The law of transnational securitization:
Saved in:
| Main Author: | |
|---|---|
| Format: | Book |
| Language: | English |
| Published: |
Oxford [u. a.]
Oxford Univ. Press
2010
|
| Edition: | 1. publ. |
| Subjects: | |
| Online Access: | Inhaltsverzeichnis |
| Physical Description: | XLVII, 459 S. graph. Darst. |
| ISBN: | 9780199583928 |
Staff View
MARC
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Record in the Search Index
| _version_ | 1804140756518043648 |
|---|---|
| adam_text | CONTENTS PREFACE XIII ACKNOWLEDGEMENTS XV TABLE OF CASES XVII TABLE OF
LEGISLATION, TREATIES, AND CONVENTIONS XXXI LIST OF ABBREVIATIONS XLVI 1
. INTRODUCTION: GUIDE TO THIS WORK AND SECURITIZATION REGULATORY AND
INTERNATIONAL CHALLENGES 1. A GUIDE THROUGH SECURITIZATION: ITS
STRUCTURE AND LEGAL CHALLENGES 1.03 A. SECURITIZATION BASIC ASPECTS: AN
OVERVIEW 1.04 B. THE DIFFERENT TYPES OF SECURITIZATION 1.18 2.
SECURITIZATION: LEGAL, REGULATORY, AND INTERNATIONAL CHALLENGES 1.28 A.
SECURITIZATION: LEGAL CHALLENGES 1.29 B. SECURITIZATION: CRISIS AND
REGULATORY CHALLENGES (I). EVENTS OF THE 2007-2008 CRISIS 1.40 C.
SECURITIZATION: CRISIS AND REGULATORY CHALLENGES (II). THE CAUSES OF THE
CRISIS AND THEIR IMPLICATIONS FOR SECURITIZATION REGULATION 1.41 D.
INTERNATIONAL CHALLENGES: INTERNATIONAL SECURITIZATION AND REGULATORY
COMPETITION 1.62 2. SECURITIZATION AND CREDITOR PROTECTION RULES 1 .
PREVENTIVE CREDITOR PROTECTION RULES AND THEIR IMPACT ON THE INCEPTION
AND EXISTENCE OF THE VEHICLE 2.04 A. INCEPTION OF THE VEHICLE AND
CREDITOR PROTECTION RULES 2.05 B. CHARACTERIZATION OF INVESTORS RIGHTS
2.13 C. CORPORATE CAPITAL RULES AND SPVS 2.22 2. TRANSFER AND INSULATION
OF THE ASSETS 2.34 A. VALIDITY OF THE ASSET TRANSFER AND ENFORCEABILITY
OF DERIVATIVES CONTRACTS 2.35 B. INSULATION, SERVICING, AND CASH
MANAGEMENT 2.77 C. AVOIDANCE AND RECHARACTERIZATION OF THE ASSET
TRANSFER 2.86 3. SECURITIZATION AND BANKRUPTCY/INSOLVENCY REMOTENESS
2.109 A. RESILIENCE OF SECURITIZATION STRUCTURES TO THE DEMISE OF
TRANSACTION PARTIES 2.111 B. SECURITIZATION AND SUBSTANTIVE
CONSOLIDATION 2.133 C. REGULATING OUT SPV BANKRUPTCY: SPVS AND
BANKRUPTCY ELIGIBILITY 2.147 CONTENTS D. CONTRACTING OUT SPV BANKRUPTCY:
INSOLVENCY-REMOTE STRUCTURES AND EARLY AMORTIZATION EVENTS 2.159 3.
SECURITIZATION AND DIRECT INVESTOR PROTECTION (I): PROSPECTUS DISCLOSURE
IN ASSET-BACKED SECURITIES OFFERINGS 1. SCOPE OF APPLICATION OF THE
PROSPECTUS DISCLOSURE RULES 3.02 A. SCOPE OF APPLICATION OF PROSPECTUS
DISCLOSURE 3.04 B. THE NOTION OF ASSET-BACKED SECURITIES OFFERINGS 3.19
2. INFORMATION DISCLOSED IN SECURITIZATION OFFERINGS 3.34 A. FORMALITIES
IN THE DISPLAY OF INFORMATION IN ASSET-BACKED SECURITIES OFFERINGS 3.36
B. INFORMATION REGARDING TRANSACTION PARTIES 3.43 C. INFORMATION ON
TRANSACTION STRUCTURE 3.58 D. INFORMATION ABOUT THE UNDERLYING ASSET
POOL 3.63 E. OTHER RELEVANT DISCLOSURE RULES FOR ABS 3.69 4.
SECURITIZATION AND DIRECT INVESTOR PROTECTION (II): SPV, MANAGERS, AND
TRUSTEES 1 . THE STRUCTURE OF PROTECTION 4.02 A. THE DIAGRAM OF DIRECT
PROTECTION 4.03 B. THE ANGLO-SAXON STRUCTURE OF PROTECTION 4.05 C. THE
STRUCTURE OF PROTECTION IN CIVIL LAW COUNTRIES, AND THE ATTEMPTS TO
REPLICATE THE ANGLO-SAXON TRUSTEE: CORPORATE LAW COMMISSIONERS ,
MANAGEMENT COMPANIES, AND FIDUCIARY REPRESENTATIVES 4.10 2.
