOLVENCY-SPECIFIC RECOGNITION OF FOREIGN
INSOLVENCIES 30
[1] INDIRECT JURISDICTION 30
[2] PUBLIC POLICY 31
VM
TABLE OF CONTENTS
[3] ENFORCEABILITY OF DECISION COMMENCING INSOLVENCY IN
COUNTRY OF ORIGIN 32
[4] RECIPROCITY 32
[E] DETERMINATION OF THE EFFECTS OF A RECOGNITION OF FOREIGN
INSOLVENCIES 33
[F] INTERIM SUMMARY 33
CHAPTER 4
RECOGNITION OF INSOLVENCIES BY ARBITRAL TRIBUNALS 35
§4.01 CASE LAW AND LITERATURE 35
[A] CASE LAW 35
[1] INSOLVENCY COMMENCED AT THE SEAT OF THE ARBITRATION 36
[2] INSOLVENCY COMMENCED OUTSIDE THE SEAT OF THE
ARBITRATION 37
[A] LIMITED TERRITORIAL EFFECTS OF INSOLVENCIES 37
[B] RECOGNITION ACCORDING TO CROSS-BORDER INSOLVENCY
LAW AT SEAT 38
[I] RECOGNITION BY REFERENCE TO DECISION OF
NATIONAL COURT 38
[II] RECOGNITION BY AUTONOMOUS DECISION OF
ARBITRAL TRIBUNAL 38
[C] RECOGNITION OF MANDATORY RULES OF LEX FORT
CONCURSUS 39
[D] PRINCIPLE OF PACTA SUNT SERVANDA 40
[E] RECOGNITION OF INSOLVENCY AS FACT 41
[3] CONCLUSION 41
[B] LITERATURE 42
[1] GERMANY 42
[2] FRANCE 43
[3] SWITZERLAND 43
[C] INTERIM SUMMARY 44
§4.02 ANALYSIS 45
[A] IMPORTANCE OF RECOGNITION AS NECESSARY PRELIMINARY STEP 45
[B] FACTORS REQUIRING RECOGNITION OF INSOLVENCY BY AN ARBITRAL
TRIBUNAL 46
[1] DIRECT APPLICABILITY OF INSOLVENCY REGIME OF SEAT
COUNTRY TO ARBITRAL TRIBUNAL 47
[A] RELATION OF INTERNATIONAL ARBITRAL TRIBUNALS TO
NATIONAL TERRITORY OF THEIR SEAT 47
[B] DIRECT APPLICABILITY OF THE INSOLVENCY REGIME
OF THE SEAT 48
[I] UNITED STATES 48
[II] ENGLAND 49
[III] FRANCE 49
IX
TABLE OF CONTENTS
[IV] GERMANY 50
[V] SWITZERLAND 51
[2] RECOGNITION BASED ON PRINCIPLES OF RES IUDICATA, LIS
PENDENS OR CLAIM AND ISSUE PRECLUSION 52
[A] MEANS TO COORDINATE PROCEEDINGS BEFORE NATIONAL
COURTS 53
[B] RELEVANCE IN INTERNATIONAL ARBITRATION 53
[C] APPLICABILITY BETWEEN DECISIONS COMMENCING AN
INSOLVENCY AND ARBITRAL PROCEEDING 54
[D] CONCLUSION 55
[3] AVOIDING SUBSEQUENT SET-ASIDE OF THE ARBITRAL AWARD 55
[4] DUTY TO RENDER AN ENFORCEABLE ARBITRAL AWARD 57
[5] INTERIM SUMMARY 58
[C] OBJECTIVE ARBITRABILITY OF RECOGNITION OF INSOLVENCIES 59
[1] OBJECTIVE ARBITRABILITY IN GENERAL 59
[A] TERMINOLOGY 59
[B] APPLICABLE LAW 59
[2] FORMS OF RECOGNITION ARISING IN CONNECTION WITH
ARBITRATION 60
[3] UN-INSMODLAW COUNTRIES 61
[A] UNITED STATES 61
[I] ARBITRABILITY OF INSOLVENCY LAW ACTIONS 61
[II] ARBITRABILITY OF RECOGNITION OF AN INSOLVENCY 65
[B] ENGLAND 65
[I] ARBITRABILITY OF INSOLVENCY LAW ACTIONS 65
[II] ARBITRABILITY OF THE RECOGNITION OF AN
INSOLVENCY 66
[4] EULNSREG COUNTRIES 67
[A] RECOGNITION OF INSOLVENCY COMMENCED IN
NON-EUINSREG MEMBER STATE 67
[I] GERMANY 67
[II] FRANCE 68
[III] ENGLAND 68
[B] RECOGNITION OF INSOLVENCY COMMENCED IN
EULNSREG MEMBER STATE 69
[5] SWITZERLAND 70
[A] ARBITRABILITY OF INSOLVENCY LAW ACTIONS 70
[I] INSOLVENCY LAW ACTIONS AS PECUNIARY CLAIMS 70
[II] CONCEPTS LIMITING GENERAL ARBITRABILITY OF
INSOLVENCY LAW ACTIONS 70
[B] ARBITRABILITY OF SWISS INSOLVENCY LAW ACTIONS 73
