Redfern and Hunter on international arbitration:
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| Previous Title: | Redfern, Alan Law and practice of international commercial arbitration |
|---|---|
| Format: | Book |
| Language: | English |
| Published: |
Oxford [u.a.]
Oxford Univ. Press
2009
|
| Edition: | 5. ed., student version, 1. publ. |
| Subjects: | |
| Online Access: | Inhaltsverzeichnis Inhaltsverzeichnis |
| Physical Description: | XLVII, 727 S. |
| ISBN: | 9780199557189 9780199557196 |
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| 245 | 1 | 0 | |a Redfern and Hunter on international arbitration |c Nigel Blackaby ; Constantine Partasides with Alan Redfern ; Martin Hunter |
| 246 | 1 | 3 | |a International arbitration |
| 250 | |a 5. ed., student version, 1. publ. | ||
| 264 | 1 | |a Oxford [u.a.] |b Oxford Univ. Press |c 2009 | |
| 300 | |a XLVII, 727 S. | ||
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| 650 | 4 | |a Arbitration and award, International | |
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| 700 | 1 | |a Blackaby, Nigel |e Sonstige |4 oth | |
| 700 | 1 | |a Partasides, Constantine |e Sonstige |4 oth | |
| 700 | 1 | |a Redfern, Alan |e Sonstige |4 oth | |
| 700 | 1 | |a Hunter, Martin |e Sonstige |4 oth | |
| 780 | 0 | 0 | |i Früher u.d.T. |a Redfern, Alan |t Law and practice of international commercial arbitration |w (DE-604)BV019351641 |
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| adam_text | Titel: Redfern and Hunter on international arbitration
Autor: Blackaby, Nigel
Jahr: 2009
CONTENTS
Table of Cases ^
Table of Arbitration Awards xxxl
List of Abbreviations **
1. An Overview of International Arbitration
A. Introduction 1-01
(a) What is arbitration? I-01
(b) The conduct of an arbitration 1 -°4
(c) A brief historical note 1-08
(d) International rules, treaties, and conventions 115
(e) The meaning of international 1.16
(0 The meaning of commercial 1-32
(g) The key elements of an international arbitration 1-37
(h) The agreement to arbitrate 1-38
(i) The need for a dispute 1-59
(j) Starting an arbitration: the appointment of the arbitral tribunal 1.66
(k) The arbitral proceedings 1 -72
(1) The decision of the tribunal 1-74
(m)The enforcement of the award 1-78
(n) Summary 1-84
B. Why Arbitrate? 1.86
(a) Introduction 1-86
(b) The main reasons 1.89
(c) Additional reasons 1.94
(d) Perceived disadvantages of arbitration 1-99
(e) Summary 1.120
(0 Alternative dispute resolution 1.126
C. What Kind of Arbitration? 1.152
(a) Introduction 1.152
(b) Ad hoc arbitration 1.153
(c) Ad hoc arbitration—advantages and disadvantages 1.155
(d) Institutional arbitration 1.158
(e) Institutional arbitration—advantages and disadvantages 1.161
(f) Arbitral institutions 1.169
(g) Arbitrations involving a State 1.190
D. Sovereign States, Claims Commissions, and Tribunals 1.199
E. Regulation of International Arbitration 1.206
(a) Introduction 1.206
(b) The role of national systems of law 1.207
(c) The role of international conventions and the Model Law 1.213
(d) The Revised Model Law 1.233
(e) The practice of international arbitration 1.237
F. Summary 1.250
2. The Agreement to Arbitrate
A. Overview 2.01
(a) Introduction 2.01
(b) Categories of arbitration agreement 2.02
(c) International conventions 2.06
(d) International standards 2.09
B. The Validity of an Arbitration Agreement 2.13
(a) Formal validity—the need for writing 2.13
(b) A defined legal relationship 2.22
(c) A subject-matter capable of settlement by arbitration 2.26
C. The Parties to an Arbitration Agreement 2.28
(a) Capacity 2.28
(b) Third parties to the arbitration agreement 2.39
(c) Joinder and intervention 2.52
D. Analysis of an Arbitration Agreement 2.55
(a) Scope 2.55
(b) Basic elements 2.63
(c) Separability 2.89
(d) Summary 2.101
E. Submission Agreements 2.106
(a) Introduction 2.106
(b) Drafting a submission agreement 2.107
F. Arbitrability 2.111
(a) Introduction 2.111
(b) Categories of dispute for which questions of arbitrability arise 2.118
(c) Conclusion 2.144
G. Confidentiality 2.145
(a) Privacy and confidentiality 2.147
