Legal principles in WTO disputes:
Saved in:
| Main Author: | |
|---|---|
| Format: | Book |
| Language: | English |
| Published: |
Cambridge [u.a.]
Cambridge Univ. Press
2008
|
| Edition: | 1. publ. |
| Series: | Cambridge studies in international and comparative law
|
| Subjects: | |
| Online Access: | Inhaltsverzeichnis |
| Physical Description: | LII, 308 S. |
| ISBN: | 9780521873260 |
Staff View
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Record in the Search Index
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| adam_text |
Detailed chapter outline
1
Introduction page
1
1.1
Beyond the ostensible
1
1.2
The nature of principles
7
1.2.1
Distinguishing principles from rules
7
1.2.2
Normative and descriptive aspects of
principles
10
1.2.3
Inherent uncertainty of legal texts
12
1.3
Need for principles in WTO disputes
15
1.3.1
Interpretation and evaluation
15
1.3.2
The WTO within the framework of public
international law
16
1.3.3
Problems with principles
21
1.4
Structure and content of the book
24
2
Principles of particular relevance to the WTO
31
2.1
Introduction
31
2.2
Principles of WTO law
32
2.2.1
Defining principles of WTO law
32
A. Principles derived from the WTO
agreements
32
B. Principles derived from judicial
decisions
34
2.2.2
Possible examples of principles of WTO law
35
A. Clues from Marrakesh and Doha:
a broad range of principles
35
B. Trade liberalisation,
non-discrimination, reciprocity
37
IX
DETAILED CHAPTER OUTLINE
2.3
Principles of customary international law
43
2.3.1
Introduction
43
2.3.2
Dissecting the meaning of customary
international law
45
A. What state practice counts?
45
B. Divergent state practice
47
С
Opinio
juris
49
2.3.3
Possible examples of relevant principles
of customary international law
51
A. Interpretative principles: in
dubio
miüus,
effectiveness
51
B.
The precautionary principle
55
2.4
General principles of law
57
2.4.1
Introduction
57
2.4.2
Significance of general principles of law
58
A. Theoretical approaches to identifying
general principles of law
58
B. Identification and use of general
principles of law in the ICJ and PCIJ
61
2.4.3
Possible examples of relevant general
principles of law
64
2.5
Conclusion
66
Legal basis for using principles in WTO disputes
67
3.1
Introduction
67
3.2
Using principles to interpret WTO provisions
68
3.2.1
Introduction
68
3.2.2
Theories of interpretation and their
relationship to principles
68
3.2.3
Relevance of principles in interpreting
the WTO agreements
72
A. Article
3.2
of the
DSU 72
B.
VCLT Articles
31
and
32 75
(i) Introduction
75
(ii) Good faith and ordinary or
special meaning:
Article
31(1), (4) 77
(iii)
Context, object and purpose:
Article
31(1), (2) 79
DETAILED CHAPTER OUTLINE
Xl
(iv)
Relevant rules of international
law: Article 31(3)(c)
81
(v) Supplementary means of
interpretation: Article
32 84
С
WTO agreements as a constituent
instrument or a constitution
85
3.3
Using principles to resolve WTO disputes: beyond
interpretation
88
3.3.1
Introduction
88
3.3.2
Subject-matter jurisdiction of WTO
Tribunals: principles as claims?
89
3.3.3
Principles as applicable law in WTO
disputes
93
3.3.4
Principles within the inherent
jurisdiction of WTO Tribunals
97
A. WTO Tribunals have inherent
jurisdiction
97
B. Scope of the inherent jurisdiction
of WTO Tribunals
99
C. Using principles through inherent
jurisdiction
102
3.4
Conclusion
103
Good faith
107
4.1
Introduction
107
4.2
Good faith in international law outside the WTO
108
4.2.1
A general principle of law
108
4.2.2
A principle of customary international law
110
4.2.3
Towards a definition of good faith
112
4.2.4
Particularisations of good faith
114
A. Performance of treaties:
pacta
sunt
servanda
114
B.
Interpretation of treaties:
VCLT Article
31(1} 116
C. Estoppel
117
D. Abuse of rights
119
4.3
Using good faith in WTO disputes
121
4.3.1
Good faith as a principle of WTO law
121
4.3.2
Procedural implications of good faith
123
XU
DETAILED CHAPTER OUTLINE
A. Engaging in dispute settlement
procedures
(DSU
Article
3.10) 123
B. Resorting to dispute settlement
(DSU
Articles
3.7, 23) 126
С
Good faith and inherent
jurisdiction: estoppel
127
4.3.3
Substantive implications of good faith
133
A. Performance of WTO obligations:
pacta
sunt
servanda
133
B.