[C] ARBITRABILITY OF RECOGNITION OF AN INSOLVENCY 75
TABLE OF CONTENTS
[I] ARBITRABILITY OF FORMAL RECOGNITION OF AN
INSOLVENCY 75
[II] ARBITRABILITY OF INCIDENTAL RECOGNITION OF AN
INSOLVENCY 75
[6] INTERIM SUMMARY 76
[D] APPLICABLE LAW TO THE RECOGNITION OF AN INSOLVENCY 77
[1] POSSIBLE LAWS APPLICABLE TO THE RECOGNITION OF
INSOLVENCY 77
[2] SIGNIFICANCE OF THE SEAT PERSPECTIVE OF THE ARBITRAL
TRIBUNAL 77
[3] CONCLUSION FOR THE LAW APPLICABLE TO THE RECOGNITION 78
[4] CRITERIA FOR RECOGNITION OF AN INSOLVENCY BY ARBITRAL
TRIBUNALS 79
[A] UN-INSMODLAW 79
[B] EULNSREG 79
[C] SWITZERLAND 79
[I] ADAPTION OF RECOGNITION RULES OF
CROSS-BORDER INSOLVENCY LAW 79
[II] CONDITIONS FOR RECOGNITION OF AN INSOLVENCY 80
[5] INTERIM SUMMARY 81
CHAPTER 5
DETERMINING THE LAW APPLICABLE TO THE EFFECTS OF AN INSOLVENCY 83
§5.01 MANDATE TO DETERMINE APPLICABLE LAW 84
[A] NATIONAL COURTS 84
[B] ARBITRAL TRIBUNALS 84
[C] INTERIM SUMMARY 85
§5.02 METHODS TO DETERMINE THE LAW APPLICABLE 86
[A] CHOICE OF THE APPLICABLE LEX CONCURSUS BY THE PARTIES 86
[B] CONFLICT-OF-LAW APPROACHES IN CONNECTION WITH INSOLVENCY
LAW 87
[1] INSOLVENCY-SPECIFIC CONFLICT-OF-LAW APPROACH 87
[2] TRADITIONAL CONFLICT-OF-LAW APPROACH 88
[3] LEX FORI CONCURSUS AS MANDATORY RULES 89
[C] CHARACTERIZATION AS STARTING POINT 90
[1] SIGNIFICANCE OF CHARACTERIZATION IN CONNECTION WITH
INSOLVENCY ISSUES 90
[2] STANDARD OF CHARACTERIZATION IN CONNECTION WITH
INSOLVENCY LAW ISSUES 92
[A] LEX FORI 92
[B] LEX CAUSAE 93
[C] COMPARATIVE AND FUNCTIONAL APPROACHES 94
[D] CONCLUSION 95
[D] INTERIM SUMMARY 95
XI
TABLE OF CONTENTS
CHAPTER 6
SPECIFIC EFFECTS OF A COMMENCEMENT OF AN INSOLVENCY ON INTERNATIONAL
ARBITRATION
§6.01 EFFECTS OF INSOLVENCY ON ARBITRATION AGREEMENTS
[A]
[B]
[C]
[D]
DISTINCTION BETWEEN VALIDITY AND SCOPE OF AN ARBITRATION
AGREEMENT
VALIDITY OF ARBITRATION AGREEMENT
[1] COMPARATIVE VIEW
[2] SWITZERLAND
[3] INTERIM SUMMARY
SCOPE OF ARBITRATION AGREEMENT RATIONE PERSONAE
[1] BINDING EFFECT OF ARBITRATION AGREEMENTS UPON
COMMENCEMENT OF INSOLVENCY
[A] UNITED STATES
[B] GERMANY
[C] ENGLAND
[D] FRANCE
[E] SWITZERLAND
[I] CASE LAW
[II] LITERATURE
[III] ANALYSIS
[F] INTERIM SUMMARY
[2] EXECUTORY CONTRACTS AS MEANS TO OPT OUT OF ARBITRATION
AGREEMENTS
[A] EXECUTORY CONTRACT PROVISIONS
[I] COMPARATIVE VIEW
[II] SWITZERLAND
[B] EFFECT OF REJECTION OF EXECUTORY CONTRACTS ON
ARBITRATION AGREEMENTS
[I] COMPARATIVE VIEW
[II] SWITZERLAND
[C] INTERIM SUMMARY
SCOPE OF ARBITRATION AGREEMENT RATIONE MATERIAE
[1] DIFFICULTIES IN THE INSOLVENCY LAW CONTEXT
[2] DETERMINATION OF SCOPE RATIONE MATERIAE IN THE INSOLVENCY
CONTEXT
[A] UNITED STATES
[B] GERMANY
[C] ENGLAND
[D] FRANCE
[E] SWITZERLAND
[I] CASE LAW
[II] LITERATURE
[III] ANALYSIS
97
97
98
98
99
100
100
100
100
100
101
102
103
103
103
105
105
108
109
109
109
110
111
111
113
113
114
114
115
115
117
117
118
119
119
120
120
XLL
TABLE OF CONTENTS
[3] INTERIM SUMMARY 123
[E] APPLICABLE LAW 124
[1] POSSIBLE CONFLICT-OF-LAW APPROACHES IN CONNECTION