(b) Confidentiality—the classical position 2.149
(c) Confidentiality—the current trend 2.152
(d) The award 2-158
(e) Confidentiality in investor-State arbitrations 2.165
(f) Revisions to rules of arbitration 2170
(g) Conclusion 2A7G
H. Defective Arbitration Clauses 2-*77
(a) Inconsistency z.i/o
(b) Uncertainty 2-179
(c) Inoperability 2-182
(d) Repudiation and waiver of arbitration agreements 2.184
I. Multi-Party Arbitrations 2-186
(a) Introduction 2-186
(b) Class arbitrations 2.197
(c) String arbitrations 2.204
(d) Concurrent hearings 2.207
(e) Court-ordered consolidation 2.209
(f) Consolidation by consent 2.214
3. Applicable Laws
A. Overview 3.01
(a) Introduction 3.01
(b) No legal vacuum 3.03
(c) A complex interaction of laws 3.07
B. The Law Governing the Agreement to Arbitrate 3.09
(a) Law of the contract 3.12
(b) Law of the seat of the arbitration 3-15
(c) The parties common intention: the French third way 3.30
(d) Combining several approaches: the Swiss model 3-33
C. The Law Governing the Arbitration 3.34
(a) Introduction 3.34
(b) What is the lexarbitri? 3.39
(c) The content of the lexarbitri 3.40
(d) Procedural rules and the lexarbitri 3.45
(e) The seat theory 3.51
(0 Is the lex arbitri a procedural law? 3.60
(g) Choice of a foreign procedural law 3.63
(h) Where an award is made 3.67
(i) Delocalisation 3.71
(j) The seat theory and the lex arbitri 3.81
D. The Law Applicable to the Substance 3.88
(a) Introduction 3.88
(b) The autonomy of the parties 3.94
(c) National law 3.108
(d) Mandatory law 3.128
(e) Public international law and general principles of law 3.136
(f) Concurrent laws, combined laws, and the tronc commum doctrine 3.141
(g) Transnational law (including lex mercatoria; the
UNIDROIT Principles; trade usages; and the Shari ah) 3.162
(h) Equity and good conscience 3-198
E. Conflict Rules and the Search for the Applicable Law 3.203
(a) Introduction 3.203
(b) Implied or tacit choice 3.206
(c) Choice of forum as choice of law 3.210
(d) Conflict rules 3.213
(e) Does an international arbitral tribunal have a lexfori! 3.216
(f) International conventions, rules of arbitration, and national laws 3-219
(g) Conclusion 3.223
F. Other Applicable Rules and Guidelines 3.226
(a) Ethical rules 3.227
(b) Rules, guidelines, and recommendations 3.230
4. The Establishment and Organisation of an Arbitral Tribunal
A. Background 4.01
(a) Introduction 4.01
(b) Commencement of an arbitration 4.04
(c) Commencement of an ad hoc arbitration under the applicable law 4.09
(d) Commencement of an arbitration under institutional rules 4.11
(e) Selecting an arbitral tribunal 4.14
(f) Sole arbitrators and multi-arbitrator tribunals 4.18
B. Appointment of Arbitrators 4.29
(a) Introduction 4.29
C Qualities Required in International Arbitrators 4.48
(a) Introduction 4.48
(b) Restrictions imposed by the contract 4.49
(c) Restrictions imposed by the applicable law 4.51
(d) Professional qualifications 4.52
(e) Language 4.57
(f) Experience and outlook 4.58
(g) Nationality 4.59
(h) Education and training 4.65
(i) Interviewing prospective arbitrators 4.69
D. Impartiality and Independence of Arbitrators 4.72
(a) Introduction 4-72
(b) Independence and/or impartiality 4.75
(c) Disclosure 4-80
E. Challenge and Replacement of Arbitrators 4.91
(a) Introduction *J1
(b) Grounds for challenge 4.94
(c) Procedure for challenge 4.107
(d) The principal bases for challenge 4.119
(e) Waiver 4.132
(f) Conclusion on challenges 4.137
(g) Filling a vacancy 4.139
(h) Truncated tribunals 4.141
(i) Procedure following the filling of a vacancy 4.149
(j) Insuring against a vacancy 4.154
F. The Organisation of the Arbitral Tribunal 4.156
(a) Introduction 4.156
(b) Meetings and hearings 4.157
(c) Administrative aspects 4.165
(d) The role of an administrative secretary or registrar 4.183
G. Fees and Expenses of the Arbitral Tribunal 4.192
(a) Introduction 4.192
(b) Who fixes fees? 4.193
(c) Commitment or cancellation fees 4.194
(d) Methods of assessing fees 4.197
(e) Negotiating arbitrators fees 4.203
(f) Expenses of the arbitral tribunal 4.205
(g) Securing payment of the fees and expenses of the arbitral tribunal 4.210
