The changing governance of the sciences: the advent of research evaluation systems
Saved in:
| Format: | Book |
|---|---|
| Language: | English |
| Published: |
Dordrecht
Springer
2007
|
| Series: | Sociology of the Sciences Yearbook
26 |
| Subjects: | |
| Online Access: | Inhaltsverzeichnis |
| Physical Description: | XIII, 271 S. graph. Darst. |
| ISBN: | 9781402067457 1402067453 9781402067464 |
Staff View
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| adam_text | TABLE
OF
CONTENTS
List of Contributors
.................................................................................................xiii
Introduction
Chapter
1
Changing Governance of the Public Sciences: The Consequences
of Establishing Research Evaluation Systems for Knowledge
Production in Different Countries and Scientific Fields
......................3
Richard Whitley
Introduction
..........................................................................................3
Characteristics of Research Evaluation Systems and their
Consequences
...........................................................................6
The Consequences of Strong Research Evaluation Systems
in Different Public Science Systems
.......................................10
The Effects of Strong Research Evaluation Systems
on Different Kinds of Scientific Fields
...................................19
Conclusions
........................................................................................24
References
.........................................................................................25
Universities as Strategic Actors: State Delegation and Changing
Patterns of Evaluation
Chapter
2
The Visible Hand versus the Invisible Hand: The Allocation
of Research Resources in Swedish Universities
.................................31
Lars Engwall and
Thorsten
Nybom
Introduction
........................................................................................31
Institutional Control
...........................................................................32
Entry Control
..........................................................................32
Institutional Rules
...................................................................34
Conclusions
............................................................................37
Input Control
......................................................................................37
Screening of Candidates
.........................................................37
Allocation Procedures
.............................................................38
Conclusions
............................................................................42
Output Control
...................................................................................43
Conclusions
........................................................................................45
References
.........................................................................................47
vn
viii
Table of Contents
Chapter
3
Prospective and Retrospective Evaluation Systems
in Context: Insights from Japan:
.......................................................51
Robert Kneller
Introduction
........................................................................................51
University Research and Prospective Peer Review
...........................52
The University Research System
............................................52
The Organisation of University Research and the
Academic Reward Systems
.........................................54
Research Funding and Prospective Peer Review
....................55
The Advent of Retrospective Research Evaluation
............................66
Final Remarks
....................................................................................69
References
..........................................................................................70
Appendix
............................................................................................72
Chapter
4
Elite Through Rankings
-
The Emergence of the Enterprising
University
...........................................................................................75
Peter
Weingart
and
Sabine Maasen
Enterprising University Ahead?
.........................................................75
Universities: Elements of Organisational Actorhood
.........................77
Becoming an Entrepreneurial Actor: Elite Universities
.....................80
Displaying the Entrepreneurial Actor: University Rankings
..............83
Enterprising University in the Audit Society
.....................................94
References
..........................................................................................98
Chapter
5
The Social Construction of Bibliometric Evaluations
......................101
Jochen Gläser
and Grit
Laudei
A Constructivist Approach to Bibliometric Evaluation Tools
.........101
The Modalities of Bibliometric Evaluation Methods
.......................102
Marketing by Dropping Modalities
..................................................105
The Demand for Modality-free Bibliometric Evaluations
...............108
Working on Modalities
....................................................................112
Amateur Bibliometrics
.....................................................................116
Conclusions
......................................................................................118
References
........................................................................................120
Weak and Strong Research Evaluation Systems
Chapter
6
Evaluation Without Evaluators: The Impact of Funding
Formulae on Australian University Research
..................................127
Jochen Gläser
and Grit
Laudei
The Elusive Effects of Research Evaluation Systems
......................127
Approach
..........................................................................................129
Table of Contents
ix
Research Strategy
-
the Challenge of Causal Attribution
.....129
Methodology and Methods
—
the Challenge
of Empirical Identification
.........................................132
Adaptations to a Strong Research Evaluation System
.....................136
The Situation of Universities
................................................136
Adaptation to the Research Funding Environment
...............138
Consequences for Academics
...............................................140
Adaptation by Academics
.....................................................142
Changes in Knowledge Production
.......................................145
Intended and Unintended Effects of Strong RES
............................146
References
........................................................................................149
Chapter
7
The Basic State of Research in Germany: Conditions
of Knowledge Production Pre-Evaluation
.......................................153
Stefan
Lange
Introduction
......................................................................................153
The Changing Governance of Academic Research in Germany
.......154
University and Faculty Evaluation and Steering of Research
..........157
Academic Responses to the Changing Context of Research
............160
Time
......................................................................................160
Funding
.................................................................................161
Evaluationsand
Incentive Schemes
......................................163
Profile-building
.....................................................................164
Adaptation Patterns
