Concurrent proceedings in competition law: procedure, evidence and remedies
Saved in:
| Main Author: | |
|---|---|
| Format: | Book |
| Language: | English |
| Published: |
Oxford [u.a.]
Oxford Univ. Press
2004
|
| Edition: | 1. publ. |
| Subjects: | |
| Online Access: | Inhaltsverzeichnis |
| Physical Description: | LVII, 500 S. |
| ISBN: | 0199273790 |
Staff View
MARC
| LEADER | 00000nam a2200000zc 4500 | ||
|---|---|---|---|
| 001 | BV021409737 | ||
| 003 | DE-604 | ||
| 005 | 20071009 | ||
| 007 | t | ||
| 008 | 060216s2004 xxk |||| 00||| eng d | ||
| 010 | |a 2005271013 | ||
| 015 | |a GBA454291 |2 dnb | ||
| 020 | |a 0199273790 |c hbk. |9 0-19-927379-0 | ||
| 035 | |a (OCoLC)56645386 | ||
| 035 | |a (DE-599)BVBBV021409737 | ||
| 040 | |a DE-604 |b ger |e aacr | ||
| 041 | 0 | |a eng | |
| 044 | |a xxk |c GB | ||
| 049 | |a DE-19 |a DE-739 | ||
| 050 | 0 | |a KD2212 | |
| 082 | 0 | |a 343.40721 |2 22 | |
| 084 | |a PU 1548 |0 (DE-625)139928: |2 rvk | ||
| 100 | 1 | |a Nazzini, Renato |e Verfasser |4 aut | |
| 245 | 1 | 0 | |a Concurrent proceedings in competition law |b procedure, evidence and remedies |c by Renato Nazzini |
| 250 | |a 1. publ. | ||
| 264 | 1 | |a Oxford [u.a.] |b Oxford Univ. Press |c 2004 | |
| 300 | |a LVII, 500 S. | ||
| 336 | |b txt |2 rdacontent | ||
| 337 | |b n |2 rdamedia | ||
| 338 | |b nc |2 rdacarrier | ||
| 650 | 7 | |a Mededingingsrecht |2 gtt | |
| 650 | 4 | |a Antitrust law |z Great Britain | |
| 650 | 4 | |a Antitrust law |z European Union countries | |
| 651 | 4 | |a Europäische Union. Mitgliedsstaaten | |
| 651 | 4 | |a Großbritannien | |
| 856 | 4 | 2 | |m Digitalisierung UB Passau |q application/pdf |u http://bvbr.bib-bvb.de:8991/F?func=service&doc_library=BVB01&local_base=BVB01&doc_number=014659081&sequence=000002&line_number=0001&func_code=DB_RECORDS&service_type=MEDIA |3 Inhaltsverzeichnis |
| 999 | |a oai:aleph.bib-bvb.de:BVB01-014659081 | ||
Record in the Search Index
| _version_ | 1804135155735986176 |
|---|---|
| adam_text | CONTENTS—
SUMMARY
List of Abbreviations
xxvii
Tables of Cases
xxix
Tables of Statutes
xliii
Table of Statutory Instruments, Rules, and Practice Directions
liii
Table of Treaties and Conventions
lv
Table of Rules of Arbitration andArticUs of the UNCITRAL Model Law
lvii
1.
Introduction
1
Overview
1
Road Map of the Analysis
2
Static and Dynamic Interactions
5
Administrative and Civil Proceedings
8
Criminal, Administrative, and Civil Proceedings
11
International Commercial Arbitration
12
Tactical Implications of Concurrent Proceedings
14
Leniency
15
Private Enforcement
16
I ANALYSIS OF THE LEGAL FRAMEWORK
2.
Concurrent Enforcement of Competition Law
21
Introduction
21
The Changing Legal Landscape
25
Concurrent Enforcement of EC Competition Law
28
Concurrent Enforcement of UK Competition Law
35
Conclusion
40
3.
