International arbitration and the permanent court of arbitration:
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| Main Author: | |
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| Format: | Thesis Book |
| Language: | English |
| Published: |
Alphen aan den Rijn
Wolters Kluwer, Law & Business
[2013]
|
| Series: | International arbitration law library
27 |
| Subjects: | |
| Online Access: | Inhaltsverzeichnis Klappentext |
| Physical Description: | xxxiii, 445 Seiten |
| ISBN: | 9789041147660 9041147667 |
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MARC
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| 100 | 1 | |a Indlekofer, Manuel |0 (DE-588)104293441X |4 aut | |
| 245 | 1 | 0 | |a International arbitration and the permanent court of arbitration |c Manuel Indlekofer |
| 264 | 1 | |a Alphen aan den Rijn |b Wolters Kluwer, Law & Business |c [2013] | |
| 264 | 4 | |c © 2013 | |
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| 490 | 1 | |a International arbitration law library |v 27 | |
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| adam_text | Titel: International arbitration and the permanent court of arbitration
Autor: Indlekofer, Manuel
Jahr: 2013
Table of Contents
Foreword
Brooks W. Daly xvii
Preface xix
List of Abbrevations xxi
Introduction
Awakening Sleeping Beauties? 1
Chapter 1
Roots of Public International Arbitration and the Permanent Court of
Arbitration 9
§1.01 First Signs of Arbitration in Antiquity and the Middle Ages 9
[A] Arbitration in Ancient Greece 10
[B] Arbitration in Ancient Rome 13
[C] First Stirrings of Arbitration in the Middle Ages 14
[1] Reasons for the Success of Arbitration in the Middle Ages 14
[2] Arbitration in Practice in the Middle Ages 16
[D] Twilight of Arbitration 18
[1] Perception by Legal Scholars 19
[2] Beginning of the Intellectual Peace Movement 20
§1.02 Re-emergence of International Arbitration in the Eighteenth and
Nineteenth Centuries 21
[A] Perception of International Arbitration by International Scholars 22
[B] Foundations of the Intellectual Peace Movement 22
[C] Jay Treaty and Alabama Arbitration 23
[1] Jay Treaty Arbitration (1794) 24
[2] Alabama Arbitration (1871) 27
[D] State Use of International Arbitration during the Nineteenth
Century 29
[1] Arbitration on the Rise 29
[2] Governmental Activities of the United States and Europe 30
[3] Emergence of Compromissory Arbitration Clauses in
Bi - and Multilateral Treaties 32
[4] Emergence of General Arbitral Compromissory Clauses
and Permanent Arbitration Treaties 33
[E] Character of Arbitration Proceedings in the Nineteenth Century 34
[1] Isolated Ad Hoc Arbitration Proceedings 34
[2] Inviolability of Sovereignty 34
[F] Emergence of the First Leamed Societies of International Law 35
[1] International Law Association and International
Arbitration 36
[2] Institut De Droit International and International
Arbitration 38
[3] Inter-Parliamentary Union and International Arbitration 39
[4] International Peace Bureau and International Arbitration 40
[G] Impact of the Peace Societies on International Arbitration 41
§1.03 Creation of the Permanent Court of Arbitration at The Hague Peace
Conference in 1899 42
[A] Calling of The Hague Peace Conference of 1899 42
[B] Convention for the Peaceful Settlement of International
Disputes from 1899 45
[1] International Arbitration under the Convention of 1899 47
[2] Creation of the Permanent Court of Arbitration 48
[a] Institutional Nature of the Permanent Court of
Arbitration 50
[b] Jurisdiction of the Permanent Court of Arbitration 50
[c] International Bureau 51
[d] Administrative Council 51
[e] Members of the Court 51
[3] Arbitral Rules of Procedure 52
[a] Establishment of the Arbitral Tribunal 53
[b] Arbitral Procedure 53
[c] Arbitral Award 54
[d] Question of Rehearing 54
[4] Other Means of Dispute Settlement 55
[C] Results and Defaults of The Hague Peace Conference of 1899 55