WITH THE VALIDITY AND SCOPE OF AN ARBITRATION
AGREEMENT 124
[A] TRADITIONAL CONFLICT-OF-LAW APPROACH 124
[B] INSOLVENCY-SPECIFIC CONFLICT-OF-LAW APPROACH 125
[C] LEX FORI CONCURSUS AS MANDATORY RULES 127
[2] APPROACHES UNDER CROSS-BORDER INSOLVENCY REGIMES 127
[A] EULNSREG 127
[I] PENDING ARBITRATION AT THE TIME OF
COMMENCEMENT OF INSOLVENCY 128
[II] NO PENDING ARBITRATION AT THE TIME OF
COMMENCEMENT OF INSOLVENCY 131
[B] UN-INSMODLAW 131
[C] SWITZERLAND 133
[I] CONFLICT-OF-LAW APPROACH IN CONNECTION
WITH INSOLVENCY 133
[II] ARBITRATION AGREEMENT PROVIDING FOR
ARBITRATION IN SWITZERLAND 134
[III] ARBITRATION AGREEMENT PROVIDING FOR
ARBITRATION OUTSIDE OF SWITZERLAND 138
[IV] APPLICATION OF LEX FORI CONCURSUS AS
MANDATORY RULE 139
[3] INTERIM SUMMARY 143
§6.02 EFFECTS OF THE INSOLVENCY ON THE CAPACITY OF THE PARTIES TO
ARBITRATION 144
[A] IMPACT OF INSOLVENCY ON CAPACITY OF PARTIES 144
[1] NOTION OF CAPACITY 144
[2] EFFECT OF INSOLVENCY ON CAPACITY 145
[A] EFFECTS OF AN INSOLVENCY ON THE SUBSTANTIVE
NOTION OF CAPACITY 145
[B] EFFECTS OF AN INSOLVENCY ON THE PROCEDURAL
NOTION OF CAPACITY 146
[C] NO EFFECTS OF THE INSOLVENCY ON THE DEBTOR S
CAPACITY 148
[D] PROVISIONS EXPLICITLY DEPRIVING CAPACITY TO BE
PARTY TO ARBITRATION 148
[E] CONCLUSION 150
[3] DELIMITATIONS 151
[A] AUTHORITY 151
[I] IN GENERAL 151
[II] SIGNIFICANCE IN CONNECTION WITH INSOLVENCY
AND ARBITRATION 152
XIA
TABLE OF CONTENTS
[B] STANDING TO SUE OR TO BE SUED [AKTIVLEGITIMATION /
PASSIVLEGITIMATION) 154
[I] IN GENERAL 154
[II] SIGNIFICANCE IN CONNECTION WITH
INSOLVENCY AND ARBITRATION 155
[4] INTERIM SUMMARY 155
[B] EFFECT OF ISSUES OF INCAPACITY ON ARBITRATION 156
[1] ARBITRATION AGREEMENTS CONCLUDED AFTER THE
COMMENCEMENT OF AN INSOLVENCY 156
[2] ARBITRATION AGREEMENTS CONCLUDED BEFORE THE
COMMENCEMENT OF AN INSOLVENCY 157
[A] EFFECT OF INCAPACITY ON ARBITRATION AGREEMENT 157
[B] EFFECT OF INCAPACITY ON ARBITRAL PROCEEDINGS 158
[C] EFFECT OF INCAPACITY ON RECOGNITION AND
ENFORCEMENT OF ARBITRAL AWARD 159
[3] INTERIM SUMMARY 159
[C] APPLICABLE LAW 159
[1] POSSIBLE CONFLICT-OF-LAW APPROACHES IN CONNECTION
WITH CAPACITY OF A PARTY SUBJECT TO INSOLVENCY 160
[A] TRADITIONAL CONFLICT-OF-LAW APPROACH 160
[I] APPLICATION OF THE INTERNATIONAL PRIVATE
LAW RULES OF THE SEAT OF THE ARBITRAL
TRIBUNAL 160
[II] DIRECT APPLICATION OF A SUBSTANTIVE
INTERNATIONAL CAPACITY RULE 161
[III] APPLICATION OF CLOSEST CONNECTION RULE 162
[IV] APPLICATION OF CONFLICT RULES APPLICABLE
TO THE SUBSTANTIVE VALIDITY OF ARBITRATION
AGREEMENTS 163
[V] APPLICATION OF A IN FAVOREM VALIDITATIS
RULE 163
[VI] PRINCIPLES PREVENTING THE APPLICATION OF
INADEQUATE CAPACITY PROVISIONS 163
[B] INSOLVENCY-SPECIFIC CONFLICT-OF-LAW APPROACH 167
[C] LEX FORI CONCURSUS AS MANDATORY RULES 167
[2] EULNSREG 167
[3] UN-INSMODLAW 168
[A] UNITED STATES 168
[B] ENGLAND 170
[4] SWITZERLAND 170
[A] LITERATURE 171
[B] CASE LAW 172
[C] ANALYSIS 173
XIV
TABLE OF CONTENTS
[I] EVOLVING PRACTICE OF THE SWISS FEDERAL