Administrative Proceedings
41
Introduction
42
Proceedings Brought by the Commission
43
Proceedings Brought by the OFT or the Regulators
55
Proceedings by other
EU
National Competition Authorities
69
Administrative
Investigations
in
the US
73
Conclusion
76
4.
Judicial Proceedings
77
Introduction
77
Civil Proceedings
79
Directors Disqualification
88
Criminal Proceedings by the Serious Fraud Office (or the
OFT)
90
References to the Court of Justice for Preliminary Rulings
97
Civil Enforcement in the US
98
Criminal Proceedings by the US Department of Justice, Antitrust
Division
104
Conclusion
106
5.
Overview of Relevant Legal Principles
107
Introduction
107
Procedural Autonomy of Member States under Community
Law
108
Inherent Jurisdiction of the English Courts to Regulate
Concurrent Proceedings
110
Resjudicata and Abuse of Process 111
Ne
Bis in Idem (Double Jeopardy)
114
Privilege against Self-Incrimination
124
Public Interest Immunity and Confidence
132
Conflicting Public Policies and Fair Procedures
132
Conclusion
135
II THE INTERPLAY BETWEEN ADMINISTRATIVE,
CIVIL, AND CRIMINAL PROCEEDINGS
6.
Stays
141
Introduction
141
Stays of Civil Proceedings in Community Law
144
Discretion of the National Courts under Community Law
154
The Approach of the English Courts
156
Stays in Proceedings for Breach of UK Competition Law
165
Monetary Claims before the Competition Appeal Tribunal
168
Conclusion
171
7.
Effect
of
Administrative
Decisions
173
Introduction
174
Objective
Effect of Decisions of the Commission
174
Effect of Commission Decisions on Third Parties
185
Effect of Judgments of the Community Courts
199
Binding Effect of OFT Decisions
200
Conclusion
204
8.
Disclosure and Admissibility of Evidence
205
Introduction
206
Use in Further Administrative Proceedings of Information
Obtained by the Commission
208
Use in Further Administrative Proceedings
ofinformation
Obtained by the OFT
221
Use in Civil Proceedings
ofinformation
Obtained by the
Commission
229
Use in Civil Proceedings of Information Obtained by the OFT
245
Use in Administrative Proceedings of Evidence Disclosed in Civil
Proceedings
264
Conclusion
278
9.
Criminalization of Cartels
283
Introduction
284
Cartel Offence and Concurrent Proceedings
285
Criminal and Civil Proceedings
287
UK Administrative and Criminal Proceedings: Stays
295
UK Administrative and Criminal Proceedings: Evidence
296
Relationship with EC Enforcement
304
Privilege against Self-Incrimination in Commission Proceedings
308
Admissibiiity of Evidence Obtained in Commission Proceedings
312
Conclusion
319
III INTERNATIONAL COMMERCIAL ARBITRATION
10.
Arbitration of Competition Law Disputes in the
EU
and the US
325
Introduction
325
Arbitrability of Competition Law Disputes
326
Commercial Arbitration under Community Law
329
Application of EC Competition Law by Arbitral Tribunals
334
Arbitration of Competition Law Disputes in the US
343
Conclusion
347
11.
Arbitration and Concurrent Proceedings
349
Introduction
349
Three-Dimensional Framework Analysis
351
Stays
356
Evidence
363
Effect of Administrative Decisions
369
Arbitration and Criminal Proceedings
371
Conclusion
373
IV STRATEGY AND TACTICS IN
CONCURRENT PROCEEDINGS
12.
Tactical Implications of Concurrent Proceedings
379
Introduction
379
Attack Tactics
381
Defence Tactics
392
Conflicts of Interests between Companies and Individuals
399
Conclusion
405
13.
Leniency and Concurrency
407
Introduction
407
The
2002
Commission Leniency Notice
410
The OFT Leniency Guidelines
411
No-Action Letters in England, Wales, and Northern Ireland
414
The US Department of Justice, Antitrust Division Leniency
Policies for Companies and Individuals
415
Timeliness of the Leniency Application
417
Consequences of Leniency Applications in Civil Proceedings
420
Dealing with Leniency Applications: New Skills for Legal Advisers
in International Cartel Cases
422
Conclusion
426
V CONCLUDING REMARKS
14.