...............................................................165
Concluding Remarks
........................................................................168
References
........................................................................................169
Chapter
8
Research Evaluation as Organisational Development: The Work
of the Academic Advisory Council in Lower Saxony (FRG)
.........171
Christof Schiene
and
Uwe Schimank
Introduction
......................................................................................171
Procedure
.........................................................................................173
Research Ideals
................................................................................177
Effects
..............................................................................................184
References
........................................................................................188
Chapter
9
Interfering Governance and Emerging Centres of Control:
University Research Evaluation in the Netherlands
........................191
Barend
van
der Meulen
Introduction
......................................................................................191
Episode
1:
The Construction of an Evaluation
.................................193
Episode
2:
Construction of an Evaluation Object and Centres
of Control
..............................................................................195
x
Table of Contents
Episode
3:
Standardisation, Comparability and Second Order
Dynamics
..............................................................................197
Conclusions
......................................................................................200
References
........................................................................................202
Appendix
..........................................................................................203
Chapter
10
Research Evaluation in Transition: Individual versus
Organisational Assessment in Spain
................................................205
Laura Cruz-Castro and
Luis Sanz-Menéndez
Introduction
......................................................................................205
The Academic System: Governance and Funding
...........................207
Size and Governance
............................................................207
Funding
.................................................................................209
Institutionalisation Processes and Characteristics of the
Spanish RES
.........................................................................211
Institutional Arrangements of the Research Evaluation
System (RES)
............................................................212
The National Agency for Evaluation and Foresight
.............212
The National Commission for the Evaluation of Research
Activity
......................................................................214
New Developments in the Spanish RES
...............................215
Feedback Effects Between Evaluation and Research Systems
........218
References
........................................................................................221
Chapter
11
Death by Peer Review?: The Impact of Results-Oriented
Management in U.S. Research
........................................................225
Susan E. Cozzens
Analytic Frameworks
.......................................................................226
The U.S. Public Research System
....................................................229
Forms of Funding
.............................................................................231
Types of Research Evaluation Systems
...........................................232
Mission Agency Example
.....................................................233
Basic Research Agency Changes
.........................................235
Consequences
...................................................................................236
The Benefits of Competition
................................................236
Interdisciplinary
..................................................................237
Short-termism
......................................................................238
Strategic Alignment
.............................................................238
Open Windows
....................................................................239
Conclusions
......................................................................................240
References
........................................................................................241
Table of Contents
xi
Concluding Reflections
Chapter
12
The Social Orders of Research Evaluation Systems
........................245
Jochen Gläser
A Sociological Approach to Research Evaluation
...........................245
The Problem of Governing Science
.................................................246
The Place of RES in the Governance by Social Orders
...................249
Three Rationales for RES
.....................................................249
Intrusive RES
........................................................................252
Competitive RES
..................................................................254
Responses by Universities
....................................................256
The Interactions of Hierarchies and Competitions
with Scientific Communities
................................................258
Success and Possible Failures of RES
..................................258
Competition Failure of Quasi-market RES
........................259
Hierarchy Failure of Intrusive RES
....................................262
Incentives for Future Research
.........................................................263
References
........................................................................................264
Author Index
...........................................................................................................267
|
| adam_txt |
TABLE
OF
CONTENTS
List of Contributors
.xiii
Introduction
Chapter
1
Changing Governance of the Public Sciences: The Consequences
of Establishing Research Evaluation Systems for Knowledge
Production in Different Countries and Scientific Fields
.3
Richard Whitley
Introduction
.3
Characteristics of Research Evaluation Systems and their
Consequences
.6
The Consequences of Strong Research Evaluation Systems
in Different Public Science Systems
.10
The Effects of Strong Research Evaluation Systems
on Different Kinds of Scientific Fields
.19
Conclusions
.24
References
.25
Universities as Strategic Actors: State Delegation and Changing
Patterns of Evaluation
Chapter
2
The Visible Hand versus the Invisible Hand: The Allocation
of Research Resources in Swedish Universities
.31
Lars Engwall and
Thorsten
Nybom
Introduction
.31
Institutional Control
.32
Entry Control
.32
Institutional Rules
.34
Conclusions
.37
Input Control
.37
Screening of Candidates
.37
Allocation Procedures
.38
Conclusions
.42
Output Control
.43
Conclusions
.45
References
.47
vn
viii
Table of Contents
Chapter
3
Prospective and Retrospective Evaluation Systems
in Context: Insights from Japan:
.51
Robert Kneller
Introduction
.51
University Research and Prospective Peer Review
.52
The University Research System
.52
The Organisation of University Research and the
Academic Reward Systems
.54
Research Funding and Prospective Peer Review
.55
The Advent of Retrospective Research Evaluation
.66
Final Remarks
.69
References
.70
Appendix
.72
Chapter
4
Elite Through Rankings
-
The Emergence of the Enterprising
University
.75
Peter
Weingart
and
Sabine Maasen
Enterprising University Ahead?
