A guide to the UNCITRAL arbitration rules:
Gespeichert in:
| Hauptverfasser: | , , |
|---|---|
| Format: | Buch |
| Sprache: | English |
| Veröffentlicht: |
Cambridge [u.a.]
Cambridge Univ. Press
2013
|
| Ausgabe: | 1. publ. |
| Schlagworte: | |
| Online-Zugang: | Inhaltsverzeichnis |
| Beschreibung: | XXII, 521 S. |
| ISBN: | 9780521195720 |
Internformat
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| 245 | 1 | 0 | |a A guide to the UNCITRAL arbitration rules |c Clyde Croft, Christopher Kee and Jeffrey Waincymer |
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Datensatz im Suchindex
| _version_ | 1804148834038710272 |
|---|---|
| adam_text | IMAGE 1
CONTENTS
PREFACE PAGE XVII FOREWORD XXI
INTRODUCTION 1
BACKGROUND 1
APPROACH TO THE AMENDMENT OF THE UNCITRAL ARBITRATION RULES 2
SECTION L INTRODUCTORY RULES 9
ARTICLE 1 11
INTRODUCTION 12
FORM OF THE ARBITRATION AGREEMENT 13
SCOPE OF THE REVISED RULES 18
THE REQUIRED AGREEMENT 21
APPLICABLE VERSION OF THE RULES 24
THE UNCITRAL RULES AND NON-DEROGABLE PROVISIONS 28
MODEL ARBITRATION CLAUSE 29
ARTICLE 2 32
INTRODUCTION 33
MEANS OF COMMUNICATION 36
ADDRESSES FOR NOTICES 41
DELIVERY AND RECEIPT 42
IMAGE 2
VI C O N T E N TS
DEEMED DELIVERY 44
TIMING OF RECEIPT AND ESTABLISHMENT OF TIME PERIODS 45
EXTENSION OF TIME LIMITS 47
LANGUAGE 48
ARTICLE 3 50
INTRODUCTION 51
PURPOSE OF ARTICLE 3 53
COMMENCEMENT OF ARBITRATION PROCEEDINGS 54 THE NATURE OF THE NOTICE OF
ARBITRATION 54 TIMING AND SERVICE OF THE NOTICE OF ARBITRATION 56
CONTENTS OF NOTICE OF ARBITRATION 57
JURISDICTION OF THE ARBITRAL TRIBUNAL AND CHALLENGE TO ADEQUACY OF THE
NOTICE OF ARBITRATION 61
ARTICLE 4 66
INTRODUCTION 67
TIME FOR RESPONSE TO NOTICE OF ARBITRATION 68
CONTENTS OF RESPONSE TO NOTICE OF ARBITRATION 69
CHALLENGES TO ADEQUACY 73
JURISDICTION OF THE ARBITRAL TRIBUNAL 74
THE EVIDENTIARY STATUS OF THE RESPONSE 75
ARTICLE 5 76
INTRODUCTION 76
SCOPE OF ARTICLE 5 77
COMMUNICATION OF REPRESENTATIVE AND OTHER INFORMATION 80
ARTICLE 6 82
PURPOSE OF ARTICLE 6 84
AGREEMENT OR DESIGNATION OF AN APPOINTING AUTHORITY 87
IMAGE 3
CONTENTS VLI
THE PCA PROCEDURE 90
TIME LIMITS 90
EFFECT OF THE FAILURE OF AN APPOINTING AUTHORITY TO ACT 91
EXERCISE OF THE FUNCTIONS OF AN APPOINTING AUTHORITY 92
S E C T I ON II COMPOSITION OF THE ARBITRAL TRIBUNAL 97
ARTICLE 7 99
INTRODUCTION 100
COMPOSITION OF ARBITRAL TRIBUNAL 100
APPOINTING AUTHORITIES AND SELECTION OF SOLE ARBITRATORS 103