General Conclusions
431
Introduction
Stays
Binding Effect of Administrative Decisions
Disclosure and Admissibility of Evidence
Implications of Reforms in the
EU
and the UK: A Sea Change in
the Enforcement of Competition Law?
Appendix
1 :
Commission Notice on Cooperation within the Network
of Competition Authorities
441
Appendix
2:
Commission Notice on the Co-operation between the
Commission and the Courts of the
EU
Member States on
the Application of Articles
81
and
82
EC
455
Appendix
3:
OFT Guidance on Powers for Investigating Criminal
Cartels
465
Bibliography
479
Index
485
|
| adam_txt |
CONTENTS—
SUMMARY
List of Abbreviations
xxvii
Tables of Cases
xxix
Tables of Statutes
xliii
Table of Statutory Instruments, Rules, and Practice Directions
liii
Table of Treaties and Conventions
lv
Table of Rules of Arbitration andArticUs of the UNCITRAL Model Law
lvii
1.
Introduction
1
Overview
1
Road Map of the Analysis
2
Static and Dynamic Interactions
5
Administrative and Civil Proceedings
8
Criminal, Administrative, and Civil Proceedings
11
International Commercial Arbitration
12
Tactical Implications of Concurrent Proceedings
14
Leniency
15
Private Enforcement
16
I ANALYSIS OF THE LEGAL FRAMEWORK
2.
Concurrent Enforcement of Competition Law
21
Introduction
21
The Changing Legal Landscape
25
Concurrent Enforcement of EC Competition Law
28
Concurrent Enforcement of UK Competition Law
35
Conclusion
40
3.
Administrative Proceedings
41
Introduction
42
Proceedings Brought by the Commission
43
Proceedings Brought by the OFT or the Regulators
55
Proceedings by other
EU
National Competition Authorities
69
Administrative
Investigations
in
the US
73
Conclusion
76
4.
Judicial Proceedings
77
Introduction
77
Civil Proceedings
79
Directors' Disqualification
88
Criminal Proceedings by the Serious Fraud Office (or the
OFT)
90
References to the Court of Justice for Preliminary Rulings
97
Civil Enforcement in the US
98
Criminal Proceedings by the US Department of Justice, Antitrust
Division
104
Conclusion
106
5.
Overview of Relevant Legal Principles
107
Introduction
107
Procedural Autonomy of Member States under Community
Law
108
Inherent Jurisdiction of the English Courts to Regulate
Concurrent Proceedings
110
Resjudicata and Abuse of Process 111
Ne
Bis in Idem (Double Jeopardy)
114
Privilege against Self-Incrimination
124
Public Interest Immunity and Confidence
132
Conflicting Public Policies and Fair Procedures
132
Conclusion
135
II THE INTERPLAY BETWEEN ADMINISTRATIVE,
CIVIL, AND CRIMINAL PROCEEDINGS
6.
Stays
141
Introduction
141
Stays of Civil Proceedings in Community Law
144
Discretion of the National Courts under Community Law
154
The Approach of the English Courts
156
Stays in Proceedings for Breach of UK Competition Law
165
Monetary Claims before the Competition Appeal Tribunal
168
Conclusion
171
7.
Effect
of
Administrative
Decisions
173
Introduction
174
Objective
Effect of Decisions of the Commission
174
Effect of Commission Decisions on Third Parties
185
Effect of Judgments of the Community Courts
199
Binding Effect of OFT Decisions
200
Conclusion
204
8.
Disclosure and Admissibility of Evidence
205
Introduction
206
Use in Further Administrative Proceedings of Information
Obtained by the Commission
208
Use in Further Administrative Proceedings
ofinformation
Obtained by the OFT
221
Use in Civil Proceedings
ofinformation
Obtained by the
Commission
229
Use in Civil Proceedings of Information Obtained by the OFT
245
Use in Administrative Proceedings of Evidence Disclosed in Civil
Proceedings
264
Conclusion
278
9.