SUPREME COURT 173
[II] PROBLEMS IN CONNECTION WITH THE RELIANCE
ON GENERAL INCAPACITY PROVISIONS IN AN
INSOLVENCY CONTEXT 175
FIII] SUGGESTED CONFLICT-OF-LAW APPROACH FOR
ISSUES OF CAPACITY IN CONNECTION WITH
INSOLVENCY 176
[5] INTERIM SUMMARY 179
§6.03 SUSPENSION OF ARBITRAL PROCEEDINGS DUE TO AN INSOLVENCY 180
[A] AUTOMATIC STAY PROVISIONS IN INSOLVENCY LAWS 180
[1] UNITED STATES 181
[2] GERMANY 183
[3] ENGLAND 184
[4] FRANCE 185
[5] SWITZERLAND 186
[A] CASE LAW AND LITERATURE 186
[B] ANALYSIS 188
[I] PURPOSE OF ARTICLE 207 SCHKG 188
[II] ARTICLE 207 SCHKG AND PUBLIC POLICY 188
[III] APPLICATION OF ARTICLE 207 SCHKG TO
INTERNATIONAL ARBITRATION 189
[6] INTERIM SUMMARY 190
[B] APPLICABLE LAW 191
[1] POSSIBLE CONFLICT-OF-LAW APPROACHES IN CONNECTION
WITH THE STAY OF ARBITRAL PROCEEDINGS 192
[A] TRADITIONAL CONFLICT-OF-LAW APPROACH 192
[B] INSOLVENCY-SPECIFIC CONFLICT-OF-LAW APPROACH 192
[C] LEX FORI CONCURSUS AS MANDATORY RULES 192
[2] EULNSREG 193
[3] UN-INSMODLAW 194
[4] SWITZERLAND 195
[A] CASE LAW AND LITERATURE 195
[B] ANALYSIS 196
[I] INSOLVENCY-SPECIFIC CONFLICT-OF-LAW
APPROACH 196
[II] TRADITIONAL CONFLICT-OF-LAW APPROACH 197
[III] APPLICATION OF US PENDENS RULES REQUIRING
SUSPENSION OF ARBITRATION 197
[IV] LEX FORI CONCURSUS AS MANDATORY PROVISIONS 197
[5] INTERIM SUMMARY 198
XV
TABLE OF CONTENTS
CHAPTER 7
EFFECTS OF AN INSOLVENCY ON THE RECOGNITION AND ENFORCEMENT OF
INTERNATIONAL ARBITRAL AWARDS 201
§7.01 SIGNIFICANCE OF ENFORCEMENT PROCEEDINGS IN CONNECTION WITH
PARTIES SUBJECT TO INSOLVENCY 201
§7.02 GROUNDS OPPOSING THE RECOGNITION AND ENFORCEMENT OF ARBITRAL
AWARDS 202
[A] LEGAL FRAMEWORK 202
[1] ARBITRAL AWARDS RENDERED IN COUNTRY OF RECOGNITION
AND ENFORCEMENT 203
[2] ARBITRAL AWARDS RENDERED OUTSIDE THE COUNTRY OF
RECOGNITION AND ENFORCEMENT 203
[3] CONSEQUENCES FOR ARBITRAL AWARDS IN THE INSOLVENCY
CONTEXT 204
[4] INTERIM SUMMARY 205
[B] GROUNDS FOR NON-RECOGNITION OF ARBITRAL AWARDS IN THE
INSOLVENCY CONTEXT 205
[1] VALIDITY AND SCOPE OF ARBITRATION AGREEMENT (ARTICLE
V(L)(A),(C) NYC) 205
[A] DELIMINATION BETWEEN ARTICLE V(L)(A) NYC AND
ARTICLE V(L)(C) NYC 205
[B] VALIDITY OF ARBITRATION AGREEMENT (ARTICLE V(L) (A)
NYC) 206
[I] APPLICABLE LAW 206
[II] CONSEQUENCES FOR ARBITRAL AWARDS IN THE
INSOLVENCY CONTEXT 207
[C] SCOPE OF THE ARBITRATION AGREEMENT (ARTICLE
V(L)(C)NYC) 208
[I] APPLICABLE LAW 208
[II] CONSEQUENCES FOR ARBITRAL AWARDS IN THE
INSOLVENCY CONTEXT 208
[D] INTERIM SUMMARY 209
[2] CAPACITY OF THE PARTIES (ARTICLE V(L) (A) NYC) 209
[A] AMBIGUITIES IRJ THE INSOLVENCY CONTEXT 209
[B] UNUSUAL LEGISLATIVE HISTORY OF ARTICLE V(L) (A)
NYC 210
[C] SCOPE OF THE INCAPACITY DEFENSE UNDER NEW YORK
CONVENTION 212
[I] IN GENERAL 212
[II] APPLICATION OF INCAPACITY DEFENSE TO
CASES OF INSOLVENCY 213
[D] RELEVANT POINT IN TIME 214
[I] ARTICLE V(L) (A) NYC 214
XVI
[3]
[4]
TABLE OF CONTENTS
[II] PROPER REPRESENTATION UNDER ARTICLE V(L) (B)
NYC
[E] APPLICABLE LAW
[F] INTERIM SUMMARY