5. Powers, Duties, and Jurisdiction of an Arbitral Tribunal
A. Background 5.01
(a) Introduction 5.01
(b) Practical considerations 5.03
B. Powers of Arbitrators 5.06
(a) Introduction 5.06
(b) Sources of arbitrators powers 5.08
(c) Common powers of arbitral tribunals 5.14
(d) Supporting powers of the courts 5.34
C. Duties of Arbitrators 5.37
(a) Introduction 5.37
(b) Duties imposed by the parties 5.39
(c) Duties imposed by law 5.43
(d) Ethical duties 5.73
D. Jurisdiction 5.85
(a) Introduction 5.85
(b) Challenges to jurisdiction 5.86
(c) The autonomy (or separability) of the arbitration clause 5.94
(d) Court control 5.111
(e) Procedural aspects of resolving issues of jurisdiction 5.118
(f) Options open to the respondent 5.120
(g) International agreements on the jurisdiction of national courts 5.129
6. Conduct of the Proceedings
A. Overview 6.01
(a) Introduction 6.01
(b) Party autonomy 6.08
(c) Limitations on party autonomy 6.10
(d) International practice 6.20
(e) The procedural structure of a typical international arbitration 6.23
B. Preliminary Steps 6.27
(a) Introduction 6.27
(b) Preliminary issues 6.41
C. Written Submissions 6.54
(a) Introduction 6.54
(b) Terminology 6.71
D. Evidence Gathering 6.82
(a) Introduction 6.82
(b) Categories of evidence 6.96
(c) Documentary evidence 6.101
(d) Fact witness evidence 6.136
(e) Experts 6.152
(f) Inspection of the subject matter of the dispute 6.173
E. Hearings 6.182
(a) Introduction 6.182
(b) Organisation of hearings 6.185
(c) Procedure at hearings 6.198
(d) Exparte hearings 6.232
F. Proceedings After the Hearing 6.242
(a) Introduction 6.242
(b) Post-hearing briefs 6.243
(c) Introduction of new evidence 6.247
G. Other Matters 6-249
(a) Expedited procedures 6.249
(b) Fast-track arbitration 6.264
(c) Small claims 6-271
(d) Avoiding delay and disruption 6.274
7. The Role of National Courts during the Proceedings
A. Introduction 7.01
(a) The increasing independence of arbitration 7.04
(b) Limitations on independence 7.06
(c) A relay race 7.07
B. At the Beginning of the Arbitration 7.09
(a) Enforcing the arbitration agreement 7.10
(b) Establishing the arbitral tribunal 7.11
(c) Challenges to jurisdiction 7.12
C. During the Arbitral Proceedings 7.13
(a) Interim measures: powers of the arbitral tribunal 7.14
(b) Interim measures: powers of the competent court 7.23
(c) Measures relating to the attendance of witnesses 7.33
(d) Measures related to the preservation of evidence 7.38
(e) Measures related to documentary disclosure 7.40
(f) Measures aimed at preserving the status quo 7.46
(g) Interim relief in respect of parallel proceedings 7.52
D. At the End of the Arbitration 7.63
(a) Judicial control of the proceedings and the award 7.63
E. Conclusion 7.64
8. Arbitration under Investment Treaties
A. Introduction 8.01
B. Jurisdiction^ Issues 8.13
(a) Existence of an applicable treaty 8.13
(b) Protected investors 8.16
(c) Protected investments 8.23
(d) Other jurisdiction^ issues 8.31
C. Law Applicable to the Substance of the Dispute 8.47
D. The Merits of the Dispute 8.58
(a) Fair and equitable treatment and the international
minimum standard 8.59
(b) Full protection and security 8.72
(c) No arbitrary or discriminatory measures impairing
the investment 8.75
(d) No expropriation without prompt, adequate, and
effective compensation 8.79
(e) National and most favoured nation treatment 8.98
(f) Free transfer of funds related to investments 8.103
(g) Observance of specific investment undertakings 8.108
E. Measures of Compensation under BITs 8.113
(a) Expropriation remedies 8.114
(b) Compensation for other treaty breaches 8.122
9. The Award
A. Introduction 9.01
(a) The destination of an international arbitration: the award 9.01
(b) Definition of an award 9.05
(c) Rendering an internationally enforceable award 9.10
B. Categories of Awards 9.14
(a) Order or award 9.14
(b) Final awards 9.18
(c) Partial and interim awards 9.19
(d) Default awards 9.30
(e) Consent awards 9.33
C. Remedies 9.39
(a) Monetary compensation 9.40
(b) Punitive damages and other penalties 9.43
(c) Specific performance 9.52
(d) Restitution 9.53