ADMINISTRATION AND PROTECTION DUTIES 4.18 A. DIRECT LIABILITY (OF SPV
AND CIVIL LAW MANAGEMENT COMPANIES) FOR MISSTATEMENTS 4.19 B. DUTIES AND
STANDARD OF CARE OF DIRECTORS, TRUSTEES, AND MANAGEMENT COMPANIES 4.23
C. THE DUTIES IN ACTION, AND THE ACTUAL PROTECTION TO INVESTORS 4.74 3.
REFORMING DIRECT INVESTOR PROTECTION AND GOVERNANCE 4.108 A. TRADITIONAL
REFORM PROPOSALS: REFORMING SECURITIZATION GOVERNANCE BY REFORMING THE
ROLE OF TRUSTEES 4.109 B. COLLECTIVE INVESTMENT AS A BLUEPRINT FOR
REFORMING SECURITIZATION GOVERNANCE 4. 1 23 5- SECURITIZATION AND
INDIRECT INVESTOR PROTECTION (I): SPONSOR RESPONSIBILITY 1 . SPONSORS
AND INDIRECT LIABILITY: SECURITIZATION AND VEIL PIERCING 5.03 A.
ELEMENTS FOR VEIL PIERCING (I). CONTROL, CONFUSION, AND COMMINGLING
(REFERENCE) 5.07 CONTENTS B. ELEMENTS FOR VEIL PIERCING (II). THE
FRAUDULENT USE ELEMENT 5.10 C. FINANCIAL VEHICLES AND SPVS AND VEIL
PIERCING 5.22 2. LIABILITY FOR MISREPRESENTATION 5.31 A. PURE ECONOMIC
LOSS, AND THE ELEMENTS OF LIABILITY FOR MISSTATEMENTS 5.32 B. LIABILITY
OF THE ORIGINATOR FOR INFORMATION CONTAINED IN THE PROSPECTUS 5.44 C.
LIABILITY FOR OTHER WRONGFUL STATEMENTS (I). OBJECTIVE AND SUBJECTIVE
ELEMENTS 5.50 D. LIABILITY FOR OTHER WRONGFUL STATEMENTS (II). SPONSOR
INVOLVEMENT 5.81 3. THE IMPORTANCE OF PROPER STANDARDS 5.108 A.
ORIGINATING PRACTICES (I). MASSIVE FRAUDULENT SCHEMES 5.111 B.
ORIGINATING PRACTICES (II). LOANS IN BREACH OF MANDATORY PROVISIONS
5.116 C. ORIGINATING PRACTICES (III). LAX LENDING PRACTICES 5.121 D.
SERVICING AND CREDIT ENHANCEMENT PRACTICES 5.144 4. OTHER SOURCES OF
LIABILITY 5.1 % A. INSOLVENCY AND SPONSORS AS DEFACTO SHADOW DIRECTORS
5.157 B. SPONSORS LIABILITY TOWARDS GENERAL INVESTORS: LIABILITY FOR
FINANCIAL STATEMENTS 5.159 6. SECURITIZATION AND INDIRECT INVESTOR
PROTECTION (II): UNDERWRITERS/PLACEMENT AGENTS AND RATING AGENCIES 1.
APPRAISING LIABILITY OF SECONDARY PLAYERS : THE KEY ELEMENTS 6.02 A.
APPROACHES AND ELEMENTS OF SECONDARY ACTORS LIABILITY 6.03 B. INVESTOR
SOPHISTICATION, RELIANCE, AND SECONDARY ACTORS LIABILITY 6.18 2.
LIABILITY OF UNDERWRITERS/PLACEMENT AGENTS 6.22 A.
UNDERWRITERS/PLACEMENT AGENTS LIABILITY IN TORT, AND THE STANDARD OF
CARE 6.23 B. UNDERWRITERS/PLACEMENT AGENTS FIDUCIARY DUTIES 6.40 3.