.75
Universities: Elements of Organisational Actorhood
.77
Becoming an Entrepreneurial Actor: Elite Universities
.80
Displaying the Entrepreneurial Actor: University Rankings
.83
Enterprising University in the Audit Society
.94
References
.98
Chapter
5
The Social Construction of Bibliometric Evaluations
.101
Jochen Gläser
and Grit
Laudei
A Constructivist Approach to Bibliometric Evaluation Tools
.101
The Modalities of Bibliometric Evaluation Methods
.102
Marketing by Dropping Modalities
.105
The Demand for Modality-free Bibliometric Evaluations
.108
Working on Modalities
.112
Amateur Bibliometrics
.116
Conclusions
.118
References
.120
Weak and Strong Research Evaluation Systems
Chapter
6
Evaluation Without Evaluators: The Impact of Funding
Formulae on Australian University Research
.127
Jochen Gläser
and Grit
Laudei
The Elusive Effects of Research Evaluation Systems
.127
Approach
.129
Table of Contents
ix
Research Strategy
-
the Challenge of Causal Attribution
.129
Methodology and Methods
—
the Challenge
of Empirical Identification
.132
Adaptations to a Strong Research Evaluation System
.136
The Situation of Universities
.136
Adaptation to the Research Funding Environment
.138
Consequences for Academics
.140
Adaptation by Academics
.142
Changes in Knowledge Production
.145
Intended and Unintended Effects of Strong RES
.146
References
.149
Chapter
7
The Basic State of Research in Germany: Conditions
of Knowledge Production Pre-Evaluation
.153
Stefan
Lange
Introduction
.153
The Changing Governance of Academic Research in Germany
.154
University and Faculty Evaluation and Steering of Research
.157
Academic Responses to the Changing Context of Research
.160
Time
.160
Funding
.161
Evaluationsand
Incentive Schemes
.163
Profile-building
.164
Adaptation Patterns
.165
Concluding Remarks
.168
References
.169
Chapter
8
Research Evaluation as Organisational Development: The Work
of the Academic Advisory Council in Lower Saxony (FRG)
.171
Christof Schiene
and
Uwe Schimank
Introduction
.171
Procedure
.173
Research Ideals
.177
Effects
.184
References
.188
Chapter
9
Interfering Governance and Emerging Centres of Control:
University Research Evaluation in the Netherlands
.191
Barend
van
der Meulen
Introduction
.191
Episode
1:
The Construction of an Evaluation
.193
Episode
2:
Construction of an Evaluation Object and Centres
of Control
.195
x
Table of Contents
Episode
3:
Standardisation, Comparability and Second Order
Dynamics
.197
Conclusions
.200
References
.202
Appendix
.203
Chapter
10
Research Evaluation in Transition: Individual versus
Organisational Assessment in Spain
.205
Laura Cruz-Castro and
Luis Sanz-Menéndez
Introduction
.205
The Academic System: Governance and Funding
.207
Size and Governance
.207
Funding
.209
Institutionalisation Processes and Characteristics of the
Spanish RES
.211
Institutional Arrangements of the Research Evaluation
System (RES)
.212
The National Agency for Evaluation and Foresight
.212
The National Commission for the Evaluation of Research
Activity
.214
New Developments in the Spanish RES
.215
Feedback Effects Between Evaluation and Research Systems
.218
References
.221
Chapter
11
Death by Peer Review?: The Impact of Results-Oriented
Management in U.S. Research
.225
Susan E. Cozzens
Analytic Frameworks
.226
The U.S. Public Research System
.229
Forms of Funding
.231
Types of Research Evaluation Systems
.232
Mission Agency Example
.233
Basic Research Agency Changes
.235
Consequences
.236
The Benefits of Competition
.236
Interdisciplinary