(e) Injunctions 9.59
(f) Declaratory relief 9.61
(g) Rectification 9.64
(h) The adaptation of contracts and filling gaps 9.66
(i) Interest 9.74
(j) Costs 9.87
D. Validity of Awards 9.101
(a) Generally 9.101
(b) Form of the award 9.104
(c) Contents of the award y. 114
(d) Time limits 9127
(e) Notification of awards 9.135
(0 Registration or deposit of awards 9.137
E. The Effect of Awards—Res Judicata 9.139
(a) Existing disputes 9.143
(b) Subsequent disputes 9.145
(c) Effect of award on third parties 9.149
E How an Arbitral Tribunal Reaches its Decision 9.153
(a) Deliberation 9.153
(b) Majority voting 9.169
(c) The bargaining process 9.178
(d) Tribunal psychology 9.182
(e) Separate, concurring, and dissenting opinions 9.186
G. Clarification and Review of the Award 9.198
(a) Proceedings after the award 9.198
(b) Publication of awards 9.212
10. Challenge of Arbitral Awards
A. Introduction 10.01
(a) The purpose of challenge 10.03
(b) The meaning of challenge 10.04
(c) Preconditions to challenge 10.05
(d) Time limits for challenge 10.07
(e) Limits of challenge 10.08
B. Methods of Challenge 10.10
(a) Internal challenge 10.11
(b) Correction and interpretation of awards; additional awards 10.16
(c) Recourse to the courts 10.20
C. Grounds for Challenge 10.28
(a) Adjudicability 10.36
(b) Procedural grounds 10.46
(c) Substantive grounds 10.60
D. Time Limits and Effects of Challenge 10.87
(a) Time limits 10.87
(b) The effects of a successful challenge 10.89
11. Recognition and Enforcement of Arbitral Awards
A. Background 11 01
(a) Introduction 11.01
(b) Performance of awards 11.07
(c) The general principles governing recognition and enforcement 11.18
(d) The difference between recognition and enforcement 11.20
(e) Place of recognition and enforcement 11.25
(f) Methods of recognition and enforcement 11.31
(g) Time limits 11.34
(h) Consequences of refusal of recognition or enforcement 11.35
(i) The role of the international conventions 11.36
B. Enforcement under the New York Convention 11.42
(a) Introduction 11.42
(b) Refusal of recognition and enforcement 11.55
(c) Grounds for refusal 11.63
(d) First ground for refusal: incapacity; invalid arbitration agreement 11.66
(e) Second ground: no proper notice of appointment of arbitrator
or of the proceedings; lack of due process 11.70
(f) Third ground: jurisdiction^ issues 11.76
(g) Fourth ground: composition of tribunal or procedure not
in accordance with arbitration agreement or the relevant law 11.80
(h) Fifth ground: award not binding, suspended, or set aside 11.85
(i) Arbitrability 11.99
(j) Public policy 11.103
C. Enforcement under the Washington Convention 11.121
D. Enforcement under Regional Conventions 11.125
(a) The European Convention of 1961 11.125
(b) The Moscow Convention 11.127
(c) The Panama Convention 11.130
(d) Other regional conventions 11.134
E. The Defence of State Immunity 11.135
(a) Jurisdictional immunity 11.138
(b) Immunity from execution 11.140
E Practical Considerations 11.151
(a) Enforcing under the New York Convention or a more
favourable treaty or local law 11.151
(b) Options open to the successful party: a checklist 11.162
(c) Options open to the unsuccessful party: a checklist 11.163
(d) The need for local advice 11.169
Index 681
Titel: Redfern and Hunter on international arbitration
Autor: Blackaby, Nigel
Jahr: 2009
CONTENTS
Table of Cases ^
Table of Arbitration Awards xxxl
List of Abbreviations **
1. An Overview of International Arbitration
A. Introduction 1-01
(a) What is arbitration? I-01
(b) The conduct of an arbitration 1 -°4
(c) A brief historical note 1-08
(d) International rules, treaties, and conventions 115
(e) The meaning of international 1.16
(0 The meaning of commercial 1-32
(g) The key elements of an international arbitration 1-37
(h) The agreement to arbitrate 1-38
(i) The need for a dispute 1-59
(j) Starting an arbitration: the appointment of the arbitral tribunal 1.66
(k) The arbitral proceedings 1 -72
(1) The decision of the tribunal 1-74
(m)The enforcement of the award 1-78
(n) Summary 1-84
B. Why Arbitrate? 1.86
(a) Introduction 1-86
(b) The main reasons 1.89
