Financial advice and financial products: law and liability
Gespeichert in:
Hauptverfasser: | , |
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Format: | Buch |
Sprache: | English |
Veröffentlicht: |
Oxford [u.a.]
Oxford Univ. Press
2001
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Ausgabe: | 1. publ. |
Schlagworte: | |
Online-Zugang: | Inhaltsverzeichnis |
Beschreibung: | LXVI, 925 S. |
ISBN: | 0198268238 |
Internformat
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Datensatz im Suchindex
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adam_text | FINANCIAL ADVICE AND FINANCIAL PRODUCTS LAW AND LIABILITY GERARD MCMEEL
BARRISTER, GUILDHALL CHAMBERS, BRISTOL AND READER IN COMMERCIAL LAW,
UNIVERSITY OF BRISTOL JOHN VIRGO BARRISTER, GUILDHALL CHAMBERS, BRISTOL
OXFORD UNIVERSITY PRESS CONTENTS*SUMMARY FOREWORDBY THE HON MRJUSTICE
JACK V PREFACE VII TABLES OF CASES XXIX TABLES OF LEGISLATION XLI LIST
OF ABBREVIATIONS IXIII I THE FRAMEWORK 1. FOUNDATIONS 1 2. HISTORICAL
FOUNDATIONS AND THE LEGACY OF PENSIONS MIS-SELLING 39 3. THE FINANCIAL
SERVICES INDUSTRY 57 4. THE REGULATORY FRAMEWORK 87 5. FINANCIAL
PRODUCTS 135 6. THE INTEGRITY OF TRANSACTIONS 169 II CAUSES OF ACTION 7.
BREACH OF STATUTORY DUTY 185 8. THE LAW OF CONTRACT 211 9.
MISREPRESENTATION AND DUTIES OF DISCLOSURE 233 10. NEGLIGENCE 255 11.
EQUITABLE CLAIMS: FIDUCIARY OBLIGATIONS, UNDUE INFLUENCE AND
UNCONSCIONABILITY 279 III INTERMEDIARIES 12. INTERMEDIARIES 299 XIN
CONTENTS * SUMMARY IV STANDARDS OF CONDUCT 13. FINANCIAL PROMOTION 323
14. STANDARDS OF LIABILITY AND THE CONDUCT OF BUSINESS RULES 343 V
CAUSATION 15. CAUSATION 391 VI REMEDIES 16. PRIVATE LAW REMEDIES 401 17.
PUBLIC LAW REMEDIES 441 VII DEFENCES 18. CONTRIBUTORY NEGLIGENCE 449 19.
LIMITATION OF ACTIONS 455 VIII CONSUMER COMPLAINTS AND COMPENSATION 20.
CONSUMER COMPLAINTS: THE FINANCIAL OMBUDSMAN SERVICE 485 21. CONSUMER
COMPENSATION: THE FINANCIAL SERVICES COMPENSATION SCHEME 507 IX
AUTHORIZATION, DISCIPLINE AND ENFORCEMENT 22. THE POWERS AND PROCEDURES
OF THE FINANCIAL SERVICES AUTHORITY AND THE TRIBUNAL 517 23.
AUTHORIZATION AND POLICING THE PERIMETER 549 24. DISCIPLINE AND
ENFORCEMENT 577 25. INJUNCTIONS AND RESTITUTION ORDERS 595 XIV CONTENTS
* SUMMARY X PRACTICAL MATTERS 26. EXPERT EVIDENCE 603 27. SOME ASPECTS
OF CIVIL PROCEDURE 613 28. ALTERNATIVE DISPUTE RESOLUTION 625 29. SOME
ASPECTS OF INSURANCE LAW 631 30. FINANCIAL SERVICES AND THE PROFESSIONS:
PROFESSIONAL FIRMS 639 APPENDICES APPENDIX A FINANCIAL SERVICES AND
MARKETS ACT 2000 (EXTRACTS) 657 APPENDIX B SECONDARY LEGISLATION: THE
FINANCIAL SERVICES AND MARKETS ACT 2000 (REGULATED ACTIVITIES) ORDER
2001, SI 2001/544 741 THE FINANCIAL SERVICES AND MARKETS ACT 2000
(RIGHTS OF ACTION) REGULATIONS 2001, SI 2001/2256 778 THE FINANCIAL
SERVICES AND MARKETS ACT 2000 (APPOINTED REPRESENTATIVES) REGULATIONS
2001,SI2001/1271,AS AMENDED BY THE FINANCIAL SERVICES AND MARKETS ACT
2000 (APPOINTED REPRESENTATIVES) (AMENDMENT) REGULATIONS 2001, SI
2001/2508 780 APPENDIX C FSA HANDBOOK OF RULES AND GUIDANCE: CONDUCT OF
BUSINESS SOURCEBOOK (COB) (EXTRACTS) 783 INDEX 889 XV
|
any_adam_object | 1 |
author | McMeel, Gerard Virgo, John |
author_GND | (DE-588)128906189 |
author_facet | McMeel, Gerard Virgo, John |
author_role | aut aut |
author_sort | McMeel, Gerard |
author_variant | g m gm j v jv |
building | Verbundindex |
bvnumber | BV014123944 |
callnumber-first | K - Law |
callnumber-label | KD1715 |
callnumber-raw | KD1715 |
callnumber-search | KD1715 |
callnumber-sort | KD 41715 |
callnumber-subject | KD - United Kingdom and Ireland |
classification_rvk | PU 4370 |
ctrlnum | (OCoLC)46847226 (DE-599)BVBBV014123944 |
dewey-full | 346.4107 346.4108 |
dewey-hundreds | 300 - Social sciences |
dewey-ones | 346 - Private law |
dewey-raw | 346.4107 346.4108 |
dewey-search | 346.4107 346.4108 |
dewey-sort | 3346.4107 |
dewey-tens | 340 - Law |
discipline | Rechtswissenschaft |
edition | 1. publ. |
format | Book |