ARTICLE 8 107
PURPOSE OF ARTICLE 8 109
PROCEDURE FOR APPOINTMENT OF SOLE ARBITRATOR 109
CRITERIA FOR SELECTION BY AN APPOINTING AUTHORITY 111
ARTICLE 9 113
PURPOSE OF ARTICLE 9 114
PARTY-APPOINTED ARBITRATORS 114
PROCEDURE FOR APPOINTMENT OF PRESIDING ARBITRATOR 116
CRITERIA FOR APPOINTMENT 118
ROLE OF CHAIR 118
ARTICLE 10 120
PURPOSE OF ARTICLE 10 120
PROCEDURE FOR APPOINTMENT OF THREE-PERSON ARBITRAL TRIBUNAL WITH
MULTIPLE PARTIES 121
PROCEDURE FOR APPOINTING MULTI-PERSON TRIBUNALS OTHER THAN THREE PERSONS
WHERE MULTIPLE PARTIES ARE INVOLVED 123
RESIDUAL APPOINTMENTS 124
IMAGE 4
V[[[ CONTENTS
ARTICLE 11 128
INTRODUCTION 128
IMPARTIALITY AND INDEPENDENCE 130
DISCLOSURE REQUIREMENTS - POTENTIAL APPOINTEES AND ARBITRATORS 131
ARTICLE 12 139
PURPOSE OF ARTICLE 12 139
BASIS AND CIRCUMSTANCES OF CHALLENGE 140
ARTICLE 13 142
PURPOSE OF ARTICLE 13 143
CHALLENGE PROCEDURE 143
RESIGNATION OF AN ARBITRATOR 148
ARTICLE 14 152
PURPOSE OF ARTICLE 14 153
REPLACEMENT PROCEDURE 153
ROLE OF APPOINTING AUTHORITY 154
ARTICLE 15 162
PURPOSE OF ARTICLE 15 162
CONTINUATION OF PROCEEDINGS 163
ARTICLE 16 166
PURPOSE OF ARTICLE 16 166
THE EXTENT OF THE WAIVER 167
SECTION IN ARBITRAL PROCEEDINGS 171
ARTICLE 17 173
PURPOSE OF ARTICLE 17 175
CONDUCT OF THE PROCEEDINGS 176
PROVISIONAL TIMETABLE 180
IMAGE 5
CONTENTS UC
ABRIDGMENT OR EXTENSION OF TIME 181
HEARINGS 184
COMMUNICATIONS TO THE ARBITRAL TRIBUNAL 185
JOINDER OF PARTIES 18 5
THIRD-PARTY INTERVENTION 192
CONFIDENTIALITY 193
CONSOLIDATION 195
ARTICLE 18 198
PURPOSE OF ARTICLE 18 198
MODEL LAW PROVISIONS 201
DETERMINING THE PLACE OF ARBITRATION 203
DELIBERATIONS, HEARINGS OR MEETINGS AT ANY LOCATION 207
ARTICLE 19 209
PURPOSE OF ARTICLE 19 209
LANGUAGE OF THE ARBITRAL PROCEEDINGS 210
TRANSLATION OF DOCUMENTS RELIED UPON 213
ARTICLE 20 215
PURPOSE OF ARTICLE 20 216
COMMUNICATION OF THE STATEMENT OF CLAIM 217
ELECTION TO RELY UPON THE NOTICE OF ARBITRATION 217
CONTENTS OF THE STATEMENT OF CLAIM 219
CHALLENGES TO ADEQUACY 222
CONTRACT OR OTHER LEGAL INSTRUMENT(S) REQUIRED 222
ANNEXURES TO THE STATEMENT OF CLAIM 223
ARTICLE 21 227
PURPOSE OF ARTICLE 21 228
COMMUNICATION OF THE STATEMENT OF DEFENCE 229
IMAGE 6
CONTENTS
ELECTION TO RELY ON THE RESPONSE TO NOTICE OF
ARBITRATION 229
CONTENTS OF STATEMENT OF DEFENCE 231
ANNEXURES TO THE STATEMENT OF DEFENCE 232
COUNTERCLAIMS OR SET-OFFS 233
CONTENTS OF COUNTERCLAIMS AND CLAIMS BY WAY OF SET-OFF 241
TIMING 242