(c) Additional reasons 1.94
(d) Perceived disadvantages of arbitration 1-99
(e) Summary 1.120
(0 Alternative dispute resolution 1.126
C. What Kind of Arbitration? 1.152
(a) Introduction 1.152
(b) Ad hoc arbitration 1.153
(c) Ad hoc arbitration—advantages and disadvantages 1.155
(d) Institutional arbitration 1.158
(e) Institutional arbitration—advantages and disadvantages 1.161
(f) Arbitral institutions 1.169
(g) Arbitrations involving a State 1.190
D. Sovereign States, Claims Commissions, and Tribunals 1.199
E. Regulation of International Arbitration 1.206
(a) Introduction 1.206
(b) The role of national systems of law 1.207
(c) The role of international conventions and the Model Law 1.213
(d) The Revised Model Law 1.233
(e) The practice of international arbitration 1.237
F. Summary 1.250
2. The Agreement to Arbitrate
A. Overview 2.01
(a) Introduction 2.01
(b) Categories of arbitration agreement 2.02
(c) International conventions 2.06
(d) International standards 2.09
B. The Validity of an Arbitration Agreement 2.13
(a) Formal validity—the need for writing 2.13
(b) A defined legal relationship 2.22
(c) A subject-matter capable of settlement by arbitration 2.26
C. The Parties to an Arbitration Agreement 2.28
(a) Capacity 2.28
(b) Third parties to the arbitration agreement 2.39
(c) Joinder and intervention 2.52
D. Analysis of an Arbitration Agreement 2.55
(a) Scope 2.55
(b) Basic elements 2.63
(c) Separability 2.89
(d) Summary 2.101
E. Submission Agreements 2.106
(a) Introduction 2.106
(b) Drafting a submission agreement 2.107
F. Arbitrability 2.111
(a) Introduction 2.111
(b) Categories of dispute for which questions of arbitrability arise 2.118
(c) Conclusion 2.144
G. Confidentiality 2.145
(a) Privacy and confidentiality 2.147
(b) Confidentiality—the classical position 2.149
(c) Confidentiality—the current trend 2.152
(d) The award 2-158
(e) Confidentiality in investor-State arbitrations 2.165
(f) Revisions to rules of arbitration 2170
(g) Conclusion 2A7G
H. Defective Arbitration Clauses 2-*77
(a) Inconsistency z.i/o
(b) Uncertainty 2-179
(c) Inoperability 2-182
(d) Repudiation and waiver of arbitration agreements 2.184
I. Multi-Party Arbitrations 2-186
(a) Introduction 2-186
(b) Class arbitrations 2.197
(c) String arbitrations 2.204
(d) Concurrent hearings 2.207
(e) Court-ordered consolidation 2.209
(f) Consolidation by consent 2.214
3. Applicable Laws
A. Overview 3.01
(a) Introduction 3.01
(b) No legal vacuum 3.03
(c) A complex interaction of laws 3.07
B. The Law Governing the Agreement to Arbitrate 3.09
(a) Law of the contract 3.12
(b) Law of the seat of the arbitration 3-15
(c) The parties common intention: the French third way 3.30
(d) Combining several approaches: the Swiss model 3-33
C. The Law Governing the Arbitration 3.34
(a) Introduction 3.34
(b) What is the lexarbitri? 3.39
(c) The content of the lexarbitri 3.40
(d) Procedural rules and the lexarbitri 3.45
(e) The seat theory 3.51
(0 Is the lex arbitri a procedural law? 3.60
(g) Choice of a foreign procedural law 3.63
(h) Where an award is made 3.67
(i) Delocalisation 3.71
(j) The seat theory and the lex arbitri 3.81
D. The Law Applicable to the Substance 3.88
(a) Introduction 3.88
(b) The autonomy of the parties 3.94
(c) National law 3.108
(d) Mandatory law 3.128
(e) Public international law and general principles of law 3.136
(f) Concurrent laws, combined laws, and the tronc commum doctrine 3.141
(g) Transnational law (including lex mercatoria; the
UNIDROIT Principles; trade usages; and the Shari ah) 3.162
(h) Equity and good conscience 3-198
E. Conflict Rules and the Search for the Applicable Law 3.203
(a) Introduction 3.203
(b) Implied or tacit choice 3.206
(c) Choice of forum as choice of law 3.210
(d) Conflict rules 3.213
(e) Does an international arbitral tribunal have a lexfori! 3.216
(f) International conventions, rules of arbitration, and national laws 3-219
(g) Conclusion 3.223
F. Other Applicable Rules and Guidelines 3.226
(a) Ethical rules 3.227
(b) Rules, guidelines, and recommendations 3.230
4. The Establishment and Organisation of an Arbitral Tribunal
A. Background 4.01
