Transactional information systems: theory, algorithms, and practice of concurrency control and recovery
Saved in:
| Main Authors: | , |
|---|---|
| Format: | Book |
| Language: | English |
| Published: |
San Francisco [u.a.]
Morgan Kaufmann
2002
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| Series: | The Morgan Kaufmann series in data management systems
|
| Subjects: | |
| Online Access: | Inhaltsverzeichnis |
| Physical Description: | XXV, 853 S. Ill., graph. Darst. |
| ISBN: | 1558605088 9781558605084 |
Staff View
MARC
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| adam_text | Contents
Foreword ix
Jim Gray, Microsoft, Inc.
Preface xxi
PART ONE
BACKGROUND AND MOTIVATION
Chapter 1 What Is It All About? 3
1.1 Goal and Overview 3
1.2 Application Examples 4
1.2.1 Online Transaction Processing: Debit/Credit Example 5
1.2.2 Electronic Commerce Example 9
1.2.3 Workflow Management: Travel Planning Example 12
1.3 System Paradigms 16
1.3.1 Three-Tier and Two-Tier Architectures 16
1.3.2 Federations of Servers 20
1.4 Virtues of the Transaction Concept 22
1.4.1 Transaction Properties and the Transaction Programming
Interface 22
1.4.2 Requirements on Transactional Servers 26
1.5 Concepts and Architecture of Database Servers 27
1.5.1 Architectural Layers of Database Systems 27
1.5.2 How Data Is Stored 30
1.5.3 How Data Is Accessed 32
1.5.4 How Queries and Updates Are Executed 35
1.6 Lessons Learned 37
Exercises 38
Bibliographic Notes 38
xi
xii Contents
Chapter 2 Computational Models 41
2.1 Goal and Overview 41
2.2 Ingredients 42
2.3 The Page Model 43
2.4 The Object Model 47
2.5 Road Map of the Book 53
2.6 Lessons Learned 56
Exercises 56
Bibliographic Notes 57
PART TWO
CONCURRENCY CONTROL
Chapter 3 Concurrency Control: Notions of Correctness for the
Page Model 61
3.1 Goal and Overview 61
3.2 Canonical Concurrency Problems 62
3.3 Syntax of Histories and Schedules 65
3.4 Correctness of Histories and Schedules 71
3.5 Herbrand Semantics of Schedules 73
3.6 Final State Serializability 76
3.7 View Serializability 82
3.7.1 View Equivalence and the Resulting Correctness
Criterion 83
3.7.2 On the Complexity of Testing View Serializability 86
3.8 Conflict Serializability 92
3.8.1 Conflict Relations 93
3.8.2 Class CSR 94
3.8.3 Conflicts and Commutativity 99
3.8.4 Restrictions of Conflict Serializability 101
3.9 Commit Serializability 105
3.10 An Alternative Correctness Criterion:
Interleaving Specifications 108
3.11 Lessons Learned 119
Exercises 120
Bibliographic Notes 121
Contents xiii
Chapter 4 Concurrency Control Algorithms 125
4.1 Goal and Overview 125
4.2 General Scheduler Design 126
4.3 Locking Schedulers 130
4.3.1 Introduction 130
4.3.2 The Two-Phase Locking Protocol 133
4.3.3 Deadlock Handling 138
4.3.4 Variants of 2PL 142
4.3.5 Ordered Sharing of Locks 144
4.3.6 Altruistic Locking 150
4.3.7 Non-Two-Phase Locking Protocols 155
4.3.8 On the Geometry of Locking 162
4.4 Nonlocking Schedulers 166
4.4.1 Timestamp Ordering 166
4.4.2 Serialization Graph Testing 168
4.4.3 Optimistic Protocols 170
4.5 Hybrid Protocols 175
4.6 Lessons Learned 179
Exercises 180
Bibliographic Notes 182
Chapter 5 Multiversion Concurrency Control 185
5.1 Goal and Overview 185
5.2 Multiversion Schedules 186
5.3 Multiversion Seria liza b¡ I ¡ty 189
5.3.1 Multiversion View Serializability 189
5.3.2 Testing Membership in MVSR 193
5.3.3 Multiversion Conflict Serializability 197
5.4 Limiting the Number of Versions 201
5.5 Multiversion Concurrency Control Protocols 203
5.5.1 The MVTO Protocol 203
5.5.2 The MV2PL Protocol 205
5.5.3 The MVSGT Protocol 209
5.5.4 A Multiversion Protocol for Read-Only Transactions 211
5.6 Lessons Learned 213
Exercises 214
Bibliographic Notes 215
xiv Contents
Chapter 6 Concurrency Control on Objects:
Notions of Correctness 217
6.1 Goal and Overview 217
6.2 Histories and Schedules 218
6.3 Conflict Serializability for Flat Object Transactions 223
6.4 Tree Reducibility 228
6.5 Sufficient Conditions for Tree Reducibility 233
6.6 Exploiting State Based Commutativity 240
6.7 Lessons Learned 246
Exercises 247