Criminalization of Cartels
283
Introduction
284
Cartel Offence and Concurrent Proceedings
285
Criminal and Civil Proceedings
287
UK Administrative and Criminal Proceedings: Stays
295
UK Administrative and Criminal Proceedings: Evidence
296
Relationship with EC Enforcement
304
Privilege against Self-Incrimination in Commission Proceedings
308
Admissibiiity of Evidence Obtained in Commission Proceedings
312
Conclusion
319
III INTERNATIONAL COMMERCIAL ARBITRATION
10.
Arbitration of Competition Law Disputes in the
EU
and the US
325
Introduction
325
Arbitrability of Competition Law Disputes
326
Commercial Arbitration under Community Law
329
Application of EC Competition Law by Arbitral Tribunals
334
Arbitration of Competition Law Disputes in the US
343
Conclusion
347
11.
Arbitration and Concurrent Proceedings
349
Introduction
349
Three-Dimensional Framework Analysis
351
Stays
356
Evidence
363
Effect of Administrative Decisions
369
Arbitration and Criminal Proceedings
371
Conclusion
373
IV STRATEGY AND TACTICS IN
CONCURRENT PROCEEDINGS
12.
Tactical Implications of Concurrent Proceedings
379
Introduction
379
Attack Tactics
381
Defence Tactics
392
Conflicts of Interests between Companies and Individuals
399
Conclusion
405
13.
Leniency and Concurrency
407
Introduction
407
The
2002
Commission Leniency Notice
410
The OFT Leniency Guidelines
411
No-Action Letters in England, Wales, and Northern Ireland
414
The US Department of Justice, Antitrust Division Leniency
Policies for Companies and Individuals
415
Timeliness of the Leniency Application
417
Consequences of Leniency Applications in Civil Proceedings
420
Dealing with Leniency Applications: New Skills for Legal Advisers
in International Cartel Cases
422
Conclusion
426
V CONCLUDING REMARKS
14.
General Conclusions
431
Introduction
Stays
Binding Effect of Administrative Decisions
Disclosure and Admissibility of Evidence
Implications of Reforms in the
EU
and the UK: A 'Sea Change' in
the Enforcement of Competition Law?
Appendix
1 :
Commission Notice on Cooperation within the Network
of Competition Authorities
441
Appendix
2:
Commission Notice on the Co-operation between the
Commission and the Courts of the
EU
Member States on
the Application of Articles
81
and
82
EC
455
Appendix
3:
OFT Guidance on Powers for Investigating Criminal
Cartels
465
Bibliography
479
Index
485 |
| any_adam_object | 1 |
| any_adam_object_boolean | 1 |
| author | Nazzini, Renato |
| author_facet | Nazzini, Renato |
| author_role | aut |
| author_sort | Nazzini, Renato |
| author_variant | r n rn |
| building | Verbundindex |
| bvnumber | BV021409737 |
| callnumber-first | K - Law |
| callnumber-label | KD2212 |
| callnumber-raw | KD2212 |
| callnumber-search | KD2212 |
| callnumber-sort | KD 42212 |
| callnumber-subject | KD - United Kingdom and Ireland |
| classification_rvk | PU 1548 |
| ctrlnum | (OCoLC)56645386 (DE-599)BVBBV021409737 |
| dewey-full | 343.40721 |
| dewey-hundreds | 300 - Social sciences |
| dewey-ones | 343 - Military, tax, trade & industrial law |
| dewey-raw | 343.40721 |
| dewey-search | 343.40721 |
| dewey-sort | 3343.40721 |
| dewey-tens | 340 - Law |
| discipline | Rechtswissenschaft |
| discipline_str_mv | Rechtswissenschaft |
| edition | 1. publ. |
| format | Book |