CROSS-CLAIMS AND CLAIMS AGAINST THIRD PARTIES 242
ARTICLE 22 243
PURPOSE OF ARTICLE 22 243
WHEN AMENDMENT OR SUPPLEMENT WILL NOT BE ALLOWED 244
EXTENT OF AMENDMENT OR SUPPLEMENT ALLOWED 245
ARTICLE 23 248
PURPOSE OF ARTICLE 23 249
POWER OF THE ARBITRAL TRIBUNAL TO RULE ON ITS OWN JURISDICTION 250
TIME AT WHICH OBJECTION TO JURISDICTION MUST BE RAISED 257
MANNER IN WHICH ARBITRAL TRIBUNAL MAY RULE ON JURISDICTION 258
ARTICLE 24 260
PURPOSE OF ARTICLE 24 260
PROVISION OF STATEMENTS 261
ARTICLE 25 263
PURPOSE OF ARTICLE 25 263
PERIOD OF TIME FOR THE PROVISION OF STATEMENTS 264
IMAGE 7
C O N T E N TS XI
ARTICLE 26 266
PURPOSE OF ARTICLE 26 268
1985 MODEL LAW PROVISIONS 269
REVISION OF THE MODEL LAW 271
REVISION OF THE 1976 RULES 278
CRITERIA FOR RELIEF 287
PROCESS ISSUES 288
VARIETY OF INTERIM MEASURES OF PROTECTION 288 MEASURES AIMED AT
PRESERVING THE STATUS QUO 289 MEASURES AIMED AT PREVENTING, OR THE
REFRAINING FROM TAKING, ACTION THAT IS LIKELY TO CAUSE (I) CURRENT OR
IMMINENT HARM OR (II) PREJUDICE
TO THE ARBITRAL PROCESS ITSELF 289 MEASURES AIMED AT PRESERVING ASSETS
OUT OF WHICH A SUBSEQUENT AWARD MAY BE SATISFIED 290 MEASURES RELATING
TO THE PRESERVATION OF EVIDENCE 292 EX PARTE APPLICATIONS FOR INTERIM
MEASURES OF
PROTECTION 292
ARTICLE 27 298
INTRODUCTION TO EVIDENTIARY ISSUES 299
PURPOSE OF ARTICLE 27 303
BURDEN OF PROOF 303
GENERAL WITNESSES AND EXPERT WITNESS EVIDENCE 307
LAY AND EXPERT WITNESS STATEMENTS 310
PRODUCTION OF DOCUMENTS, EXHIBITS OR OTHER EVIDENCE 313
TIMING OF DOCUMENT PRODUCTION 317
ADMISSIBILITY, RELEVANCE, MATERIALITY AND WEIGHT OF EVIDENCE 320
LATE PRODUCTION 321
ARTICLE 28 324
PURPOSE OF ARTICLE 28 325
IMAGE 8
XJI CONTENTS
NOTICE OF HEARINGS 326
TREATMENT OF THOSE APPEARING AT HEARINGS 327
HEARINGS TO BE HELD IN CAMERA 329
HEARINGS BY TELECONFERENCE AND THE LIKE 331
ARTICLE 29 334
PURPOSE OF ARTICLE 29 335
PROPOSALS FOR REVISION 336
QUALIFICATIONS, IMPARTIALITY OR INDEPENDENCE 337
ARTICLE 30 338
PURPOSE OF ARTICLE 30 339
PROPOSALS FOR REVISION 339
FAILURE BY CLAIMANT TO SUBMIT STATEMENT OF CLAIM 342
FAILURE BY RESPONDENT TO COMMUNICATE RESPONSE OR STATEMENT OF DEFENCE OR
BY CLAIMANT TO SUBMIT DEFENCES TO COUNTERCLAIMS AND/OR SET-OFF CLAIMS
343
FAILURE TO APPEAR AT A HEARING 344
FAILURE TO PRODUCE EVIDENCE ON THE INVITATION OF THE TRIBUNAL 345
SUFFICIENT CAUSE 347
ARTICLE 31 349
PURPOSE OF ARTICLE 31 349
PRECONDITIONS TO CLOSURE OF HEARINGS 351
REOPENING OF HEARINGS IN EXCEPTIONAL CIRCUMSTANCES 355