(a) Introduction 4.01
(b) Commencement of an arbitration 4.04
(c) Commencement of an ad hoc arbitration under the applicable law 4.09
(d) Commencement of an arbitration under institutional rules 4.11
(e) Selecting an arbitral tribunal 4.14
(f) Sole arbitrators and multi-arbitrator tribunals 4.18
B. Appointment of Arbitrators 4.29
(a) Introduction 4.29
C Qualities Required in International Arbitrators 4.48
(a) Introduction 4.48
(b) Restrictions imposed by the contract 4.49
(c) Restrictions imposed by the applicable law 4.51
(d) Professional qualifications 4.52
(e) Language 4.57
(f) Experience and outlook 4.58
(g) Nationality 4.59
(h) Education and training 4.65
(i) Interviewing prospective arbitrators 4.69
D. Impartiality and Independence of Arbitrators 4.72
(a) Introduction 4-72
(b) Independence and/or impartiality 4.75
(c) Disclosure 4-80
E. Challenge and Replacement of Arbitrators 4.91
(a) Introduction *J1
(b) Grounds for challenge 4.94
(c) Procedure for challenge 4.107
(d) The principal bases for challenge 4.119
(e) Waiver 4.132
(f) Conclusion on challenges 4.137
(g) Filling a vacancy 4.139
(h) Truncated tribunals 4.141
(i) Procedure following the filling of a vacancy 4.149
(j) Insuring against a vacancy 4.154
F. The Organisation of the Arbitral Tribunal 4.156
(a) Introduction 4.156
(b) Meetings and hearings 4.157
(c) Administrative aspects 4.165
(d) The role of an administrative secretary or registrar 4.183
G. Fees and Expenses of the Arbitral Tribunal 4.192
(a) Introduction 4.192
(b) Who fixes fees? 4.193
(c) Commitment or cancellation fees 4.194
(d) Methods of assessing fees 4.197
(e) Negotiating arbitrators fees 4.203
(f) Expenses of the arbitral tribunal 4.205
(g) Securing payment of the fees and expenses of the arbitral tribunal 4.210
5. Powers, Duties, and Jurisdiction of an Arbitral Tribunal
A. Background 5.01
(a) Introduction 5.01
(b) Practical considerations 5.03
B. Powers of Arbitrators 5.06
(a) Introduction 5.06
(b) Sources of arbitrators powers 5.08
(c) Common powers of arbitral tribunals 5.14
(d) Supporting powers of the courts 5.34
C. Duties of Arbitrators 5.37
(a) Introduction 5.37
(b) Duties imposed by the parties 5.39
(c) Duties imposed by law 5.43
(d) Ethical duties 5.73
D. Jurisdiction 5.85
(a) Introduction 5.85
(b) Challenges to jurisdiction 5.86
(c) The autonomy (or separability) of the arbitration clause 5.94
(d) Court control 5.111
(e) Procedural aspects of resolving issues of jurisdiction 5.118
(f) Options open to the respondent 5.120
(g) International agreements on the jurisdiction of national courts 5.129
6. Conduct of the Proceedings
A. Overview 6.01
(a) Introduction 6.01
(b) Party autonomy 6.08
(c) Limitations on party autonomy 6.10
(d) International practice 6.20
(e) The procedural structure of a typical international arbitration 6.23
B. Preliminary Steps 6.27
(a) Introduction 6.27
(b) Preliminary issues 6.41
C. Written Submissions 6.54
(a) Introduction 6.54
(b) Terminology 6.71
D. Evidence Gathering 6.82
(a) Introduction 6.82
(b) Categories of evidence 6.96
(c) Documentary evidence 6.101
(d) Fact witness evidence 6.136
(e) Experts 6.152
(f) Inspection of the subject matter of the dispute 6.173
E. Hearings 6.182
(a) Introduction 6.182
(b) Organisation of hearings 6.185
(c) Procedure at hearings 6.198
(d) Exparte hearings 6.232
F. Proceedings After the Hearing 6.242
(a) Introduction 6.242
(b) Post-hearing briefs 6.243
(c) Introduction of new evidence 6.247
G. Other Matters 6-249
(a) Expedited procedures 6.249
(b) Fast-track arbitration 6.264
(c) Small claims 6-271
(d) Avoiding delay and disruption 6.274
7. The Role of National Courts during the Proceedings
A. Introduction 7.01
(a) The increasing independence of arbitration 7.04
(b) Limitations on independence 7.06
(c) A relay race 7.07
B. At the Beginning of the Arbitration 7.09
(a) Enforcing the arbitration agreement 7.10
(b) Establishing the arbitral tribunal 7.11
(c) Challenges to jurisdiction 7.12
C. During the Arbitral Proceedings 7.13
(a) Interim measures: powers of the arbitral tribunal 7.14
(b) Interim measures: powers of the competent court 7.23
