Financial markets regulation: a practitioner's perspective
Saved in:
| Other Authors: | |
|---|---|
| Format: | Book |
| Language: | English |
| Published: |
Basingstoke, Hampshire <<[u.a.]>>
Macmillan [u.a.]
1997
|
| Series: | Studies in regulation
|
| Subjects: | |
| Online Access: | Inhaltsverzeichnis |
| Physical Description: | XV, 246 S. graph. Darst. |
| ISBN: | 0333664604 031217473X |
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Record in the Search Index
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| adam_text | CONTENTS
List of contributors vii
List of abbreviations and acronyms ix
Foreword: The grounds for government s intervention in
financial markets regulation Quentin Davies xiii
Acknowledgments xv
I The assessment of financial regulation
Introduction
Financial regulation: From economic analysis to practical
experience Herve Dumez and Alain Jeunemaitre 3
1. The assessment of financial regulation from a regulator s
perspective Michael Blair 25
2. Financial regulation as the safeguard of balances in a global
context Pierre Fleuriot 33
3. Financial markets regulation: The role of a separate
competition authority Christopher Wright 40
II Financial innovation and markets regulation
4. The assessment of financial markets regulation
Patrick Stephan 75
5. Facing new regulatory challenges: The case of proprietary
trading systems Francois Champamaud 84
6. Regulatory efficiency: A market assessment Nick Weinreb 92
7. Efficiency and stability considerations in the design of
prudential ratios: Some reflections Christian de Boissieu 103
V
vi Contents
III Self regulatory issues
8. The emergence of a moral code of practice: The case of the
Takeover Panel T. Peter Lee 119
9. SFA s approach to regulation of investment business in the
UK equity markets Rosalind Wright 129
IV Fraud issues
10. Self-regulation and financial fraud Jacques Loubert 139
11. Legal aspects of financial fraud Paul Mitchard 155
V The European perspective
12. Regulatory arbitrage, harmonization and financial innovation
Christopher Cruickshank 173
13. Experiencing regulatory harmonization: The UK implementation
of the investment services directive Alistair Alcock 179
14. Some aspects of the Italian financial market and its
regulation Maria Armanno 192
VI An American perspective
15. The Securities and Exchange Commission and the publicly-held
company: An overview of the US regulatory system
Harvey L. Pitt 217
Index 241
|
| adam_txt |
CONTENTS
List of contributors vii
List of abbreviations and acronyms ix
Foreword: The grounds for government's intervention in
financial markets regulation Quentin Davies xiii
Acknowledgments xv
I The assessment of financial regulation
Introduction
Financial regulation: From economic analysis to practical
experience Herve Dumez and Alain Jeunemaitre 3
1. The assessment of financial regulation from a regulator's
perspective Michael Blair 25
2. Financial regulation as the safeguard of balances in a global
context Pierre Fleuriot 33
3. Financial markets regulation: The role of a separate
competition authority Christopher Wright 40
II Financial innovation and markets regulation
4. The assessment of financial markets regulation
Patrick Stephan 75
5. Facing new regulatory challenges: The case of proprietary
trading systems Francois Champamaud 84
6. Regulatory efficiency: A market assessment Nick Weinreb 92
7. Efficiency and stability considerations in the design of
prudential ratios: Some reflections Christian de Boissieu 103
V
vi Contents
III Self regulatory issues
8. The emergence of a moral code of practice: The case of the
Takeover Panel T. Peter Lee 119
9. SFA's approach to regulation of investment business in the
UK equity markets Rosalind Wright 129
IV Fraud issues
10. Self-regulation and financial fraud Jacques Loubert 139
11. Legal aspects of financial fraud Paul Mitchard 155
V The European perspective
12. Regulatory arbitrage, harmonization and financial innovation
Christopher Cruickshank 173
13. Experiencing regulatory harmonization: The UK implementation
of the investment services directive Alistair Alcock 179
14. Some aspects of the Italian financial market and its
regulation Maria Armanno 192
VI An American perspective
15. The Securities and Exchange Commission and the publicly-held
company: An overview of the US regulatory system
Harvey L. Pitt 217
Index 241 |
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| index_date | 2024-07-02T22:32:30Z |
| indexdate | 2024-07-09T21:23:45Z |
| institution | BVB |
| isbn | 0333664604 031217473X |
| language | English |
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| physical | XV, 246 S. graph. Darst. |
| publishDate | 1997 |
| publishDateSearch | 1997 |
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| publisher | Macmillan [u.a.] |
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| series2 | Studies in regulation |
| spelling | Financial markets regulation a practitioner's perspective ed. by Alain Jeunemaître Basingstoke, Hampshire <<[u.a.]>> Macmillan [u.a.] 1997 XV, 246 S. graph. Darst. txt rdacontent n rdamedia nc rdacarrier Studies in regulation Recht Financial services industry -- Law and legislation Jeunemaitre, Alain edt HBZ Datenaustausch application/pdf http://bvbr.bib-bvb.de:8991/F?func=service&doc_library=BVB01&local_base=BVB01&doc_number=016839544&sequence=000002&line_number=0001&func_code=DB_RECORDS&service_type=MEDIA Inhaltsverzeichnis |
| spellingShingle | Financial markets regulation a practitioner's perspective Recht Financial services industry -- Law and legislation |
| title | Financial markets regulation a practitioner's perspective |
| title_auth | Financial markets regulation a practitioner's perspective |
| title_exact_search | Financial markets regulation a practitioner's perspective |
| title_exact_search_txtP | Financial markets regulation a practitioner's perspective |
| title_full | Financial markets regulation a practitioner's perspective ed. by Alain Jeunemaître |
| title_fullStr | Financial markets regulation a practitioner's perspective ed. by Alain Jeunemaître |
| title_full_unstemmed | Financial markets regulation a practitioner's perspective ed. by Alain Jeunemaître |
| title_short | Financial markets regulation |
| title_sort | financial markets regulation a practitioner s perspective |
| title_sub | a practitioner's perspective |
| topic | Recht Financial services industry -- Law and legislation |
| topic_facet | Recht Financial services industry -- Law and legislation |
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