OBJECTIVE ARBITRABILITY (ARTICLE V(2)(B) NYC)
[A] NOTION OF ARBITRABILITY UNDER THE NEW YORK
CONVENTION
[B] APPLICABLE LAW
[C] OBJECTIVE ARBITRABILITY OF INSOLVENCY LAW MATTERS
[D] INTERIM SUMMARY
PUBLIC POLICY (ARTICLE V(2)(B) NYC)
[A] SIGNIFICANCE OF PUBLIC POLICY IN CONNECTION WITH
ARBITRAL AWARDS INVOLVING A PARTY SUBJECT TO
INSOLVENCY
[B] PUBLIC POLICY UNDER THE NEW YORK CONVENTION
[I] APPLICABLE LAW
[II] NOTION OF PUBLIC POLICY
[III] DELIMINATION BETWEEN PUBLIC POLICY AND
OBJECTIVE ARBITRABILITY
[C] INSOLVENCY LAW AND PUBLIC POLICY
[I] ENGLAND
[II] FRANCE
[III] UNITED STATES
[IV] GERMANY
[V] SWITZERLAND
[VI] CONCLUSION
[D] INTERIM SUMMARY
57.03 EFFECTS OF INSOLVENCY ON LOCAL ENFORCEMENT PROCEDURE
[A] APPLICABLE LAW
[B] SIGNIFICANCE OF TERRITORIAL EFFECTS OF INSOLVENCY IN COUNTRY OF
ENFORCEMENT
[1]
[2]
TERRITORIAL EFFECTS OF INSOLVENCY IN COUNTRY OF
ENFORCEMENT
NO TERRITORIAL EFFECTS OF INSOLVENCY IN COUNTRY OF
ENFORCEMENT
[C] EFFECTS OF AN INSOLVENCY ON LOCAL RECOGNITION AND ENFORCEMENT
PROCEDURE OF INTERNATIONAL ARBITRAL AWARDS
[1]
[2]
[3]
[4]
[5]
UNITED STATES
ENGLAND
GERMANY
FRANCE
SWITZERLAND
[A] INSOLVENCY NOT RECOGNIZED IN SWITZERLAND
[I] ENFORCEMENT PROCEEDINGS BY A CREDITOR
214
215
216
216
216
217
217
217
217
218
218
218
219
219
219
220
220
221
222
223
224
224
225
225
226
227
227
228
228
228
228
229
230
230
230
XVLL
TABLE OF CONTENTS
[II] ENFORCEMENT PROCEEDINGS BY A FOREIGN
TRUSTEE 230
[B] INSOLVENCY INITIALLY COMMENCED OR RECOGNIZED IN
SWITZERLAND 231
[I] PRECLUSION OF INDIVIDUAL ACTIONS SEEKING
ENFORCEMENT OF ARBITRAL AWARD 231
[II] COLLECTIVE ENFORCEMENT OF ARBITRAL AWARDS
ISSUED AFTER COMMENCEMENT OF INSOLVENCY 233
[III] COLLECTIVE ENFORCEMENT OF ARBITRAL AWARD
ISSUED BEFORE COMMENCEMENT OF INSOLVENCY 240
[D] INTERIM SUMMARY 240
CHAPTER 8
SUMMARY AND CONCLUSION 243
§8.01 SUMMARY OF THE RESULTS 243
§8.02 CONCLUSORY REMARKS AND PROSPECTS 252
BIBLIOGRAPHY 255
MATERIALS AND OTHER SOURCES 275
TABLE OF CASES 279
INDEX 291
XVIN
|
| any_adam_object | 1 |
| author | Vorburger, Simon 1979- |
| author_GND | (DE-588)1058915673 |
| author_facet | Vorburger, Simon 1979- |
| author_role | aut |
| author_sort | Vorburger, Simon 1979- |
| author_variant | s v sv |
| building | Verbundindex |
| bvnumber | BV042209456 |
| classification_rvk | PG 580 PU 1555 |
| ctrlnum | (OCoLC)897379049 (DE-599)BSZ417237065 |
| dewey-full | 346.494078 |
| dewey-hundreds | 300 - Social sciences |
| dewey-ones | 346 - Private law |
| dewey-raw | 346.494078 |
| dewey-search | 346.494078 |
| dewey-sort | 3346.494078 |
| dewey-tens | 340 - Law |
| discipline | Rechtswissenschaft |
| format | Thesis Book |