§1.04 Amendments Agreed at the Hague Peace Conference of 1907 59
[A] Permanent Court of Arbitration 62
[1] International Arbitration 63
[2] Structure of the Permanent Court of Arbitration 63
[B] Arbitral Procedure 65
[1] Compromis 65
[2] Arbitration by Summary Procedure 67
[3] Practical Adoptions 67
[C] Implications 68
§1.05 The PCA s Jurisprudence and the Development of International Law
and International Arbitration during Its Golden Age 69
[A] Territorial Sovereignty 70
[1] North Atlantic Coast Fisheries Arbitration (1908) 71
[2] Island of Palmas Arbitration (1928) 73
[3] Administration of Lighthouses Arbitration (1931) 74
[B] State Responsibility and Diplomatie Protection 75
[1] Right of Muscat Dhows to Fly Flag Arbitration (1904) 75
[2] Deserters at Casablanca Arbitration (1908) 77
[3] Savarkar Arbitration (1910) 79
[4] Canevaro Claim Arbitration (1910) 80
[5] Expropriated Religious Properties Arbitration (1913) 81
[6] French Claims against Peru Arbitration (1914) 82
[7] Norwegian Shipowner Claims Arbitration (1921) 83
[8] Chevreau Claims Arbitration (1931) 85
[C] Treaty Interpretation 86
[1] Preferential Claims against Venezuela Arbitration
(1903) 87
[2] Dutch-Portuguese Boundaries in the Island of Timor
Arbitration (1913) 89
[3] Kronprinz Gustav Adolf and Pacific Arbitration (1932) 90
[D] Development of the International Adjudicative Dispute
Settlement Process 92
[1] Pious Fund Arbitration (1902) 92
[2] Japanese House Tax Arbitration (1902) 95
[3] Grisbadarna Arbitration (1908) 96
[4] Orinoco Steamship Company Arbitration (1909) 98
[5] Russian Interest of Indemnities Arbitration (1910) 99
[6] Manouba and Carthage Arbitrations (1912) 101
[E] Beginning of Mixed Arbitration: Radio Corporation of America
v. China Arbitration and Radio Orient Arbitration (1935) 102
[F] Assessment of the PCA s Jurisprudence during Its Golden Age 104
§1.06 Interim Conclusion: Basis of Modern International Adjudication 108
Chapter 2
Public International Arbitration in Today s Dispute Settlement Framework 111
§2.01 Dispute Settlement under the Regime of the UN Charter 111
[A] General Obligation for Peaceful Dispute Settlement 112
[ 1 ] Scope of Application Ratione Materiae 113
[2] Scope of Application Ratione Personae 114
[3] Substance of the Obligation 115
[B] Available Means 116
[1] Diplomatie Means 117
[a] Negotiation 117
[b] Good Offices and Mediation 118
[c] Inquiry (Fact-Finding) and Conciliation 119
[2] Adjudicative Means 121
[a] Procedural Nature of Judicial Dispute Settlement 122
[b] International Court of Justice as the Central
Dispute Settlement Institution 123
fc] Specialized and Regional Courts 125
[3] Political Means 127
[a] United Nations Security Council 127
[b] United Nations General Assembly 128
[c] United Nations Secretary General 129
[d] Regional Organizations 129
[4] Monitoring, Implementation and Compliance
Procedures 130
§2.02 Functioning of Modern Public International Arbitration 131
[A] Characterization and Purpose 131
[B] Procedural Nature 132
[C] Shapes 134
[D] Functioning 134
[1] International Law Commission Draft Convention on
Arbitral Procedure 135
[2] UNCITRAL Arbitration Rules 135
[3] Rules of Regional Dispute Settlement Frameworks 136
[4] Basic Framework of Modern Public International
Arbitration 136
[a] Agreement to Arbitrate (Compromis) 137
[b] Composition of the Arbitral Tribunal 138
[c] Arbitrator Selection Process 139
[d] Impartiality of the Arbitrators 139
[e] Applicable Law 140
[f] Accepted Principles Regarding the Arbitral
Procedure 141
[g] Form, Effect and Implementation of the Award 142
[h] Administrative Aspects and Expenses within an
Arbitral Proceeding 145
[E] Public International Arbitration versus International
Commercial Arbitration 145
§2.03 Relevance of Public International Arbitration in International Treaty
Practice 147
[A] General Agreements on Dispute Settlement and International
Arbitration 148
[1] Multilateral Treaties on Peaceful Settlement of Disputes 148
