The foundations and future of financial regulation: governance for responsibility
Saved in:
| Main Authors: | , |
|---|---|
| Format: | Book |
| Language: | English |
| Published: |
London [u.a.]
Routledge
2014
|
| Subjects: | |
| Online Access: | Inhaltsverzeichnis |
| Physical Description: | XVI, 539 S. |
| ISBN: | 0415672007 0415672015 9780415672009 9780415672016 |
Staff View
MARC
| LEADER | 00000nam a2200000 c 4500 | ||
|---|---|---|---|
| 001 | BV041556666 | ||
| 003 | DE-604 | ||
| 005 | 20140214 | ||
| 007 | t| | ||
| 008 | 140114s2014 xx |||| 00||| eng d | ||
| 020 | |a 0415672007 |c (hbk.) £90.00 |9 0-415-67200-7 | ||
| 020 | |a 0415672015 |c (pbk.) £29.99 |9 0-415-67201-5 | ||
| 020 | |a 9780415672009 |c (hbk.) £90.00 |9 978-0-415-67200-9 | ||
| 020 | |a 9780415672016 |c (pbk.) £29.99 |9 978-0-415-67201-6 | ||
| 024 | 3 | |a 9780415672016 | |
| 035 | |a (OCoLC)869871984 | ||
| 035 | |a (DE-599)BSZ363146865 | ||
| 040 | |a DE-604 |b ger | ||
| 041 | 0 | |a eng | |
| 049 | |a DE-12 |a DE-945 |a DE-M382 | ||
| 082 | 0 | |a 346.082 | |
| 084 | |a QK 640 |0 (DE-625)141673: |2 rvk | ||
| 100 | 1 | |a Andenæs, Mads Tønnesson |d 1957- |e Verfasser |0 (DE-588)132836300 |4 aut | |
| 245 | 1 | 0 | |a The foundations and future of financial regulation |b governance for responsibility |c Mads Andenas and Iris H-Y Chiu |
| 264 | 1 | |a London [u.a.] |b Routledge |c 2014 | |
| 300 | |a XVI, 539 S. | ||
| 336 | |b txt |2 rdacontent | ||
| 337 | |b n |2 rdamedia | ||
| 338 | |b nc |2 rdacarrier | ||
| 610 | 2 | 7 | |a Europäische Union |0 (DE-588)5098525-5 |2 gnd |9 rswk-swf |
| 650 | 4 | |a Recht | |
| 650 | 4 | |a Wirtschaftspolitik | |
| 650 | 0 | 7 | |a Regulierung |0 (DE-588)4201190-5 |2 gnd |9 rswk-swf |
| 650 | 0 | 7 | |a Kapitalmarkt |0 (DE-588)4029578-3 |2 gnd |9 rswk-swf |
| 651 | 7 | |a USA |0 (DE-588)4078704-7 |2 gnd |9 rswk-swf | |
| 651 | 7 | |a Großbritannien |0 (DE-588)4022153-2 |2 gnd |9 rswk-swf | |
| 653 | |a Financial services industry / Law and legislation | ||
| 653 | |a Economic policy | ||
| 689 | 0 | 0 | |a Europäische Union |0 (DE-588)5098525-5 |D b |
| 689 | 0 | 1 | |a Großbritannien |0 (DE-588)4022153-2 |D g |
| 689 | 0 | 2 | |a USA |0 (DE-588)4078704-7 |D g |
| 689 | 0 | 3 | |a Kapitalmarkt |0 (DE-588)4029578-3 |D s |
| 689 | 0 | 4 | |a Regulierung |0 (DE-588)4201190-5 |D s |
| 689 | 0 | |C b |5 DE-604 | |
| 700 | 1 | |a Chiu, Iris H. Y. |e Verfasser |0 (DE-588)1030392935 |4 aut | |
| 776 | 0 | 8 | |i Erscheint auch als |n Online-Ausgabe |z 978-0-203-38014-7 |
| 856 | 4 | 2 | |m SWB Datenaustausch |q application/pdf |u http://bvbr.bib-bvb.de:8991/F?func=service&doc_library=BVB01&local_base=BVB01&doc_number=027002275&sequence=000001&line_number=0001&func_code=DB_RECORDS&service_type=MEDIA |3 Inhaltsverzeichnis |
| 943 | 1 | |a oai:aleph.bib-bvb.de:BVB01-027002275 | |
Record in the Search Index
| _version_ | 1820137399418617856 |
|---|---|
| adam_text |
CONTENTS
ACKNOWLEDGEMENTS VII
TABLE OF CASES VIII
TABLE OF LEGISLATION X
PART 1
THE OBJECTIVES AND GOVERNANCE LANDSCAPE OF
FINANCIAL REGULATION 1
1 INTRODUCTION 3