| fullrecord | <?xml version="1.0" encoding="UTF-8"?><collection xmlns="http://www.loc.gov/MARC21/slim"><record><leader>01940nam a2200445 c 4500</leader><controlfield tag="001">BV042209456</controlfield><controlfield tag="003">DE-604</controlfield><controlfield tag="005">20150506 </controlfield><controlfield tag="007">t</controlfield><controlfield tag="008">141126s2014 m||| 00||| eng d</controlfield><datafield tag="035" ind1=" " ind2=" "><subfield code="a">(OCoLC)897379049</subfield></datafield><datafield tag="035" ind1=" " ind2=" "><subfield code="a">(DE-599)BSZ417237065</subfield></datafield><datafield tag="040" ind1=" " ind2=" "><subfield code="a">DE-604</subfield><subfield code="b">ger</subfield></datafield><datafield tag="041" ind1="0" ind2=" "><subfield code="a">eng</subfield></datafield><datafield tag="049" ind1=" " ind2=" "><subfield code="a">DE-19</subfield><subfield code="a">DE-12</subfield><subfield code="a">DE-188</subfield><subfield code="a">DE-20</subfield><subfield code="a">DE-384</subfield></datafield><datafield tag="082" ind1="0" ind2=" "><subfield code="a">346.494078</subfield><subfield code="2">22//ger</subfield></datafield><datafield tag="084" ind1=" " ind2=" "><subfield code="a">PG 580</subfield><subfield code="0">(DE-625)135967:</subfield><subfield code="2">rvk</subfield></datafield><datafield tag="084" ind1=" " ind2=" "><subfield code="a">PU 1555</subfield><subfield code="0">(DE-625)139930:</subfield><subfield code="2">rvk</subfield></datafield><datafield tag="100" ind1="1" ind2=" "><subfield code="a">Vorburger, Simon</subfield><subfield code="d">1979-</subfield><subfield code="e">Verfasser</subfield><subfield code="0">(DE-588)1058915673</subfield><subfield code="4">aut</subfield></datafield><datafield tag="245" ind1="1" ind2="0"><subfield code="a">International arbitration and cross-border insolvency</subfield><subfield code="b">comparative perspectives</subfield><subfield code="c">vorgelegt von Simon Vorburger</subfield></datafield><datafield tag="264" ind1=" " ind2="1"><subfield code="c">2014</subfield></datafield><datafield tag="300" ind1=" " ind2=" "><subfield code="a">LXXIII, 298 S.</subfield></datafield><datafield tag="336" ind1=" " ind2=" "><subfield code="b">txt</subfield><subfield code="2">rdacontent</subfield></datafield><datafield tag="337" ind1=" " ind2=" "><subfield code="b">n</subfield><subfield code="2">rdamedia</subfield></datafield><datafield tag="338" ind1=" " ind2=" "><subfield code="b">nc</subfield><subfield code="2">rdacarrier</subfield></datafield><datafield tag="502" ind1=" " ind2=" "><subfield code="a">Zürich, Univ., Diss., 2014</subfield></datafield><datafield tag="650" ind1="0" ind2="7"><subfield code="a">Insolvenz</subfield><subfield code="0">(DE-588)4072843-2</subfield><subfield code="2">gnd</subfield><subfield code="9">rswk-swf</subfield></datafield><datafield tag="650" ind1="0" ind2="7"><subfield code="a">Prozesspartei</subfield><subfield code="0">(DE-588)4047590-6</subfield><subfield code="2">gnd</subfield><subfield code="9">rswk-swf</subfield></datafield><datafield tag="650" ind1="0" ind2="7"><subfield code="a">Internationales Insolvenzrecht</subfield><subfield code="0">(DE-588)4136732-7</subfield><subfield code="2">gnd</subfield><subfield code="9">rswk-swf</subfield></datafield><datafield