| fullrecord | <?xml version="1.0" encoding="UTF-8"?><collection xmlns="http://www.loc.gov/MARC21/slim"><record><leader>01439nam a2200409zc 4500</leader><controlfield tag="001">BV021409737</controlfield><controlfield tag="003">DE-604</controlfield><controlfield tag="005">20071009 </controlfield><controlfield tag="007">t</controlfield><controlfield tag="008">060216s2004 xxk |||| 00||| eng d</controlfield><datafield tag="010" ind1=" " ind2=" "><subfield code="a">2005271013</subfield></datafield><datafield tag="015" ind1=" " ind2=" "><subfield code="a">GBA454291</subfield><subfield code="2">dnb</subfield></datafield><datafield tag="020" ind1=" " ind2=" "><subfield code="a">0199273790</subfield><subfield code="c">hbk.</subfield><subfield code="9">0-19-927379-0</subfield></datafield><datafield tag="035" ind1=" " ind2=" "><subfield code="a">(OCoLC)56645386</subfield></datafield><datafield tag="035" ind1=" " ind2=" "><subfield code="a">(DE-599)BVBBV021409737</subfield></datafield><datafield tag="040" ind1=" " ind2=" "><subfield code="a">DE-604</subfield><subfield code="b">ger</subfield><subfield code="e">aacr</subfield></datafield><datafield tag="041" ind1="0" ind2=" "><subfield code="a">eng</subfield></datafield><datafield tag="044" ind1=" " ind2=" "><subfield code="a">xxk</subfield><subfield code="c">GB</subfield></datafield><datafield tag="049" ind1=" " ind2=" "><subfield code="a">DE-19</subfield><subfield code="a">DE-739</subfield></datafield><datafield tag="050" ind1=" " ind2="0"><subfield code="a">KD2212</subfield></datafield><datafield tag="082" ind1="0" ind2=" "><subfield code="a">343.40721</subfield><subfield code="2">22</subfield></datafield><datafield tag="084" ind1=" " ind2=" "><subfield code="a">PU 1548</subfield><subfield code="0">(DE-625)139928:</subfield><subfield code="2">rvk</subfield></datafield><datafield tag="100" ind1="1" ind2=" "><subfield code="a">Nazzini, Renato</subfield><subfield code="e">Verfasser</subfield><subfield code="4">aut</subfield></datafield><datafield tag="245" ind1="1" ind2="0"><subfield code="a">Concurrent proceedings in competition law</subfield><subfield code="b">procedure, evidence and remedies</subfield><subfield code="c">by Renato Nazzini</subfield></datafield><datafield tag="250" ind1=" " ind2=" "><subfield code="a">1. publ.</subfield></datafield><datafield tag="264" ind1=" " ind2="1"><subfield code="a">Oxford [u.a.]</subfield><subfield code="b">Oxford Univ. Press</subfield><subfield code="c">2004</subfield></datafield><datafield tag="300" ind1=" " ind2=" "><subfield code="a">LVII, 500 S.</subfield></datafield><datafield tag="336" ind1=" " ind2=" "><subfield code="b">txt</subfield><subfield code="2">rdacontent</subfield></datafield><datafield tag="337" ind1=" " ind2=" "><subfield code="b">n</subfield><subfield code="2">rdamedia</subfield></datafield><datafield tag="338" ind1=" " ind2=" "><subfield code="b">nc</subfield><subfield code="2">rdacarrier</subfield></datafield><datafield tag="650" ind1=" " ind2="7"><subfield code="a">Mededingingsrecht</subfield><subfield code="2">gtt</subfield></datafield><datafield tag="650" ind1=" " ind2="4"><subfield code="a">Antitrust law</subfield><subfield code="z">Great Britain</subfield></datafield><datafield tag="650" ind1=" " ind2="4"><subfield code="a">Antitrust law</subfield><subfield code="z">European Union countries</subfield></datafield><datafield tag="651" ind1=" " ind2="4"><subfield code="a">Europäische Union. Mitgliedsstaaten</subfield></datafield><datafield tag="651" ind1=" " ind2="4"><subfield code="a">Großbritannien</subfield></datafield><datafield tag="856" ind1="4" ind2="2"><subfield code="m">Digitalisierung UB Passau</subfield><subfield code="q">application/pdf</subfield><subfield code="u">http://bvbr.bib-bvb.de:8991/F?func=service&doc_library=BVB01&local_base=BVB01&doc_number=014659081&sequence=000002&line_number=0001&func_code=DB_RECORDS&service_type=MEDIA</subfield><subfield code="3">Inhaltsverzeichnis</subfield></datafield><datafield tag="999" ind1=" " ind2=" "><subfield code="a">oai:aleph.bib-bvb.de:BVB01-014659081</subfield></datafield></record></collection> |
