The law of securities regulation:
Saved in:
| Main Author: | |
|---|---|
| Format: | Book |
| Language: | English |
| Published: |
St. Paul, Minn.
West Group
2002
|
| Edition: | 4. ed. |
| Series: | Hornbook series
|
| Subjects: | |
| Online Access: | Inhaltsverzeichnis |
| Item Description: | Includes index. |
| Physical Description: | XXV, 1152 S. |
| ISBN: | 0314238336 0314238328 |
Staff View
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Record in the Search Index
| _version_ | 1804129314099167232 |
|---|---|
| adam_text | SUMMARY OF CONTENTS PAGE INTRODUCTION --- - - - VII PREFACE TO THE
FOURTH EDITION * - IX WESTLAW OVERVIEW XI 1. THE BASIC COVERAGE OF THE
SECURITIES ACT 1 2. REGISTRATION REQUIREMENTS OF THE SECURITIES ACT OF
1933 73 3. THE 1933 ACT REGISTRATION PROCESS AND DISCLOSURE - - ... 116
4. EXEMPTIONS FROM 1933 ACT REGISTRATION 177 5. THE THEORY OF SALE:
CORPORATE RECAPITALIZATIONS, REORGANIZATIONS AND MERGERS UNDER THE 1933
ACT - - * 295 6. MANIPULATION, STABILIZATION AND HOT ISSUES 318 7.
LIABILITY UNDER THE SECURITIES ACT OF 1933 341 8. STATE BLUE SKY LAWS
401 9. SECURITIES EXCHANGE ACT OF 1934*REGISTRATION AND REPORTING RE-
QUIREMENTS FOR ISSUERS - 409 10. SHAREHOLDER SUFFRAGE*PROXY REGULATION -
- 431 11. TENDER OFFER AND TAKEOVER REGULATION 478 12. MANIPULATION AND
FRAUD*CIVIL LIABILITY; IMPLIED PRIVATE REMEDIES; SEC RULE 10B-5; FRAUD
IN CONNECTION WITH THE PURCHASE OR SALE OF SECURITIES; IMPROPER TRADING
ON NONPUBLIC MATERIAL INFORMA- TION - _. 560 13. INSIDER REPORTING AND
SHORT-SWING TRADING, AND FALSE SEC FILINGS 699 14. MARKET REGULATION;
BROKER-DEALERS - 744 15. ARBITRATION OF BROKER-DEALER DISPUTES - 857 16.
OPERATION OF THE SECURITIES AND EXCHANGE COMMISSION 865 17.
JURISDICTIONAL ASPECTS 892 18. THE PUBLIC UTILITY HOLDING COMPANY ACT OF
1935 OMITTED. FOR TEXT OF THIS CHAPTER, SEE THOMAS LEE HAZEN, TREATISE
ON THE LAW OF SECURITIES REGULATION (4TH ED. 2002). 19. DEBT SECURITIES
AND PROTECTION OF BONDHOLDERS*THE TRUST INDEN- TURE ACT OF 1939 - 908
20. FEDERAL REGULATION OF INVESTMENT COMPANIES*THE INVESTMENT COMPANY
ACT OF 1940 915 21. INVESTMENT ADVISERS ACT OF 1940 - 986 22. SPECIAL
PROBLEMS AND OVERVIEW OF RELATED LAWS 1008 APPENDIX: WESTLAW RSEARCH
1027 TABLE OF CASES - - * 1043 INDEX- - 1117
|
| any_adam_object | 1 |
| author | Hazen, Thomas Lee |
| author_facet | Hazen, Thomas Lee |
| author_role | aut |
| author_sort | Hazen, Thomas Lee |
| author_variant | t l h tl tlh |
| building | Verbundindex |
| bvnumber | BV014510123 |
| callnumber-first | K - Law |
| callnumber-label | KF1439 |
| callnumber-raw | KF1439 |
| callnumber-search | KF1439 |
| callnumber-sort | KF 41439 |
| callnumber-subject | KF - United States |
| classification_rvk | PU 5410 |
| ctrlnum | (OCoLC)49222726 (DE-599)BVBBV014510123 |
| dewey-full | 346.73/092 |
| dewey-hundreds | 300 - Social sciences |
| dewey-ones | 346 - Private law |
| dewey-raw | 346.73/092 |
| dewey-search | 346.73/092 |
| dewey-sort | 3346.73 292 |
| dewey-tens | 340 - Law |
| discipline | Rechtswissenschaft |
| edition | 4. ed. |
| format | Book |
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| isbn | 0314238336 0314238328 |
| language | English |
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| physical | XXV, 1152 S. |
| publishDate | 2002 |
| publishDateSearch | 2002 |
| publishDateSort | 2002 |
| publisher | West Group |
| record_format | marc |
| series2 | Hornbook series |
| spelling | Hazen, Thomas Lee Verfasser aut The law of securities regulation by Thomas Lee Hazen Securities regulation 4. ed. St. Paul, Minn. West Group 2002 XXV, 1152 S. txt rdacontent n rdamedia nc rdacarrier Hornbook series Includes index. Valeurs mobilières - États-Unis Securities United States Wertpapierrecht (DE-588)4065682-2 gnd rswk-swf Versicherungsaufsicht (DE-588)4063177-1 gnd rswk-swf USA USA (DE-588)4078704-7 gnd rswk-swf USA (DE-588)4078704-7 g Wertpapierrecht (DE-588)4065682-2 s DE-604 Versicherungsaufsicht (DE-588)4063177-1 s 1\p DE-604 SWB Datenaustausch application/pdf http://bvbr.bib-bvb.de:8991/F?func=service&doc_library=BVB01&local_base=BVB01&doc_number=009884631&sequence=000001&line_number=0001&func_code=DB_RECORDS&service_type=MEDIA Inhaltsverzeichnis 1\p cgwrk 20201028 DE-101 https://d-nb.info/provenance/plan#cgwrk |
| spellingShingle | Hazen, Thomas Lee The law of securities regulation Valeurs mobilières - États-Unis Securities United States Wertpapierrecht (DE-588)4065682-2 gnd Versicherungsaufsicht (DE-588)4063177-1 gnd |
| subject_GND | (DE-588)4065682-2 (DE-588)4063177-1 (DE-588)4078704-7 |
| title | The law of securities regulation |
| title_alt | Securities regulation |
| title_auth | The law of securities regulation |
| title_exact_search | The law of securities regulation |
| title_full | The law of securities regulation by Thomas Lee Hazen |
| title_fullStr | The law of securities regulation by Thomas Lee Hazen |
| title_full_unstemmed | The law of securities regulation by Thomas Lee Hazen |
| title_short | The law of securities regulation |
| title_sort | the law of securities regulation |
| topic | Valeurs mobilières - États-Unis Securities United States Wertpapierrecht (DE-588)4065682-2 gnd Versicherungsaufsicht (DE-588)4063177-1 gnd |
| topic_facet | Valeurs mobilières - États-Unis Securities United States Wertpapierrecht Versicherungsaufsicht USA |
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