[a] Conventions of 1899 and 1907 148
[b] Revised General Act (1949) 149
[c] United Nations Draft Convention on International
Arbitration (1953) 149
[2] Regional Multilateral Agreements 149
[a] Pact of the League of Arab States (1945) 150
[b] Pactof Bogota (1949) 150
[c] European Convention for the Peaceful Settlement
of Disputes (1958) 151
[d] Commission of Mediation Conciliation and
Arbitration within the OAU (1963) 152
[e] Court of Conciliation and Arbitration within the
OSCE (1995) 152
[f] ASEAN Charter (2007) 153
[B] Bilateral Treaties and Arbitration Clauses 154
[1] Decline of General Arbitration Agreements 154
[2] Increasing Importance of Arbitration Clauses in Bilateral
Treaties 156
[a] Transnational Transport 157
[b] Protection and Development of Foreign Investment 159
[c] Trade, Exchange and Economic Cooperation 160
[d] Boundary Matters, Trans-Border Cooperation and
Trans-Border Projects 162
[e] Other Subjects 164
[f] Bilateral Agreements of International Organizations 166
[C] Multilateral Treaties and Arbitration Clauses 170
[1] Arbitration Clauses in Universal Treaties 170
[2] Subjects of a Specific or Technical Nature 172
[a] Traffic and Transport 172
[b] Space Law and Telecommunication 174
[c] Control of Armaments 178
[d] Environment and Limited Natural Resources 180
[e] Energy 185
[f] Economic Cooperation, Investment and Exports 187
[g] Customs Cooperation 189
[h] Cooperation in Penal Matters 190
[i] Cultural and Educational Matters, Navigation and
Water Transport 191
[3] International Organizations in Multilateral Treaties 191
§2.04 State Use of International Arbitration Since the Creation of the
United Nations 192
[A] Territorial and Quasi-Territorial Disputes 192
[B] Treaty Interpretation and Application of Treaties 193
[C] Matters of Diplomatie Protection and State Responsibility 195
[D] Law of the Sea and Environmental Disputes 195
[E] Disputes between States and Other Subjects of International
Law 196
[F] Armed Conflicts and Decolonization 197
[G] Mixed Arbitration and Mass Claims Processes 200
[1] Mixed Arbitral Tribunals 201
[2] Mass Claims Processes 203
§2.05 Renaissance of Public International Arbitration 206
[A] Characterization of the Renaissance 207
[1] Revived Relevance within Compromissory Clauses 207
[2] Increasing Number of Arbitral Proceedings 208
[3] Increasing Perception as an Universal Adjudicative
Means for Dispute Settlement 209
[4] Dispersion into All Fields of International Law 210
[5] Part of an Overall Trend in Favour of Adjudicative
Dispute Settlement 211
[a] Increasing Relevance of Adjudicative Means for
Dispute Settlement 211
[b] Increasing Number of Actual Judicial Decisions 211
[c] Juridification of Diplomatie Means for Dispute
Settlement 212
[d] No Renaissance on the Cost of Judicial Dispute
Settlement 213
[6] Limits of the Renaissance 213
[B] Reasons for the Renaissance of Public International
Arbitration 214
[1] A Changed and Changing Geopolitical World 215
[2] Changing Demands for Dispute Settlement in
International Law 216
[a] Multiplication of Actors and the Changing Role of
the Sovereign State 216
[b] Diversification and Specialization of International
Law 218
[3] Advantages of Arbitration versus Judicial Dispute
Settlement 221
[a] Arbitration as the Procedural Extension of
Substantive International Law 221
[b] Flexible Nature of Arbitration 222
[c] Confidence Building and Securing Dispute
Settlement Mechanism 224
[d] Confidentiality and Avoidance of Third-Party
Intervention 226
[e] Time and Cost Effective Proceedings 228
§2.06 Interim Conclusion: Important Alternative Means for Adjudicative
Dispute Resolution 229
Chapter 3
Today s Activities of the Permanent Court of Arbitration 233
§3.01 Relevance of the PCA within Contemporary International
Dispute Settlement 234
[A] Modern Dispute Settlement Institution 234
[1] Permanent Framework of the Permanent Court of
Arbitration 234