| geographic | Europäische Union. Mitgliedsstaaten Großbritannien |
| geographic_facet | Europäische Union. Mitgliedsstaaten Großbritannien |
| id | DE-604.BV021409737 |
| illustrated | Not Illustrated |
| index_date | 2024-07-02T14:03:29Z |
| indexdate | 2024-07-09T20:36:01Z |
| institution | BVB |
| isbn | 0199273790 |
| language | English |
| lccn | 2005271013 |
| oai_aleph_id | oai:aleph.bib-bvb.de:BVB01-014659081 |
| oclc_num | 56645386 |
| open_access_boolean | |
| owner | DE-19 DE-BY-UBM DE-739 |
| owner_facet | DE-19 DE-BY-UBM DE-739 |
| physical | LVII, 500 S. |
| publishDate | 2004 |
| publishDateSearch | 2004 |
| publishDateSort | 2004 |
| publisher | Oxford Univ. Press |
| record_format | marc |
| spelling | Nazzini, Renato Verfasser aut Concurrent proceedings in competition law procedure, evidence and remedies by Renato Nazzini 1. publ. Oxford [u.a.] Oxford Univ. Press 2004 LVII, 500 S. txt rdacontent n rdamedia nc rdacarrier Mededingingsrecht gtt Antitrust law Great Britain Antitrust law European Union countries Europäische Union. Mitgliedsstaaten Großbritannien Digitalisierung UB Passau application/pdf http://bvbr.bib-bvb.de:8991/F?func=service&doc_library=BVB01&local_base=BVB01&doc_number=014659081&sequence=000002&line_number=0001&func_code=DB_RECORDS&service_type=MEDIA Inhaltsverzeichnis |
| spellingShingle | Nazzini, Renato Concurrent proceedings in competition law procedure, evidence and remedies Mededingingsrecht gtt Antitrust law Great Britain Antitrust law European Union countries |
| title | Concurrent proceedings in competition law procedure, evidence and remedies |
| title_auth | Concurrent proceedings in competition law procedure, evidence and remedies |
| title_exact_search | Concurrent proceedings in competition law procedure, evidence and remedies |
| title_exact_search_txtP | Concurrent proceedings in competition law procedure, evidence and remedies |
| title_full | Concurrent proceedings in competition law procedure, evidence and remedies by Renato Nazzini |
| title_fullStr | Concurrent proceedings in competition law procedure, evidence and remedies by Renato Nazzini |
| title_full_unstemmed | Concurrent proceedings in competition law procedure, evidence and remedies by Renato Nazzini |
| title_short | Concurrent proceedings in competition law |
| title_sort | concurrent proceedings in competition law procedure evidence and remedies |
| title_sub | procedure, evidence and remedies |
| topic | Mededingingsrecht gtt Antitrust law Great Britain Antitrust law European Union countries |
| topic_facet | Mededingingsrecht Antitrust law Great Britain Antitrust law European Union countries Europäische Union. Mitgliedsstaaten Großbritannien |
| url | http://bvbr.bib-bvb.de:8991/F?func=service&doc_library=BVB01&local_base=BVB01&doc_number=014659081&sequence=000002&line_number=0001&func_code=DB_RECORDS&service_type=MEDIA |
| work_keys_str_mv | AT nazzinirenato concurrentproceedingsincompetitionlawprocedureevidenceandremedies |