Non-violation complaints
138
C.
General exceptions and abuse
of rights
140
4.4
Conclusion
143
5
Due process
145
5.1
Introduction
145
5.2
Due process as a principle
146
5.2.1
A general principle of law
146
5.2.2
A principle of customary international law
149
5.2.3
A principle of WTO law
153
A. Due process before WTO Tribunals
153
B. Members' obligations to accord
due process
157
5.3
Using due process in WTO disputes
160
5.3.1
Ensuring due process before WTO
Tribunals
160
A Panel compliance with due
process
(DSU
Articles
11, 12.7) 160
(i) Introduction
160
(ii) The matter before the panel
(hearing rule)
161
(in) Objective assessment
(bias and no evidence rules)
164
B. Due process and inherent
jurisdiction
166
5.3.2
Understanding Members' obligations
to accord due process
169
A. Fair administration
(GATT
Article X:3(a))
169
(i) Introduction
169
DETAILED CHAPTER OUTLINE
Xlii
(ii) Uniformity, impartiality, and
reasonableness
170
(iii)
Consistency with WTO law
and domestic law
172
B. General exceptions
(GATT
Article XX)
173
5.4
Conclusion
175
Proportionality
177
6.1
Introduction
177
6.2
Proportionality as a principle for balancing
competing interests
184
6.2.1
A general principle of law
184
A. Proportionality in domestic
legal systems
185
B. Proportionality in international
legal systems
188
6.2.2
Principle of WTO law
190
A. Exceptions to general obligations
-
GATT
1994
Article XX
191
B. Positive obligations on Members
-
the SPS and TBT Agreements
193
6.3
Using proportionality in WTO disputes to
balance competing interests
195
6.3.1
GATT
1994
Article XX
196
A. Measures that are 'necessary'
197
B. Measures that are 'related to'
199
6.3.2
The SPS and TBT Agreements
200
6.4
Proportionality as a principle in assessing
remedies
202
6.4.1
A general principle of law: crime and
punishment
202
6.4.2
A principle of customary international
law: countermeasures for wrongful acts
207
6.4.3
A principle of WTO law
210
A Introduction
210
B. Multilateral remedies for WTO
violations
211
C. Unilateral remedies for certain
other conduct
215
6.4.4
Conclusion
217
XIV
DETAILED CHAPTER OUTLINE
6.5
Using proportionality for assessing remedies in
WTO disputes
218
6.5.1
Multilateral remedies
218
A. General WTO violations
218
(i) Understanding the purpose
of suspending concessions
218
(ii) Claims based on
disproportionality
220
(iii)
Interpreting 'nullification
or impairment'
220
B. Actionable and prohibited subsidies
224
6.5.2
Interpreting provisions on unilateral
remedies
228
A. Proportionality and anti-dumping
228
B. Proportionality and safeguards
231
6.6
Conclusion
236
7
Special and differential treatment
238
7.1
Introduction
238
7.2
Special and differential treatment as a principle
of
WIO
law
239
7.2.1
Special and differential treatment in
GATT/WTO
240
7.2.2
Non-discrimination and special and
differential treatment
244
7.3
Potential difficulties with special and differential
treatment
245
7.3.1
Value of S&D to developing countries
245
7.3.2
Distinguishing between developing
countries
248
7.3.3
Conflicting developing country interests
253
7.4
Using special and differential treatment in
WTO disputes
256
7.4.1
S&D and WTO Tribunals' inherent
jurisdiction regarding procedural matters
256
7.4.2
S&D in interpreting the WTO agreements
259
A. Significance of S&D: a 'mere'
exception?