[a] Administrative Council 235
[b] International Bureau 236
[c] Members of the Court 237
[2] Institutionalized Arbitration under the Auspices of the
Permanent Court of Arbitration 237
[a] Appointing Authority Services 238
[b] Secretariat and Registry Services 239
[c] Provision of Model Arbitration Clauses and
Arbitral Rules of Procedure 240
[d] Permanent Court of Arbitration Optional Rules 241
[i] Optional Rules for Arbitrating Disputes
between Two States (1992) 242
[ii] Optional Rules for Arbitration between Two
Parties of Which Only One Is a State (1993) 243
[iii] Optional Rules for Arbitration for International
Organizations and States (1996) 243
[iv] Optional Rules for Arbitration between
International Organizations and Private
Parties (1996) 244
[v] Optional Rules for Arbitration of Disputes
Relating to Natural Resources and/or the
Environment (2001) 244
[vi] Optional Rules for Arbitration of Disputes
Relating to Outer Space Activity (2011) 245
[3] Possible Jurisdiction of the PCA in Arbitral Disputes 245
[B] New Golden Age of the Permanent Court of Arbitration 247
[1] Territorial Sovereignty 247
[a] Sovereignty of Various Red Sea Islands Arbitrations
(1996) 247
[b] Eritrea-Ethiopia Boundary Commission Arbitration
(2000) 250
[c] Abyei Arbitration (2008) 251
[2] Maritime Boundaries 254
[a] Barbados versus Trinidad and Tobago Arbitration
(2004) 254
[b] Guyana versus Suriname Arbitration (2004) 256
[3] Environmental Disputes 257
[a] Rhine Chlorides Arbitration (1999) 258
[b] OSPAR Arbitration (2001) 258
[c] Mox Plant Arbitration (2003) 259
[d] Uzeren Rijn Arbitration (2003) 261
[e] Land Reclamation by Singapore in and around the
Straits of Johor Arbitration (2003) 263
[4] Treaty Interpretation 264
[a] Heathrow Airport User Charges Arbitration (1988) 265
[b] Loan Agreement between Italy and Costa Rica
Arbitration (1997) 266
[c] Ecuador versus US Arbitration (2012) 267
[5] Use of Force: Eritrea-Ethiopia Claims Commission
Arbitration (2000) 267
[6] Mixed Arbitration 269
[a] Larsen versus Hawaiian Kingdom Arbitration
(1999) 270
[b] Bank for International Settlements Arbitration
(2001) 270
[c] Eurotunnel Arbitration (2003) 271
[7] Investor-State and International Commercial Disputes 272
[C] Relevance of the Permanent Court of Arbitration within
Compromissory Clauses 273
[D] Relevance of the PCA as a Forum for Guest Tribunals 274
§3.02 Renaissance of the PCA 275
[A] Increasing Relevance of Institutionalized Arbitration 276
[B] Expanding Fields of Activity and Specialization 277
[C] Universally Accepted Dispute Settlement Institution 278
[D] Contribution of the PCA to International Law and the
Adjudicative Dispute Settlement Process 279
[1] Territorial Sovereignty and Maritime Boundaries 279
[2] International Environmental Law 280
[3] Mixed Disputes 281
[4] State Responsibility and Humanitarian Law 281
[5] Conflict of Jurisdictions and Administration of Justice 282
[E] Engine for Progressive Development in the Field of
Alternative Dispute Resolution 282
§3.03 Reasons for the Renaissance of the PCA 284
[A] Proposais for the Revitalization of the PCA 285
[B] New Impetus for the PCA through the Centennial
Celebrations 286
[C] Revisions for the Revitalization of the PCA 287
[DJ Advantages of Institutionalized Arbitration 289
[1] Preserving the Beneficial Attributes of International
Arbitration 289
[a] Flexibility 290
[b] Confidence 290
[2] Introducing the Advantages of Permanent Structures 291
[a] Constraints of Ad hoc Arbitration 291
[b] Safeguard for the Arbitral Proceeding 292
[c] Development of Jurisprudence 292
[3] Proportionate Balance between Flexibility and
Permanence 292
[E] Advancements of the Permanent Court of Arbitration Dispute
Settlement System 293
[1] Host Country Agreements 293
[2] Financial Assistance Fund 294
[3] Strengthening Ties with Other Institutions 296
§3.04 Interim Conclusion: Revived and Flexible Dispute Settlement
Institution 297
Chapter 4