tag="650" ind1="0" ind2="7"><subfield code="a">Schiedsrichterliches Verfahren</subfield><subfield code="0">(DE-588)4121615-5</subfield><subfield code="2">gnd</subfield><subfield code="9">rswk-swf</subfield></datafield><datafield tag="650" ind1="0" ind2="7"><subfield code="a">Internationale Handelsschiedsgerichtsbarkeit</subfield><subfield code="0">(DE-588)4132605-2</subfield><subfield code="2">gnd</subfield><subfield code="9">rswk-swf</subfield></datafield><datafield tag="655" ind1=" " ind2="7"><subfield code="0">(DE-588)4113937-9</subfield><subfield code="a">Hochschulschrift</subfield><subfield code="2">gnd-content</subfield></datafield><datafield tag="689" ind1="0" ind2="0"><subfield code="a">Schiedsrichterliches Verfahren</subfield><subfield code="0">(DE-588)4121615-5</subfield><subfield code="D">s</subfield></datafield><datafield tag="689" ind1="0" ind2="1"><subfield code="a">Prozesspartei</subfield><subfield code="0">(DE-588)4047590-6</subfield><subfield code="D">s</subfield></datafield><datafield tag="689" ind1="0" ind2="2"><subfield code="a">Insolvenz</subfield><subfield code="0">(DE-588)4072843-2</subfield><subfield code="D">s</subfield></datafield><datafield tag="689" ind1="0" ind2="3"><subfield code="a">Internationale Handelsschiedsgerichtsbarkeit</subfield><subfield code="0">(DE-588)4132605-2</subfield><subfield code="D">s</subfield></datafield><datafield tag="689" ind1="0" ind2="4"><subfield code="a">Internationales Insolvenzrecht</subfield><subfield code="0">(DE-588)4136732-7</subfield><subfield code="D">s</subfield></datafield><datafield tag="689" ind1="0" ind2=" "><subfield code="5">DE-604</subfield></datafield><datafield tag="856" ind1="4" ind2="2"><subfield code="m">SWB Datenaustausch</subfield><subfield code="q">application/pdf</subfield><subfield code="u">http://bvbr.bib-bvb.de:8991/F?func=service&doc_library=BVB01&local_base=BVB01&doc_number=027648184&sequence=000001&line_number=0001&func_code=DB_RECORDS&service_type=MEDIA</subfield><subfield code="3">Inhaltsverzeichnis</subfield></datafield><datafield tag="999" ind1=" " ind2=" "><subfield code="a">oai:aleph.bib-bvb.de:BVB01-027648184</subfield></datafield></record></collection> |
| genre | (DE-588)4113937-9 Hochschulschrift gnd-content |
| genre_facet | Hochschulschrift |
| id | DE-604.BV042209456 |
| illustrated | Not Illustrated |
| indexdate | 2024-07-10T01:15:22Z |
| institution | BVB |
| language | English |
| oai_aleph_id | oai:aleph.bib-bvb.de:BVB01-027648184 |
| oclc_num | 897379049 |
| open_access_boolean | |
| owner | DE-19 DE-BY-UBM DE-12 DE-188 DE-20 DE-384 |
| owner_facet | DE-19 DE-BY-UBM DE-12 DE-188 DE-20 DE-384 |
| physical | LXXIII, 298 S. |
| publishDate | 2014 |
| publishDateSearch | 2014 |
| publishDateSort | 2014 |
| record_format | marc |