.237
Short-termism
.238
Strategic Alignment
.238
Open Windows
.239
Conclusions
.240
References
.241
Table of Contents
xi
Concluding Reflections
Chapter
12
The Social Orders of Research Evaluation Systems
.245
Jochen Gläser
A Sociological Approach to Research Evaluation
.245
The Problem of Governing Science
.246
The Place of RES in the Governance by Social Orders
.249
Three Rationales for RES
.249
Intrusive RES
.252
Competitive RES
.254
Responses by Universities
.256
The Interactions of Hierarchies and Competitions
with Scientific Communities
.258
Success and Possible Failures of RES
.258
'Competition Failure' of Quasi-market RES
.259
'Hierarchy Failure' of Intrusive RES
.262
Incentives for Future Research
.263
References
.264
Author Index
.267 |
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| series | Sociology of the Sciences Yearbook |
| series2 | Sociology of the Sciences Yearbook |
| spelling | The changing governance of the sciences the advent of research evaluation systems ed. by Richard Whitley ... Dordrecht Springer 2007 XIII, 271 S. graph. Darst. txt rdacontent n rdamedia nc rdacarrier Sociology of the Sciences Yearbook 26 Universität (DE-588)4061778-6 gnd rswk-swf Evaluation (DE-588)4071034-8 gnd rswk-swf (DE-588)1071861417 Konferenzschrift 2005 Bielefeld gnd-content Universität (DE-588)4061778-6 s Evaluation (DE-588)4071034-8 s DE-604 Whitley, Richard 1944- Sonstige (DE-588)128863579 oth Sociology of the Sciences Yearbook 26 (DE-604)BV000000718 26 Digitalisierung UB Bamberg application/pdf http://bvbr.bib-bvb.de:8991/F?func=service&doc_library=BVB01&local_base=BVB01&doc_number=016227040&sequence=000002&line_number=0001&func_code=DB_RECORDS&service_type=MEDIA Inhaltsverzeichnis |
| spellingShingle | The changing governance of the sciences the advent of research evaluation systems Sociology of the Sciences Yearbook Universität (DE-588)4061778-6 gnd Evaluation (DE-588)4071034-8 gnd |
| subject_GND | (DE-588)4061778-6 (DE-588)4071034-8 (DE-588)1071861417 |
| title | The changing governance of the sciences the advent of research evaluation systems |
| title_auth | The changing governance of the sciences the advent of research evaluation systems |
| title_exact_search | The changing governance of the sciences the advent of research evaluation systems |
| title_exact_search_txtP | The changing governance of the sciences the advent of research evaluation systems |
| title_full | The changing governance of the sciences the advent of research evaluation systems ed. by Richard Whitley ... |
| title_fullStr | The changing governance of the sciences the advent of research evaluation systems ed. by Richard Whitley ... |
| title_full_unstemmed | The changing governance of the sciences the advent of research evaluation systems ed. by Richard Whitley ... |
| title_short | The changing governance of the sciences |
| title_sort | the changing governance of the sciences the advent of research evaluation systems |
| title_sub | the advent of research evaluation systems |
| topic | Universität (DE-588)4061778-6 gnd Evaluation (DE-588)4071034-8 gnd |
| topic_facet | Universität Evaluation Konferenzschrift 2005 Bielefeld |
| url | http://bvbr.bib-bvb.de:8991/F?func=service&doc_library=BVB01&local_base=BVB01&doc_number=016227040&sequence=000002&line_number=0001&func_code=DB_RECORDS&service_type=MEDIA |
| volume_link | (DE-604)BV000000718 |
| work_keys_str_mv | AT whitleyrichard thechanginggovernanceofthesciencestheadventofresearchevaluationsystems |