Prospects for International Arbitration and the PCA in the Twenty-First
Century 299
§4.01 Changing Role of Public International Arbitration 302
[A] Expanding the Use of Arbitration as an Alternative to Judicial
Dispute Settlement 304
[B] Flexibility of Arbitration as an Adjudicative Means for
Upcoming Demands 305
§4.02 PCA s Flexible Structure as an Advantage for the Upcoming
Changes 306
[A] Broadening the PCA s Jurisdiction in Fields of Quasi-Judicial
Dispute Settlement 306
[BJ Emergence to an Integrated Dispute Settlement Institution 308
[C] Expanding the PCA s Specialization Efforts 309
[1] Cultural Property Disputes 309
[2] Environmental Disputes and International Water Disputes 313
[3] International Labour Disputes 316
[4] Sovereign Defauh Disputes 320
[5] Mass Claims Actions and Multiple Party Actions 324
[D] Advancing Arbitral Procedures and Arbitral Dispute Settlement
Means i26
[E] New Role of the PCA in Conflict Prevention and Compliance
Mechanisms 327
§4.03 Potential of the PCA to Act as an Umbrella Institution 328
§4.04 Effectively Embedding the PCA within the UN Dispute Settlement
Framework 330
§4.05 Interim Conclusion: Important Guideposts for Dispute Settlement in
the Twenty-First Century 332
Conclusion
Institutionalized Arbitration Revisited 335
Practitioner s Guide to the Permanent Court of Arbitration 339
I. Character of the Institution 339
II. Jurisdiction of the PCA 340
III. Offered Services 341
[A] Secretariat and Registry Services 341
[B] Optional Rules of Procedure 341
[C] Model Arbitration Clauses 342
[D] List of Arbitrators 343
[E] Institutional and Logistical Support 344
[F] Appointing Authority Services 344
IV. Arbitral Process under the PCA Arbitration Rules 2012 345
[A] Institution of Arbitral Proceedings 345
[1] Notice of Arbitration 345
[2] Composition of the Arbitral Tribunal 346
[3] Disclosure, Challenge and Replacement of Arbitrators 347
[B] Arbitral Proceedings 348
[1] General Arbitral Process 348
[2] Place of Arbitration and Language 350
[3] Hearings, Evidence and Expert Witnesses 350
[C] Arbitral Award 351
[1] Form and Effect 351
[2] Applicable Law 351
[3] Interpretation and Correction of the Award 352
[4] Fees and Expenses 352
V. The Amenity of Institutionalized Arbitration under the PCA s
Auspices 353
[A] Advantage of Flexibility 353
[B] Consistency Despite Flexibility 354
[C] Confidence Building Dispute Settlement Mechanism 354
VI. The PCA s Field of Expertise 355
[A] International Arbitration 355
[B] Conciliation and Fact-Finding 356
V. Assessment 356
Annex I
Inter-State and Inter-State Related Arbitral Proceedings since 1945 359
Bibliography 369
Index 425
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how public international arbitration functions in comparison to other means available for
dispute settlement in
international
law;
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the PCA s historical contributions to the current dispute settlement framework;
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arbitrations between a state and a non-state actor that are in whole or in part governed by
public
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the fields in which public international arbitration plays a revived role;
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the PCA s present-day institutional framework and its current activities;
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the prospects for public international arbitration and the PCA in the dispute settlement
framework of the twenty-first century; and
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proposals to increase the PCA s activities in future and to sustain and enhance the
institution s ongoing revitalization.
A very useful Practitioner s Guide provides an overview of the PCA s various sen/ices and the best means
of accessing them, along with a summary of the key provisions of the new PCA Arbitration Rules
2012.