LIABILITY OF RATING AGENCIES 6.55 A. ANTECEDENTS AND BASIS FOR RATING
AGENCY LIABILITY 6.56 B. RATING AGENCIES AND SECURITIZATION TRANSACTIONS
6.73 7. SECURITIZATION AND FINANCIAL REGULATION 1. REGULATION OF
SECURITIZATION ENTITIES (I): TO REGULATE OR NOT TO REGULATE ... OR TO
REGULATE WELL 7.02 A. HANDS-OFF APPROACH: SECURITIZATION ENTITIES,
BUSINESS AND PIECEMEAL REGULATION 7.03 B. BASIC REGULATORY CHOICES 7.17
C. TRADITIONAL SECURITIZATION STRUCTURES, LICENSING AND SUPERVISION,
AND LIMITATION OF ACTIVITIES, ASSETS, AND LIABILITIES 7.30 2. REGULATION
OF SECURITIZATION ENTITIES (II). DERIVATIVES, MANAGED STRUCTURES, AND
THE SHADOW BANKING SYSTEM 7.40 A. DERIVATIVES CONTRACTS AND SYNTHETIC
SECURITIZATION 7.41 XI CONTENTS B. MANAGED STRUCTURES, OPERATING
COMPANIES, AND THE SHADOW BANKING SYSTEM 7.68 3. SECURITIZATION AND
ACCOUNTING RULES 7.95 A. ACCOUNTING FOR ASSET TRANSFERS IN
SECURITIZATION TRANSACTIONS 7.97 B. ORIGINATOR, SPVS AND CONSOLIDATION
ACCOUNTING 7.129 4. SECURITIZATION AND BANKING REGULATION 7.168 A. THE
BASEL I FRAMEWORK AND ITS INADEQUACY FOR OFF-BALANCE-SHEET TRANSACTIONS
7.170 B. THE BASEL II FRAMEWORK (I). THE (IR)RELEVANCE OF CONSOLIDATED
ACCOUNTS 7.175 C. THE BASEL II FRAMEWORK (II). BANKING REGULATION, RISK
TRANSFER, AND SECURITIZATION 7.178 D. EPILOGUE? BANKING REGULATORY
REFORM IN THE WAKE OF THE CRISIS 7.213 8. TRANSNATIONAL SECURITIZATION
(I). SECURITIZATION AND CONFLICTS OF LAWS 1. CONFLICT RULES FOR
CORPORATE, TRUST, AND INSOLVENCY MATTERS 8.03 A. APPLICABLE LAW TO
CORPORATE AND TRUST VEHICLES 8.05 B. JURISDICTION AND APPLICABLE LAW IN
THE INSOLVENCY CONTEXT 8.23 C. CONFLICT OF LAWS AND VEIL PIERCING 8.63
2. CONFLICT OF LAWS, RISK TRANSFER, AND LIABILITY 8.73 A. CONFLICT OF
LAWS AND RISK TRANSFER (I). CONFLICT RULES ON RECEIVABLES ASSIGNMENT
8.74 B. CONFLICT OF LAWS AND RISK TRANSFER (II). CONFLICT RULES,
DERIVATIVE TRANSACTIONS, AND SYNTHETIC SECURITIZATION 8.95 C. CONFLICT
OF LAWS AND LIABILITY 8.108 3. CONFLICT OF LAWS AND FINANCIAL REGULATION
8.125 A. SECURITIES REGULATIONS, ASSET-BACKED SECURITIES OFFERING, AND
INTERNATIONAL REGULATORY JURISDICTION 8.127 B. PRUDENTIAL REGULATION AND
REGULATORY JURISDICTION 8.154 9. TRANSNATIONAL SECURITIZATION (II).
SECURITIZATION AND THE LIMITS TO THE STATES EXTRATERRITORIAL
JURISDICTION 1 . RECOGNITION OF THE VEHICLE AND EU FREEDOMS 9.03 A.
CROSS-BORDER RECOGNITION OF CORPORATE VEHICLES 9.04 B. CROSS-BORDER
RECOGNITION OF TRUST VEHICLES 9.12 2. EXTRATERRITORIAL REGULATION AND EU
FREEDOMS 9.26 A. EU FREEDOMS AND EXTRATERRITORIAL CORPORATE REGULATION
9.27 B. EU FREEDOMS AND EXTRATERRITORIAL FINANCIAL AND SECURITIES
REGULATION 9.45 INDEX 447 XN
|
| any_adam_object | 1 |
| author | Ramos Muñoz, David 1979- |
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| author_facet | Ramos Muñoz, David 1979- |
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| dewey-tens | 340 - Law |
| discipline | Rechtswissenschaft |
| edition | 1. publ. |
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| spelling | Ramos Muñoz, David 1979- Verfasser (DE-588)102777587X aut The law of transnational securitization David Ramos Muñoz 1. publ. Oxford [u. a.] Oxford Univ. Press 2010 XLVII, 459 S. graph. Darst. txt rdacontent n rdamedia nc rdacarrier Recht Asset-backed financing Law and legislation SWB Datenaustausch application/pdf http://bvbr.bib-bvb.de:8991/F?func=service&doc_library=BVB01&local_base=BVB01&doc_number=018666334&sequence=000001&line_number=0001&func_code=DB_RECORDS&service_type=MEDIA Inhaltsverzeichnis |
| spellingShingle | Ramos Muñoz, David 1979- The law of transnational securitization Recht Asset-backed financing Law and legislation |
| title | The law of transnational securitization |
| title_auth | The law of transnational securitization |
| title_exact_search | The law of transnational securitization |
| title_full | The law of transnational securitization David Ramos Muñoz |
| title_fullStr | The law of transnational securitization David Ramos Muñoz |
| title_full_unstemmed | The law of transnational securitization David Ramos Muñoz |
| title_short | The law of transnational securitization |
| title_sort | the law of transnational securitization |
| topic | Recht Asset-backed financing Law and legislation |
| topic_facet | Recht Asset-backed financing Law and legislation |
| url | http://bvbr.bib-bvb.de:8991/F?func=service&doc_library=BVB01&local_base=BVB01&doc_number=018666334&sequence=000001&line_number=0001&func_code=DB_RECORDS&service_type=MEDIA |
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