2 THE OBJECTIVES OF FINANCIAL REGULATION 16
3 THE DECENTRED REGULATORY SPACE IN FINANCIAL SECTOR
GOVERNANCE AND THE ESSENTIAL PARTNERSHIP OF PUBLIC AND
PRIVATE-LED GOVERNANCE 73
4 THE GOVERNANCE ROLE OF AUDITORS IN FINANCIAL REGULATION 111
PART 2
INVESTOR PROTECTION IN FINANCIAL REGULATION 133
5 THE NATURE OF INVESTOR PROTECTION 135
6 REGULATOR}* GOVERNANCE OF ALTERNATIVE INVESTMENT FUND MANAGERS 140
7 REGULATION OF CREDIT RATING AGENCIES 191
8 CONSUMER PROTECTION IN THE RETAIL MARKET 237
PART 3
REGULATING FINANCIAL FIRMS 2 75
9 REGULATING THE SOUNDNESS OF FINANCIAL INTERMEDIARIES 277
10 FROM FINANCIAL INTERMEDIARIES TO MASTERS OF THE UNIVERSE 281
VI GMTMTS
11 ADDRESSING THE CONSEQUENCES OF FINANCIAL EMPIRE BUILDING
AND SYSTEMIC RISK 295
12 BOOSTING MICRO-PRUDENTIAL REGULATION 332
1 3 THE META-REGULATION OF RISK MANAGEMENT AND CORPORATE
GOVERNANCE 357
PART 4
MACRO-PRUDENTIAL SUPERVISION 413
11 THE RISE OF MACRO-PRUDENTIAL SUPERVISION 415
15 INFORMATION COLLECTION AND SURVEILLANCE IN MACRO-PRUDENTIAL
SUPERVISION
418
1 B THE REGULATORY ARCHITECTURE FOR MACRO-PRUDENTIAL SUPERVISION
IN THE UK AND EU 436
1 7 THE PRE-EMPTIVE APPROACH IN FINANCIAL REGULATION AND THE
ACCOUNTABILITY OF REGULATORS- AUTHORITIES IN THE UK AND EU 445
18 THE INTERNATIONAL FRAMEWORK FOR FINANCIAL REGULATION 456
19 CONCLUSION 465
BIBLIOGRAPHY 470
INDEX 527 |
| any_adam_object | 1 |
| author | Andenæs, Mads Tønnesson 1957- Chiu, Iris H. Y. |
| author_GND | (DE-588)132836300 (DE-588)1030392935 |
| author_facet | Andenæs, Mads Tønnesson 1957- Chiu, Iris H. Y. |
| author_role | aut aut |
| author_sort | Andenæs, Mads Tønnesson 1957- |
| author_variant | m t a mt mta i h y c ihy ihyc |
| building | Verbundindex |
| bvnumber | BV041556666 |
| classification_rvk | QK 640 |
| ctrlnum | (OCoLC)869871984 (DE-599)BSZ363146865 |
| dewey-full | 346.082 |
| dewey-hundreds | 300 - Social sciences |
| dewey-ones | 346 - Private law |
| dewey-raw | 346.082 |
| dewey-search | 346.082 |
| dewey-sort | 3346.082 |
| dewey-tens | 340 - Law |
| discipline | Rechtswissenschaft Wirtschaftswissenschaften |
| format | Book |
| fullrecord | <?xml version="1.0" encoding="UTF-8"?><collection xmlns="http://www.loc.gov/MARC21/slim"><record><leader>00000nam a2200000 c 4500</leader><controlfield tag="001">BV041556666</controlfield><controlfield tag="003">DE-604</controlfield><controlfield tag="005">20140214</controlfield><controlfield tag="007">t|</controlfield><controlfield tag="008">140114s2014 xx |||| 00||| eng d</controlfield><datafield tag="020" ind1=" " ind2=" "><subfield code="a">0415672007</subfield><subfield code="c">(hbk.) £90.00</subfield><subfield code="9">0-415-67200-7</subfield></datafield><datafield tag="020" ind1=" " ind2=" "><subfield code="a">0415672015</subfield><subfield code="c">(pbk.) £29.99</subfield><subfield code="9">0-415-67201-5</subfield></datafield><datafield tag="020" ind1=" " ind2=" "><subfield code="a">9780415672009</subfield><subfield code="c">(hbk.) £90.00</subfield><subfield code="9">978-0-415-67200-9</subfield></datafield><datafield tag="020" ind1=" " ind2=" "><subfield