259
B. S&D as an interpretative principle
262
7.5
Conclusion
265
DETAILED CHAPTER OUTLINE XV
Conclusion
267
8.1
A principled approach
267
8.2
Summary of the book
269
8.3
The future of principles
272 |
| adam_txt |
Detailed chapter outline
1
Introduction page
1
1.1
Beyond the ostensible
1
1.2
The nature of principles
7
1.2.1
Distinguishing principles from rules
7
1.2.2
Normative and descriptive aspects of
principles
10
1.2.3
Inherent uncertainty of legal texts
12
1.3
Need for principles in WTO disputes
15
1.3.1
Interpretation and evaluation
15
1.3.2
The WTO within the framework of public
international law
16
1.3.3
Problems with principles
21
1.4
Structure and content of the book
24
2
Principles of particular relevance to the WTO
31
2.1
Introduction
31
2.2
Principles of WTO law
32
2.2.1
Defining principles of WTO law
32
A. Principles derived from the WTO
agreements
32
B. Principles derived from judicial
decisions
34
2.2.2
Possible examples of principles of WTO law
35
A. Clues from Marrakesh and Doha:
a broad range of principles
35
B. Trade liberalisation,
non-discrimination, reciprocity
37
IX
DETAILED CHAPTER OUTLINE
2.3
Principles of customary international law
43
2.3.1
Introduction
43
2.3.2
Dissecting the meaning of customary
international law
45
A. What state practice counts?
45
B. Divergent state practice
47
С
Opinio
juris
49
2.3.3
Possible examples of relevant principles
of customary international law
51
A. Interpretative principles: in
dubio
miüus,
effectiveness
51
B.
The precautionary principle
55
2.4
General principles of law
57
2.4.1
Introduction
57
2.4.2
Significance of general principles of law
58
A. Theoretical approaches to identifying
general principles of law
58
B. Identification and use of general
principles of law in the ICJ and PCIJ
61
2.4.3
Possible examples of relevant general
principles of law
64
2.5
Conclusion
66
Legal basis for using principles in WTO disputes
67
3.1
Introduction
67
3.2
Using principles to interpret WTO provisions
68
3.2.1
Introduction
68
3.2.2
Theories of interpretation and their
relationship to principles
68
3.2.3
Relevance of principles in interpreting
the WTO agreements
72
A. Article
3.2
of the
DSU 72
B.
VCLT Articles
31
and
32 75
(i) Introduction
75
(ii) Good faith and ordinary or
special meaning:
Article
31(1), (4) 77
(iii)
Context, object and purpose:
Article
31(1), (2) 79
DETAILED CHAPTER OUTLINE
Xl
(iv)
Relevant rules of international
law: Article 31(3)(c)
81
(v) Supplementary means of
interpretation: Article
32 84
С
WTO agreements as a constituent
instrument or a constitution
85
3.3
Using principles to resolve WTO disputes: beyond
interpretation
88
3.3.1
Introduction
88
3.3.2
Subject-matter jurisdiction of WTO
Tribunals: principles as claims?
89
3.3.3
Principles as applicable law in WTO
disputes
93
3.3.4
Principles within the inherent
jurisdiction of WTO Tribunals
97
A. WTO Tribunals have inherent
jurisdiction
97
B. Scope of the inherent jurisdiction
of WTO Tribunals
99
C. Using principles through inherent
jurisdiction
102
3.4
Conclusion
103
Good faith
107
4.1
Introduction
107
4.2
Good faith in international law outside the WTO
108
4.2.1
A general principle of law
108
4.2.2
A principle of customary international law
110
4.2.3
Towards a definition of good faith
112
4.2.4
Particularisations of good faith
114
A. Performance of treaties:
pacta
sunt
servanda
114
B.
Interpretation of treaties:
VCLT Article
31(1} 116
C. Estoppel
117
D. Abuse of rights
119
4.3
Using good faith in WTO disputes
121
4.3.1
Good faith as a principle of WTO law
121
4.3.2
Procedural implications of good faith
123
XU
DETAILED CHAPTER OUTLINE
A. Engaging in dispute settlement
procedures
(DSU
Article
3.10) 123
B. Resorting to dispute settlement
(DSU
Articles
3.7, 23) 126
С
Good faith and inherent
jurisdiction: estoppel
127
4.3.3
Substantive implications of good faith
133
A. Performance of WTO obligations:
pacta
sunt
servanda
133
B.
Non-violation complaints
138
C.