ARTICLE 32 357
PURPOSE OF ARTICLE 32 357
LANGUAGE OF ARTICLE 32 359
ACTUAL OR CONSTRUCTIVE KNOWLEDGE 362
IMAGE 9
CONTENTS XM
S E C T I ON IV THE AWARD 367
ARTICLE 33 369
PURPOSE OF ARTICLE 33 369
MAJORITY DECISION MAKING 370
PROCEDURAL ORDERS 374
DELIBERATIONS 375
CONFIDENTIALITY OF DELIBERATIONS 376
ARTICLE 34 378
PURPOSE OF ARTICLE 34 379
PROPOSED REVISIONS 379
SEPARATE AWARDS 380
FINAL AND BINDING 381
THE POSSIBILITY OF WAIVER OF CHALLENGE RIGHTS 383
FORM AND SERVICE OF AWARDS 386
DISSENTING OPINIONS 389
PUBLIC DISCLOSURE 390
ARTICLE 35 394
PURPOSE OF ARTICLE 35 394
PROPOSED REVISIONS 396
APPLICABLE LAW 3%
MANDATORY PRINCIPLES OF SUBSTANTIVE LAW 399
DECISIONS AS AMIABLE COMPOSITEUR OR EX AEQIW ET BONO 400
TERMS OF THE CONTRACT AND ANY USAGE OF TRADE 401
TIMING OF DETERMINATIONS 402
PROOF OF APPLICABLE J AW 402
IMAGE 10
XIV C O N T E N TS
ARTICLE 36 404
PURPOSE OF ARTICLE 36 405
PROPOSED REVISIONS 405
CONSENT AWARD 406
TERMINATION OF ARBITRAL PROCEEDINGS 408
SIGNATURE AND COMMUNICATION 409
ARTICLE 37 410
PURPOSE OF ARTICLE 37 410
PROPOSED REVISIONS 411
THE NATURE AND PROCESS OF INTERPRETATION 412
COSTS 413
ARTICLE 38 415
PURPOSE OF ARTICLE 38 415
REVISIONS 416
ARTICLE 39 419
PURPOSE OF ARTICLE 39 419
NECESSARY ELEMENTS 420
INCLUSION OF TERMINATION ORDERS 422
FORM, PROCESS AND TIMING 424
ARTICLE 40 427
PURPOSE OF ARTICLE 40 428
PROPOSED REVISIONS 429
FIXING OF COSTS 429
THE DEFINITION OF COSTS 430
LEGAL AND OTHER COSTS 431
ADDITIONAL FEES FOR INTERPRETATION, CORRECTION OR COMPLETION 433
IMAGE 11
CONTENTS XV
ARTICLE 41 435
PURPOSE OF ARTICLE 41 437
PROPOSED REVISION 439
REASONABLE FEES AND EXPENSES 442
APPOINTING AUTHORITY SCHEDULES OR METHODS 443
INFORMATION TO PARTIES AND REVIEW 443
INFORMATION AND CHALLENGE AS TO FEES AND EXPENSES AS FIXED 444
CONTINUATION OF PROCEEDINGS ON CHALLENGE 445
ARTICLE 42 447
PURPOSE OF ARTICLE 42 448
UNSUCCESSFUL PARTY 451
ARTICLE 43 453
PURPOSE OF ARTICLE 43 454
INITIAL ADVANCE 454
SUPPLEMENTARY DEPOSITS 455
CONSULTATION WITH APPOINTING AUTHORITY 455
FAILURE TO P AY DEPOSITS 455
FINAL ACCOUNT AND REFUNDS 456
APPENDIX 1: UNCITRAL NOTES ON ORGANISING ARBITRAL PROCEEDINGS 457
APPENDIX 2: RECOMMENDATIONS TO ASSIST ARBITRAL INSTITUTIONS AND OTHER
INTERESTED BODIES WITH REGARD TO ARBITRATION UNDER THE
UNCITRAL ARBITRATION RULES AS REVISED IN 2010 484 INDEX 507
|
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| indexdate | 2024-07-10T00:13:25Z |