code="a">9780415672016</subfield><subfield code="c">(pbk.) £29.99</subfield><subfield code="9">978-0-415-67201-6</subfield></datafield><datafield tag="024" ind1="3" ind2=" "><subfield code="a">9780415672016</subfield></datafield><datafield tag="035" ind1=" " ind2=" "><subfield code="a">(OCoLC)869871984</subfield></datafield><datafield tag="035" ind1=" " ind2=" "><subfield code="a">(DE-599)BSZ363146865</subfield></datafield><datafield tag="040" ind1=" " ind2=" "><subfield code="a">DE-604</subfield><subfield code="b">ger</subfield></datafield><datafield tag="041" ind1="0" ind2=" "><subfield code="a">eng</subfield></datafield><datafield tag="049" ind1=" " ind2=" "><subfield code="a">DE-12</subfield><subfield code="a">DE-945</subfield><subfield code="a">DE-M382</subfield></datafield><datafield tag="082" ind1="0" ind2=" "><subfield code="a">346.082</subfield></datafield><datafield tag="084" ind1=" " ind2=" "><subfield code="a">QK 640</subfield><subfield code="0">(DE-625)141673:</subfield><subfield code="2">rvk</subfield></datafield><datafield tag="100" ind1="1" ind2=" "><subfield code="a">Andenæs, Mads Tønnesson</subfield><subfield code="d">1957-</subfield><subfield code="e">Verfasser</subfield><subfield code="0">(DE-588)132836300</subfield><subfield code="4">aut</subfield></datafield><datafield tag="245" ind1="1" ind2="0"><subfield code="a">The foundations and future of financial regulation</subfield><subfield code="b">governance for responsibility</subfield><subfield code="c">Mads Andenas and Iris H-Y Chiu</subfield></datafield><datafield tag="264" ind1=" " ind2="1"><subfield code="a">London [u.a.]</subfield><subfield code="b">Routledge</subfield><subfield code="c">2014</subfield></datafield><datafield tag="300" ind1=" " ind2=" "><subfield code="a">XVI, 539 S.</subfield></datafield><datafield tag="336" ind1=" " ind2=" "><subfield code="b">txt</subfield><subfield code="2">rdacontent</subfield></datafield><datafield tag="337" ind1=" " ind2=" "><subfield code="b">n</subfield><subfield code="2">rdamedia</subfield></datafield><datafield tag="338" ind1=" " ind2=" "><subfield code="b">nc</subfield><subfield code="2">rdacarrier</subfield></datafield><datafield tag="610" ind1="2" ind2="7"><subfield code="a">Europäische Union</subfield><subfield code="0">(DE-588)5098525-5</subfield><subfield code="2">gnd</subfield><subfield code="9">rswk-swf</subfield></datafield><datafield tag="650" ind1=" " ind2="4"><subfield code="a">Recht</subfield></datafield><datafield tag="650" ind1=" " ind2="4"><subfield code="a">Wirtschaftspolitik</subfield></datafield><datafield tag="650" ind1="0" ind2="7"><subfield code="a">Regulierung</subfield><subfield code="0">(DE-588)4201190-5</subfield><subfield code="2">gnd</subfield><subfield code="9">rswk-swf</subfield></datafield><datafield tag="650" ind1="0" ind2="7"><subfield code="a">Kapitalmarkt</subfield><subfield code="0">(DE-588)4029578-3</subfield><subfield code="2">gnd</subfield><subfield code="9">rswk-swf</subfield></datafield><datafield tag="651" ind1=" " ind2="7"><subfield code="a">USA</subfield><subfield