General exceptions and abuse
of rights
140
4.4
Conclusion
143
5
Due process
145
5.1
Introduction
145
5.2
Due process as a principle
146
5.2.1
A general principle of law
146
5.2.2
A principle of customary international law
149
5.2.3
A principle of WTO law
153
A. Due process before WTO Tribunals
153
B. Members' obligations to accord
due process
157
5.3
Using due process in WTO disputes
160
5.3.1
Ensuring due process before WTO
Tribunals
160
A Panel compliance with due
process
(DSU
Articles
11, 12.7) 160
(i) Introduction
160
(ii) The matter before the panel
(hearing rule)
161
(in) Objective assessment
(bias and no evidence rules)
164
B. Due process and inherent
jurisdiction
166
5.3.2
Understanding Members' obligations
to accord due process
169
A. Fair administration
(GATT
Article X:3(a))
169
(i) Introduction
169
DETAILED CHAPTER OUTLINE
Xlii
(ii) Uniformity, impartiality, and
reasonableness
170
(iii)
Consistency with WTO law
and domestic law
172
B. General exceptions
(GATT
Article XX)
173
5.4
Conclusion
175
Proportionality
177
6.1
Introduction
177
6.2
Proportionality as a principle for balancing
competing interests
184
6.2.1
A general principle of law
184
A. Proportionality in domestic
legal systems
185
B. Proportionality in international
legal systems
188
6.2.2
Principle of WTO law
190
A. Exceptions to general obligations
-
GATT
1994
Article XX
191
B. Positive obligations on Members
-
the SPS and TBT Agreements
193
6.3
Using proportionality in WTO disputes to
balance competing interests
195
6.3.1
GATT
1994
Article XX
196
A. Measures that are 'necessary'
197
B. Measures that are 'related to'
199
6.3.2
The SPS and TBT Agreements
200
6.4
Proportionality as a principle in assessing
remedies
202
6.4.1
A general principle of law: crime and
punishment
202
6.4.2
A principle of customary international
law: countermeasures for wrongful acts
207
6.4.3
A principle of WTO law
210
A Introduction
210
B. Multilateral remedies for WTO
violations
211
C. Unilateral remedies for certain
other conduct
215
6.4.4
Conclusion
217
XIV
DETAILED CHAPTER OUTLINE
6.5
Using proportionality for assessing remedies in
WTO disputes
218
6.5.1
Multilateral remedies
218
A. General WTO violations
218
(i) Understanding the purpose
of suspending concessions
218
(ii) Claims based on
disproportionality
220
(iii)
Interpreting 'nullification
or impairment'
220
B. Actionable and prohibited subsidies
224
6.5.2
Interpreting provisions on unilateral
remedies
228
A. Proportionality and anti-dumping
228
B. Proportionality and safeguards
231
6.6
Conclusion
236
7
Special and differential treatment
238
7.1
Introduction
238
7.2
Special and differential treatment as a principle
of
WIO
law
239
7.2.1
Special and differential treatment in
GATT/WTO
240
7.2.2
Non-discrimination and special and
differential treatment
244
7.3
Potential difficulties with special and differential
treatment
245
7.3.1
Value of S&D to developing countries
245
7.3.2
Distinguishing between developing
countries
248
7.3.3
Conflicting developing country interests
253
7.4
Using special and differential treatment in
WTO disputes
256
7.4.1
S&D and WTO Tribunals' inherent
jurisdiction regarding procedural matters
256
7.4.2
S&D in interpreting the WTO agreements
259
A. Significance of S&D: a 'mere'
exception?
259
B. S&D as an interpretative principle
262
7.5
Conclusion
265
DETAILED CHAPTER OUTLINE XV
Conclusion
267
8.1
A principled approach
267
8.2
Summary of the book
269
8.3
The future of principles
272 |
| any_adam_object | 1 |
| any_adam_object_boolean | 1 |
| author | Mitchell, Andrew D. 1974- |
| author_GND | (DE-588)141524812 |
| author_facet | Mitchell, Andrew D. 1974- |
| author_role | aut |
| author_sort | Mitchell, Andrew D. 1974- |
| author_variant | a d m ad adm |
| building | Verbundindex |
| bvnumber | BV023087957 |
| callnumber-first | K - Law |
| callnumber-label | K4610 |
| callnumber-raw | K4610 |
| callnumber-search | K4610 |
| callnumber-sort | K 44610 |
| callnumber-subject | K - General Law |
| classification_rvk | PR 2353 |