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geographic_facet | Großbritannien |
id | DE-604.BV014123944 |
illustrated | Not Illustrated |
indexdate | 2024-07-09T18:58:06Z |
institution | BVB |
isbn | 0198268238 |
language | English |
oai_aleph_id | oai:aleph.bib-bvb.de:BVB01-009678906 |
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open_access_boolean | |
owner | DE-739 |
owner_facet | DE-739 |
physical | LXVI, 925 S. |
publishDate | 2001 |
publishDateSearch | 2001 |
publishDateSort | 2001 |
publisher | Oxford Univ. Press |
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spelling | McMeel, Gerard Verfasser (DE-588)128906189 aut Financial advice and financial products law and liability Gerard McMeel ; John Virgo 1. publ. Oxford [u.a.] Oxford Univ. Press 2001 LXVI, 925 S. txt rdacontent n rdamedia nc rdacarrier Contrats - Grande-Bretagne Planificateurs financiers - Responsabilité professionnelle - Grande-Bretagne Services financiers - Droit - Grande-Bretagne Recht Financial planners Malpractice Great Britain Financial services industry Law and legislation Great Britain Recht (DE-588)4048737-4 gnd rswk-swf Finanzberatung (DE-588)4154409-2 gnd rswk-swf Haftung (DE-588)4022898-8 gnd rswk-swf Finanzberater (DE-588)4192083-1 gnd rswk-swf Großbritannien Großbritannien (DE-588)4022153-2 gnd rswk-swf Großbritannien (DE-588)4022153-2 g Finanzberater (DE-588)4192083-1 s Haftung (DE-588)4022898-8 s DE-604 Finanzberatung (DE-588)4154409-2 s Recht (DE-588)4048737-4 s Virgo, John Verfasser aut GBV Datenaustausch application/pdf http://bvbr.bib-bvb.de:8991/F?func=service&doc_library=BVB01&local_base=BVB01&doc_number=009678906&sequence=000001&line_number=0001&func_code=DB_RECORDS&service_type=MEDIA Inhaltsverzeichnis |
spellingShingle | McMeel, Gerard Virgo, John Financial advice and financial products law and liability Contrats - Grande-Bretagne Planificateurs financiers - Responsabilité professionnelle - Grande-Bretagne Services financiers - Droit - Grande-Bretagne Recht Financial planners Malpractice Great Britain Financial services industry Law and legislation Great Britain Recht (DE-588)4048737-4 gnd Finanzberatung (DE-588)4154409-2 gnd Haftung (DE-588)4022898-8 gnd Finanzberater (DE-588)4192083-1 gnd |
subject_GND | (DE-588)4048737-4 (DE-588)4154409-2 (DE-588)4022898-8 (DE-588)4192083-1 (DE-588)4022153-2 |
title | Financial advice and financial products law and liability |
title_auth | Financial advice and financial products law and liability |
title_exact_search | Financial advice and financial products law and liability |
title_full | Financial advice and financial products law and liability Gerard McMeel ; John Virgo |
title_fullStr | Financial advice and financial products law and liability Gerard McMeel ; John Virgo |
title_full_unstemmed | Financial advice and financial products law and liability Gerard McMeel ; John Virgo |
title_short | Financial advice and financial products |
title_sort | financial advice and financial products law and liability |
title_sub | law and liability |
topic | Contrats - Grande-Bretagne Planificateurs financiers - Responsabilité professionnelle - Grande-Bretagne Services financiers - Droit - Grande-Bretagne Recht Financial planners Malpractice Great Britain Financial services industry Law and legislation Great Britain Recht (DE-588)4048737-4 gnd Finanzberatung (DE-588)4154409-2 gnd Haftung (DE-588)4022898-8 gnd Finanzberater (DE-588)4192083-1 gnd |
topic_facet | Contrats - Grande-Bretagne Planificateurs financiers - Responsabilité professionnelle - Grande-Bretagne Services financiers - Droit - Grande-Bretagne Recht Financial planners Malpractice Great Britain Financial services industry Law and legislation Great Britain Finanzberatung Haftung Finanzberater Großbritannien |
url | http://bvbr.bib-bvb.de:8991/F?func=service&doc_library=BVB01&local_base=BVB01&doc_number=009678906&sequence=000001&line_number=0001&func_code=DB_RECORDS&service_type=MEDIA |
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