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| language | English |
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| spelling | Croft, Clyde 1949- Verfasser (DE-588)17066614X aut A guide to the UNCITRAL arbitration rules Clyde Croft, Christopher Kee and Jeffrey Waincymer UNCITRAL arbitration rules 1. publ. Cambridge [u.a.] Cambridge Univ. Press 2013 XXII, 521 S. txt rdacontent n rdamedia nc rdacarrier Vereinte Nationen UNCITRAL Arbitration Rules (DE-588)4684680-3 gnd rswk-swf Internationale Handelsschiedsgerichtsbarkeit (DE-588)4132605-2 gnd rswk-swf Internationale Handelsschiedsgerichtsbarkeit (DE-588)4132605-2 s DE-604 Vereinte Nationen UNCITRAL Arbitration Rules (DE-588)4684680-3 u DE-188 Kee, Christopher Verfasser (DE-588)1034499831 aut Waincymer, Jeffrey M. Verfasser (DE-588)170595552 aut Erscheint auch als Online-Ausgabe 978-1-139-01813-5 (DE-604)BV043925131 SWB Datenaustausch application/pdf http://bvbr.bib-bvb.de:8991/F?func=service&doc_library=BVB01&local_base=BVB01&doc_number=024746079&sequence=000001&line_number=0001&func_code=DB_RECORDS&service_type=MEDIA Inhaltsverzeichnis |
| spellingShingle | Croft, Clyde 1949- Kee, Christopher Waincymer, Jeffrey M. A guide to the UNCITRAL arbitration rules Vereinte Nationen UNCITRAL Arbitration Rules (DE-588)4684680-3 gnd Internationale Handelsschiedsgerichtsbarkeit (DE-588)4132605-2 gnd |
| subject_GND | (DE-588)4684680-3 (DE-588)4132605-2 |
| title | A guide to the UNCITRAL arbitration rules |
| title_alt | UNCITRAL arbitration rules |
| title_auth | A guide to the UNCITRAL arbitration rules |
| title_exact_search | A guide to the UNCITRAL arbitration rules |
| title_full | A guide to the UNCITRAL arbitration rules Clyde Croft, Christopher Kee and Jeffrey Waincymer |
| title_fullStr | A guide to the UNCITRAL arbitration rules Clyde Croft, Christopher Kee and Jeffrey Waincymer |
| title_full_unstemmed | A guide to the UNCITRAL arbitration rules Clyde Croft, Christopher Kee and Jeffrey Waincymer |
| title_short | A guide to the UNCITRAL arbitration rules |
| title_sort | a guide to the uncitral arbitration rules |
| topic | Vereinte Nationen UNCITRAL Arbitration Rules (DE-588)4684680-3 gnd Internationale Handelsschiedsgerichtsbarkeit (DE-588)4132605-2 gnd |
| topic_facet | Vereinte Nationen UNCITRAL Arbitration Rules Internationale Handelsschiedsgerichtsbarkeit |
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