(c) Measures relating to the attendance of witnesses 7.33
(d) Measures related to the preservation of evidence 7.38
(e) Measures related to documentary disclosure 7.40
(f) Measures aimed at preserving the status quo 7.46
(g) Interim relief in respect of parallel proceedings 7.52
D. At the End of the Arbitration 7.63
(a) Judicial control of the proceedings and the award 7.63
E. Conclusion 7.64
8. Arbitration under Investment Treaties
A. Introduction 8.01
B. Jurisdiction^ Issues 8.13
(a) Existence of an applicable treaty 8.13
(b) Protected investors 8.16
(c) Protected investments 8.23
(d) Other jurisdiction^ issues 8.31
C. Law Applicable to the Substance of the Dispute 8.47
D. The Merits of the Dispute 8.58
(a) Fair and equitable treatment and the international
minimum standard 8.59
(b) Full protection and security 8.72
(c) No arbitrary or discriminatory measures impairing
the investment 8.75
(d) No expropriation without prompt, adequate, and
effective compensation 8.79
(e) National and most favoured nation treatment 8.98
(f) Free transfer of funds related to investments 8.103
(g) Observance of specific investment undertakings 8.108
E. Measures of Compensation under BITs 8.113
(a) Expropriation remedies 8.114
(b) Compensation for other treaty breaches 8.122
9. The Award
A. Introduction 9.01
(a) The destination of an international arbitration: the award 9.01
(b) Definition of an award 9.05
(c) Rendering an internationally enforceable award 9.10
B. Categories of Awards 9.14
(a) Order or award 9.14
(b) Final awards 9.18
(c) Partial and interim awards 9.19
(d) Default awards 9.30
(e) Consent awards 9.33
C. Remedies 9.39
(a) Monetary compensation 9.40
(b) Punitive damages and other penalties 9.43
(c) Specific performance 9.52
(d) Restitution 9.53
(e) Injunctions 9.59
(f) Declaratory relief 9.61
(g) Rectification 9.64
(h) The adaptation of contracts and filling gaps 9.66
(i) Interest 9.74
(j) Costs 9.87
D. Validity of Awards 9.101
(a) Generally 9.101
(b) Form of the award 9.104
(c) Contents of the award y. 114
(d) Time limits 9127
(e) Notification of awards 9.135
(0 Registration or deposit of awards 9.137
E. The Effect of Awards—Res Judicata 9.139
(a) Existing disputes 9.143
(b) Subsequent disputes 9.145
(c) Effect of award on third parties 9.149
E How an Arbitral Tribunal Reaches its Decision 9.153
(a) Deliberation 9.153
(b) Majority voting 9.169
(c) The bargaining process 9.178
(d) Tribunal psychology 9.182
(e) Separate, concurring, and dissenting opinions 9.186
G. Clarification and Review of the Award 9.198
(a) Proceedings after the award 9.198
(b) Publication of awards 9.212
10. Challenge of Arbitral Awards
A. Introduction 10.01
(a) The purpose of challenge 10.03
(b) The meaning of challenge 10.04
(c) Preconditions to challenge 10.05
(d) Time limits for challenge 10.07
(e) Limits of challenge 10.08
B. Methods of Challenge 10.10
(a) Internal challenge 10.11
(b) Correction and interpretation of awards; additional awards 10.16
(c) Recourse to the courts 10.20
C. Grounds for Challenge 10.28
(a) Adjudicability 10.36
(b) Procedural grounds 10.46
(c) Substantive grounds 10.60
D. Time Limits and Effects of Challenge 10.87
(a) Time limits 10.87
(b) The effects of a successful challenge 10.89
11. Recognition and Enforcement of Arbitral Awards
A. Background 11 01
(a) Introduction 11.01
(b) Performance of awards 11.07
(c) The general principles governing recognition and enforcement 11.18
(d) The difference between recognition and enforcement 11.20
(e) Place of recognition and enforcement 11.25
(f) Methods of recognition and enforcement 11.31
(g) Time limits 11.34
(h) Consequences of refusal of recognition or enforcement 11.35
(i) The role of the international conventions 11.36
B. Enforcement under the New York Convention 11.42
(a) Introduction 11.42
(b) Refusal of recognition and enforcement 11.55
(c) Grounds for refusal 11.63
(d) First ground for refusal: incapacity; invalid arbitration agreement 11.66
(e) Second ground: no proper notice of appointment of arbitrator
or of the proceedings; lack of due process 11.70
(f) Third ground: jurisdiction^ issues 11.76