| ctrlnum | (OCoLC)183147966 (DE-599)BVBBV023087957 |
| dewey-full | 382/.92 343.087 |
| dewey-hundreds | 300 - Social sciences |
| dewey-ones | 382 - International commerce (Foreign trade) 343 - Military, tax, trade & industrial law |
| dewey-raw | 382/.92 343.087 |
| dewey-search | 382/.92 343.087 |
| dewey-sort | 3382 292 |
| dewey-tens | 380 - Commerce, communications, transportation 340 - Law |
| discipline | Rechtswissenschaft Wirtschaftswissenschaften |
| discipline_str_mv | Rechtswissenschaft Wirtschaftswissenschaften |
| edition | 1. publ. |
| format | Book |
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| id | DE-604.BV023087957 |
| illustrated | Not Illustrated |
| index_date | 2024-07-02T19:39:57Z |
| indexdate | 2025-04-15T12:18:18Z |
| institution | BVB |
| isbn | 9780521873260 |
| language | English |
| oai_aleph_id | oai:aleph.bib-bvb.de:BVB01-016290864 |
| oclc_num | 183147966 |
| open_access_boolean | |
| owner | DE-355 DE-BY-UBR DE-739 DE-29 DE-M382 |
| owner_facet | DE-355 DE-BY-UBR DE-739 DE-29 DE-M382 |
| physical | LII, 308 S. |
| publishDate | 2008 |
| publishDateSearch | 2008 |
| publishDateSort | 2008 |
| publisher | Cambridge Univ. Press |
| record_format | marc |
| series2 | Cambridge studies in international and comparative law |
| spelling | Mitchell, Andrew D. 1974- Verfasser (DE-588)141524812 aut Legal principles in WTO disputes Andrew D. Mitchell 1. publ. Cambridge [u.a.] Cambridge Univ. Press 2008 LII, 308 S. txt rdacontent n rdamedia nc rdacarrier Cambridge studies in international and comparative law World Trade Organization World Trade Organization (DE-588)2145784-0 gnd rswk-swf Internationaal handelsrecht gtt Internationale arbitrage gtt World Trade Organization gtt Recht Dispute resolution (Law) Foreign trade regulation Tariff Law and legislation Rechtsgrundsatz (DE-588)4128346-6 gnd rswk-swf Streiterledigung (DE-588)4183641-8 gnd rswk-swf World Trade Organization (DE-588)2145784-0 b Streiterledigung (DE-588)4183641-8 s Rechtsgrundsatz (DE-588)4128346-6 s DE-604 Digitalisierung UB Regensburg application/pdf http://bvbr.bib-bvb.de:8991/F?func=service&doc_library=BVB01&local_base=BVB01&doc_number=016290864&sequence=000002&line_number=0001&func_code=DB_RECORDS&service_type=MEDIA Inhaltsverzeichnis |
| spellingShingle | Mitchell, Andrew D. 1974- Legal principles in WTO disputes World Trade Organization World Trade Organization (DE-588)2145784-0 gnd Internationaal handelsrecht gtt Internationale arbitrage gtt World Trade Organization gtt Recht Dispute resolution (Law) Foreign trade regulation Tariff Law and legislation Rechtsgrundsatz (DE-588)4128346-6 gnd Streiterledigung (DE-588)4183641-8 gnd |
| subject_GND | (DE-588)2145784-0 (DE-588)4128346-6 (DE-588)4183641-8 |
| title | Legal principles in WTO disputes |
| title_auth | Legal principles in WTO disputes |
| title_exact_search | Legal principles in WTO disputes |
| title_exact_search_txtP | Legal principles in WTO disputes |
| title_full | Legal principles in WTO disputes Andrew D. Mitchell |
| title_fullStr | Legal principles in WTO disputes Andrew D. Mitchell |
| title_full_unstemmed | Legal principles in WTO disputes Andrew D. Mitchell |
| title_short | Legal principles in WTO disputes |
| title_sort | legal principles in wto disputes |
| topic | World Trade Organization World Trade Organization (DE-588)2145784-0 gnd Internationaal handelsrecht gtt Internationale arbitrage gtt World Trade Organization gtt Recht Dispute resolution (Law) Foreign trade regulation Tariff Law and legislation Rechtsgrundsatz (DE-588)4128346-6 gnd Streiterledigung (DE-588)4183641-8 gnd |
| topic_facet | World Trade Organization Internationaal handelsrecht Internationale arbitrage Recht Dispute resolution (Law) Foreign trade regulation Tariff Law and legislation Rechtsgrundsatz Streiterledigung |
| url | http://bvbr.bib-bvb.de:8991/F?func=service&doc_library=BVB01&local_base=BVB01&doc_number=016290864&sequence=000002&line_number=0001&func_code=DB_RECORDS&service_type=MEDIA |
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