code="0">(DE-588)4078704-7</subfield><subfield code="2">gnd</subfield><subfield code="9">rswk-swf</subfield></datafield><datafield tag="651" ind1=" " ind2="7"><subfield code="a">Großbritannien</subfield><subfield code="0">(DE-588)4022153-2</subfield><subfield code="2">gnd</subfield><subfield code="9">rswk-swf</subfield></datafield><datafield tag="653" ind1=" " ind2=" "><subfield code="a">Financial services industry / Law and legislation</subfield></datafield><datafield tag="653" ind1=" " ind2=" "><subfield code="a">Economic policy</subfield></datafield><datafield tag="689" ind1="0" ind2="0"><subfield code="a">Europäische Union</subfield><subfield code="0">(DE-588)5098525-5</subfield><subfield code="D">b</subfield></datafield><datafield tag="689" ind1="0" ind2="1"><subfield code="a">Großbritannien</subfield><subfield code="0">(DE-588)4022153-2</subfield><subfield code="D">g</subfield></datafield><datafield tag="689" ind1="0" ind2="2"><subfield code="a">USA</subfield><subfield code="0">(DE-588)4078704-7</subfield><subfield code="D">g</subfield></datafield><datafield tag="689" ind1="0" ind2="3"><subfield code="a">Kapitalmarkt</subfield><subfield code="0">(DE-588)4029578-3</subfield><subfield code="D">s</subfield></datafield><datafield tag="689" ind1="0" ind2="4"><subfield code="a">Regulierung</subfield><subfield code="0">(DE-588)4201190-5</subfield><subfield code="D">s</subfield></datafield><datafield tag="689" ind1="0" ind2=" "><subfield code="C">b</subfield><subfield code="5">DE-604</subfield></datafield><datafield tag="700" ind1="1" ind2=" "><subfield code="a">Chiu, Iris H. Y.</subfield><subfield code="e">Verfasser</subfield><subfield code="0">(DE-588)1030392935</subfield><subfield code="4">aut</subfield></datafield><datafield tag="776" ind1="0" ind2="8"><subfield code="i">Erscheint auch als</subfield><subfield code="n">Online-Ausgabe</subfield><subfield code="z">978-0-203-38014-7</subfield></datafield><datafield tag="856" ind1="4" ind2="2"><subfield code="m">SWB Datenaustausch</subfield><subfield code="q">application/pdf</subfield><subfield code="u">http://bvbr.bib-bvb.de:8991/F?func=service&doc_library=BVB01&local_base=BVB01&doc_number=027002275&sequence=000001&line_number=0001&func_code=DB_RECORDS&service_type=MEDIA</subfield><subfield code="3">Inhaltsverzeichnis</subfield></datafield><datafield tag="943" ind1="1" ind2=" "><subfield code="a">oai:aleph.bib-bvb.de:BVB01-027002275</subfield></datafield></record></collection> |
| geographic | USA (DE-588)4078704-7 gnd Großbritannien (DE-588)4022153-2 gnd |
| geographic_facet | USA Großbritannien |
| id | DE-604.BV041556666 |
| illustrated | Not Illustrated |
| indexdate | 2025-01-02T11:44:49Z |
| institution | BVB |
| isbn | 0415672007 0415672015 9780415672009 9780415672016 |
| language | English |
| oai_aleph_id | oai:aleph.bib-bvb.de:BVB01-027002275 |
| oclc_num | 869871984 |
| open_access_boolean | |
| owner | DE-12 DE-945 DE-M382 |
| owner_facet | DE-12 DE-945 DE-M382 |
| physical | XVI, 539 S. |
| publishDate | 2014 |
| publishDateSearch | 2014 |