(g) Fourth ground: composition of tribunal or procedure not
in accordance with arbitration agreement or the relevant law 11.80
(h) Fifth ground: award not binding, suspended, or set aside 11.85
(i) Arbitrability 11.99
(j) Public policy 11.103
C. Enforcement under the Washington Convention 11.121
D. Enforcement under Regional Conventions 11.125
(a) The European Convention of 1961 11.125
(b) The Moscow Convention 11.127
(c) The Panama Convention 11.130
(d) Other regional conventions 11.134
E. The Defence of State Immunity 11.135
(a) Jurisdictional immunity 11.138
(b) Immunity from execution 11.140
E Practical Considerations 11.151
(a) Enforcing under the New York Convention or a more
favourable treaty or local law 11.151
(b) Options open to the successful party: a checklist 11.162
(c) Options open to the unsuccessful party: a checklist 11.163
(d) The need for local advice 11.169
Index 681
|
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| id | DE-604.BV035505380 |
| illustrated | Not Illustrated |
| indexdate | 2024-07-09T21:39:07Z |
| institution | BVB |
| isbn | 9780199557189 9780199557196 |
| language | English |
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| physical | XLVII, 727 S. |
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| spelling | Redfern and Hunter on international arbitration Nigel Blackaby ; Constantine Partasides with Alan Redfern ; Martin Hunter International arbitration 5. ed., student version, 1. publ. Oxford [u.a.] Oxford Univ. Press 2009 XLVII, 727 S. txt rdacontent n rdamedia nc rdacarrier Arbitration and award, International Internationale Schiedsgerichtsbarkeit (DE-588)4162055-0 gnd rswk-swf Internationale Schiedsgerichtsbarkeit (DE-588)4162055-0 s DE-604 Blackaby, Nigel Sonstige oth Partasides, Constantine Sonstige oth Redfern, Alan Sonstige oth Hunter, Martin Sonstige oth Früher u.d.T. Redfern, Alan Law and practice of international commercial arbitration (DE-604)BV019351641 HBZ Datenaustausch application/pdf http://bvbr.bib-bvb.de:8991/F?func=service&doc_library=BVB01&local_base=BVB01&doc_number=017561533&sequence=000002&line_number=0001&func_code=DB_RECORDS&service_type=MEDIA Inhaltsverzeichnis HBZ Datenaustausch application/pdf http://bvbr.bib-bvb.de:8991/F?func=service&doc_library=BVB01&local_base=BVB01&doc_number=017561533&sequence=000004&line_number=0002&func_code=DB_RECORDS&service_type=MEDIA Inhaltsverzeichnis |
| spellingShingle | Redfern and Hunter on international arbitration Arbitration and award, International Internationale Schiedsgerichtsbarkeit (DE-588)4162055-0 gnd |
| subject_GND | (DE-588)4162055-0 |
| title | Redfern and Hunter on international arbitration |
| title_alt | International arbitration |
| title_auth | Redfern and Hunter on international arbitration |
| title_exact_search | Redfern and Hunter on international arbitration |
| title_full | Redfern and Hunter on international arbitration Nigel Blackaby ; Constantine Partasides with Alan Redfern ; Martin Hunter |
| title_fullStr | Redfern and Hunter on international arbitration Nigel Blackaby ; Constantine Partasides with Alan Redfern ; Martin Hunter |
| title_full_unstemmed | Redfern and Hunter on international arbitration Nigel Blackaby ; Constantine Partasides with Alan Redfern ; Martin Hunter |
| title_old | Redfern, Alan Law and practice of international commercial arbitration |
| title_short | Redfern and Hunter on international arbitration |
| title_sort | redfern and hunter on international arbitration |
| topic | Arbitration and award, International Internationale Schiedsgerichtsbarkeit (DE-588)4162055-0 gnd |
| topic_facet | Arbitration and award, International Internationale Schiedsgerichtsbarkeit |
| url | http://bvbr.bib-bvb.de:8991/F?func=service&doc_library=BVB01&local_base=BVB01&doc_number=017561533&sequence=000002&line_number=0001&func_code=DB_RECORDS&service_type=MEDIA http://bvbr.bib-bvb.de:8991/F?func=service&doc_library=BVB01&local_base=BVB01&doc_number=017561533&sequence=000004&line_number=0002&func_code=DB_RECORDS&service_type=MEDIA |
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