For lawyers who are involved in dispute resolution proceedings, there can be little doubt about the PCA s
relevance. This book is at once an academic work, indispensable for scholars of the institution, and a
practical guide that will be a required addition to the libraries of counsel, arbitrators, and others involved
in dispute resolution proceedings conducted at the PCA,
|
| any_adam_object | 1 |
| author | Indlekofer, Manuel |
| author_GND | (DE-588)104293441X |
| author_facet | Indlekofer, Manuel |
| author_role | aut |
| author_sort | Indlekofer, Manuel |
| author_variant | m i mi |
| building | Verbundindex |
| bvnumber | BV041369260 |
| ctrlnum | (OCoLC)862832980 (DE-599)BSZ39425709X |
| format | Thesis Book |
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| genre | (DE-588)4113937-9 Hochschulschrift gnd-content |
| genre_facet | Hochschulschrift |
| id | DE-604.BV041369260 |
| illustrated | Not Illustrated |
| indexdate | 2024-07-10T00:55:08Z |
| institution | BVB |
| isbn | 9789041147660 9041147667 |
| language | English |
| lccn | 2013363825 |
| oai_aleph_id | oai:aleph.bib-bvb.de:BVB01-026817437 |
| oclc_num | 862832980 |
| open_access_boolean | |
| owner | DE-384 DE-739 DE-945 DE-29 DE-M382 |
| owner_facet | DE-384 DE-739 DE-945 DE-29 DE-M382 |
| physical | xxxiii, 445 Seiten |
| publishDate | 2013 |
| publishDateSearch | 2013 |
| publishDateSort | 2013 |
| publisher | Wolters Kluwer, Law & Business |
| record_format | marc |
| series | International arbitration law library |
| series2 | International arbitration law library |
| spelling | Indlekofer, Manuel (DE-588)104293441X aut International arbitration and the permanent court of arbitration Manuel Indlekofer Alphen aan den Rijn Wolters Kluwer, Law & Business [2013] © 2013 xxxiii, 445 Seiten txt rdacontent n rdamedia nc rdacarrier International arbitration law library 27 Dissertation Universität Augsburg 2013 (DE-588)4113937-9 Hochschulschrift gnd-content International arbitration law library 27 (DE-604)BV021465758 27 HBZ Datenaustausch application/pdf http://bvbr.bib-bvb.de:8991/F?func=service&doc_library=BVB01&local_base=BVB01&doc_number=026817437&sequence=000002&line_number=0001&func_code=DB_RECORDS&service_type=MEDIA Inhaltsverzeichnis Digitalisierung UB Passau - ADAM Catalogue Enrichment application/pdf http://bvbr.bib-bvb.de:8991/F?func=service&doc_library=BVB01&local_base=BVB01&doc_number=026817437&sequence=000004&line_number=0002&func_code=DB_RECORDS&service_type=MEDIA Klappentext |
| spellingShingle | Indlekofer, Manuel International arbitration and the permanent court of arbitration International arbitration law library |
| subject_GND | (DE-588)4113937-9 |
| title | International arbitration and the permanent court of arbitration |
| title_auth | International arbitration and the permanent court of arbitration |
| title_exact_search | International arbitration and the permanent court of arbitration |
| title_full | International arbitration and the permanent court of arbitration Manuel Indlekofer |
| title_fullStr | International arbitration and the permanent court of arbitration Manuel Indlekofer |
| title_full_unstemmed | International arbitration and the permanent court of arbitration Manuel Indlekofer |
| title_short | International arbitration and the permanent court of arbitration |
| title_sort | international arbitration and the permanent court of arbitration |
| topic_facet | Hochschulschrift |
| url | http://bvbr.bib-bvb.de:8991/F?func=service&doc_library=BVB01&local_base=BVB01&doc_number=026817437&sequence=000002&line_number=0001&func_code=DB_RECORDS&service_type=MEDIA http://bvbr.bib-bvb.de:8991/F?func=service&doc_library=BVB01&local_base=BVB01&doc_number=026817437&sequence=000004&line_number=0002&func_code=DB_RECORDS&service_type=MEDIA |
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