| publishDateSort | 2014 |
| publisher | Routledge |
| record_format | marc |
| spelling | Andenæs, Mads Tønnesson 1957- Verfasser (DE-588)132836300 aut The foundations and future of financial regulation governance for responsibility Mads Andenas and Iris H-Y Chiu London [u.a.] Routledge 2014 XVI, 539 S. txt rdacontent n rdamedia nc rdacarrier Europäische Union (DE-588)5098525-5 gnd rswk-swf Recht Wirtschaftspolitik Regulierung (DE-588)4201190-5 gnd rswk-swf Kapitalmarkt (DE-588)4029578-3 gnd rswk-swf USA (DE-588)4078704-7 gnd rswk-swf Großbritannien (DE-588)4022153-2 gnd rswk-swf Financial services industry / Law and legislation Economic policy Europäische Union (DE-588)5098525-5 b Großbritannien (DE-588)4022153-2 g USA (DE-588)4078704-7 g Kapitalmarkt (DE-588)4029578-3 s Regulierung (DE-588)4201190-5 s b DE-604 Chiu, Iris H. Y. Verfasser (DE-588)1030392935 aut Erscheint auch als Online-Ausgabe 978-0-203-38014-7 SWB Datenaustausch application/pdf http://bvbr.bib-bvb.de:8991/F?func=service&doc_library=BVB01&local_base=BVB01&doc_number=027002275&sequence=000001&line_number=0001&func_code=DB_RECORDS&service_type=MEDIA Inhaltsverzeichnis |
| spellingShingle | Andenæs, Mads Tønnesson 1957- Chiu, Iris H. Y. The foundations and future of financial regulation governance for responsibility Europäische Union (DE-588)5098525-5 gnd Recht Wirtschaftspolitik Regulierung (DE-588)4201190-5 gnd Kapitalmarkt (DE-588)4029578-3 gnd |
| subject_GND | (DE-588)5098525-5 (DE-588)4201190-5 (DE-588)4029578-3 (DE-588)4078704-7 (DE-588)4022153-2 |
| title | The foundations and future of financial regulation governance for responsibility |
| title_auth | The foundations and future of financial regulation governance for responsibility |
| title_exact_search | The foundations and future of financial regulation governance for responsibility |
| title_full | The foundations and future of financial regulation governance for responsibility Mads Andenas and Iris H-Y Chiu |
| title_fullStr | The foundations and future of financial regulation governance for responsibility Mads Andenas and Iris H-Y Chiu |
| title_full_unstemmed | The foundations and future of financial regulation governance for responsibility Mads Andenas and Iris H-Y Chiu |
| title_short | The foundations and future of financial regulation |
| title_sort | the foundations and future of financial regulation governance for responsibility |
| title_sub | governance for responsibility |
| topic | Europäische Union (DE-588)5098525-5 gnd Recht Wirtschaftspolitik Regulierung (DE-588)4201190-5 gnd Kapitalmarkt (DE-588)4029578-3 gnd |
| topic_facet | Europäische Union Recht Wirtschaftspolitik Regulierung Kapitalmarkt USA Großbritannien |
| url | http://bvbr.bib-bvb.de:8991/F?func=service&doc_library=BVB01&local_base=BVB01&doc_number=027002275&sequence=000001&line_number=0001&func_code=DB_RECORDS&service_type=MEDIA |
| work_keys_str_mv | AT andenæsmadstønnesson thefoundationsandfutureoffinancialregulationgovernanceforresponsibility AT chiuirishy thefoundationsandfutureoffinancialregulationgovernanceforresponsibility |