| spelling | Vorburger, Simon 1979- Verfasser (DE-588)1058915673 aut International arbitration and cross-border insolvency comparative perspectives vorgelegt von Simon Vorburger 2014 LXXIII, 298 S. txt rdacontent n rdamedia nc rdacarrier Zürich, Univ., Diss., 2014 Insolvenz (DE-588)4072843-2 gnd rswk-swf Prozesspartei (DE-588)4047590-6 gnd rswk-swf Internationales Insolvenzrecht (DE-588)4136732-7 gnd rswk-swf Schiedsrichterliches Verfahren (DE-588)4121615-5 gnd rswk-swf Internationale Handelsschiedsgerichtsbarkeit (DE-588)4132605-2 gnd rswk-swf (DE-588)4113937-9 Hochschulschrift gnd-content Schiedsrichterliches Verfahren (DE-588)4121615-5 s Prozesspartei (DE-588)4047590-6 s Insolvenz (DE-588)4072843-2 s Internationale Handelsschiedsgerichtsbarkeit (DE-588)4132605-2 s Internationales Insolvenzrecht (DE-588)4136732-7 s DE-604 SWB Datenaustausch application/pdf http://bvbr.bib-bvb.de:8991/F?func=service&doc_library=BVB01&local_base=BVB01&doc_number=027648184&sequence=000001&line_number=0001&func_code=DB_RECORDS&service_type=MEDIA Inhaltsverzeichnis |
| spellingShingle | Vorburger, Simon 1979- International arbitration and cross-border insolvency comparative perspectives Insolvenz (DE-588)4072843-2 gnd Prozesspartei (DE-588)4047590-6 gnd Internationales Insolvenzrecht (DE-588)4136732-7 gnd Schiedsrichterliches Verfahren (DE-588)4121615-5 gnd Internationale Handelsschiedsgerichtsbarkeit (DE-588)4132605-2 gnd |
| subject_GND | (DE-588)4072843-2 (DE-588)4047590-6 (DE-588)4136732-7 (DE-588)4121615-5 (DE-588)4132605-2 (DE-588)4113937-9 |
| title | International arbitration and cross-border insolvency comparative perspectives |
| title_auth | International arbitration and cross-border insolvency comparative perspectives |
| title_exact_search | International arbitration and cross-border insolvency comparative perspectives |
| title_full | International arbitration and cross-border insolvency comparative perspectives vorgelegt von Simon Vorburger |
| title_fullStr | International arbitration and cross-border insolvency comparative perspectives vorgelegt von Simon Vorburger |
| title_full_unstemmed | International arbitration and cross-border insolvency comparative perspectives vorgelegt von Simon Vorburger |
| title_short | International arbitration and cross-border insolvency |
| title_sort | international arbitration and cross border insolvency comparative perspectives |
| title_sub | comparative perspectives |
| topic | Insolvenz (DE-588)4072843-2 gnd Prozesspartei (DE-588)4047590-6 gnd Internationales Insolvenzrecht (DE-588)4136732-7 gnd Schiedsrichterliches Verfahren (DE-588)4121615-5 gnd Internationale Handelsschiedsgerichtsbarkeit (DE-588)4132605-2 gnd |
| topic_facet | Insolvenz Prozesspartei Internationales Insolvenzrecht Schiedsrichterliches Verfahren Internationale Handelsschiedsgerichtsbarkeit Hochschulschrift |
| url | http://bvbr.bib-bvb.de:8991/F?func=service&doc_library=BVB01&local_base=BVB01&doc_number=027648184&sequence=000001&line_number=0001&func_code=DB_RECORDS&service_type=MEDIA |
| work_keys_str_mv | AT vorburgersimon internationalarbitrationandcrossborderinsolvencycomparativeperspectives |