Bibliographical Notes 250
Chapter 7 Concurrency Control Algorithms on Objects 251
7.1 Goal and Overview 251
7.2 Locking for Flat Object Transactions 251
7.3 Layered Locking 252
7.4 Locking on General Transaction Forests 259
7.5 Hybrid Algorithms 265
7.6 Locking for Return Value Commutativity
and Escrow Locking 267
7.7 Lessons Learned 271
Exercises 272
Bibliographic Notes 274
Chapter 8 Concurrency Control on Relational Databases 277
8.1 Goal and Overview 277
8.2 Predicate-Oriented Concurrency Control 278
8.3 Relational Update Transactions 285
8.3.1 Syntax and Semantics 285
8.3.2 Commutativity and Simplification Rules 287
8.3.3 Histories and Final State Serializability 288
8.3.4 Conflict Serializability 291
8.3.5 Extended Conflict Serializability 293
8.3.6 Serializability in the Presence of Functional
Dependencies 295
8.3.7 Summary 298
8.4 Exploiting Transaction Program Knowledge 299
8.4.1 Motivating Example 299
8.4.2 Transaction Chopping 301
8.4.3 Applicability of Chopping 306
Contents xv
8.5 Lessons Learned 308
Exercises 308
Bibliographic Notes 311
Chapter 9 Concurrency Control on Search Structures 313
9.1 Goal and Overview 313
9.2 Implementation of Search Structures by B+ Trees 315
9.3 Key Range Locking at the Access Layer 320
9.4 Techniques for the Page Layer 327
9.4.1 Lock Coupling 328
9.4.2 Link Technique 337
9.4.3 Giveup Technique 339
9.5 Further Optimizations 340
9.5.1 Deadlock-Free Page Latching 340
9.5.2 Enhanced Key Range Concurrency 341
9.5.3 Reduced Locking Overhead 343
9.5.4 Exploiting Transient Versioning 344
9.6 Lessons Learned 344
Exercises 345
Bibliographic Notes 347
Chapter 10 Implementation and Pragmatic Issues 349
10.1 Goal and Overview 349
10.2 Data Structures of a Lock Manager 349
10.3 Multiple Granularity Locking and Dynamic Escalation 352
10.4 Transient Versioning 354
10.5 Nested Transactions for Intra-transaction Parallelism 357
10.6 Tuning Options 359
10.6.1 Manual Locking 359
10.6.2 SQL Isolation Levels 360
10.6.3 Short Transactions 364
10.6.4 Limiting the Level of Multiprogramming 367
10.7 Overload Control 369
10.7.1 Feedback-Driven Method 369
10.7.2 Wait-Depth Limitation 373
10.8 Lessons Learned 374
Exercises 375
Bibliographic Notes 375
xvi Contents
PART THREE
RECOVERY
Chapter 11 Transaction Recovery 379
11.1 Goal and Overview 379
11.2 Expanded Schedules with Explicit Undo Operations 381
11.2.1 Intuition and Overview of Concepts 381
11.2.2 The Formal Mode! 382
11.3 Correctness Criteria for the Page Model 385
11.3.1 Expanded Conflict Serializability 385
11.3.2 Reducibility and Prefix Reducibility 387
11.4 Sufficient Syntactic Conditions 390
11.4.1 Recoverability 391
11.4.2 Avoiding Cascading Aborts 391
11.4.3 Strictness 393
11.4.4 Rigorousness 393
11.4.5 Log Recoverability 398
11.5 Page Model Protocols for Schedules with Transaction
Aborts 402
11.5.1 Extending Two-Phase Locking for Strictness
and Rigorousness 402
11.5.2 Extending Serialization Graph Testing
for Log Recoverability 403
11.5.3 Extending Other Protocols for Log Recoverability 406
11.6 Correctness Criteria for the Object Model 407
11.6.1 Aborts in Flat Object Schedules 407
11.6.2 Complete and Partial Aborts in General Object Model
Schedules 416
11.7 Object Model Protocols for Schedules with Transaction
Aborts 419
11.8 Lessons Learned 420
Exercises 421
Bibliographic Notes 423
Chapter 12 Crash Recovery: Notion of Correctness 427
12.1 Goal and Overview 427
12.2 System Architecture and Interfaces 430
12.3 System Model 434
12.4 Correctness Criterion 437
12.5 Road Map of Algorithms 439
Contents xvii
12.6 Lessons Learned 444
Exercises 444
Bibliographic Notes 445
Chapter 13 Page Model Crash Recovery Algorithms 447
13.1 Goal and Overview 447
13.2 Basic Data Structures 449
13.3 Redo-Winners Paradigm 453
13.3.1 Actions during Normal Operation 454
13.3.2 Simple Three-Pass Algorithm 458
13.3.3 Enhanced Algorithm: Log Truncation, Checkpoints,
Redo Optimization 473
13.3.4 The Complete Algorithm: Handling Transaction Aborts
and Undo Completion 491
13.4 Redo-History Paradigm 501
13.4.1 Actions during Normal Operation 501
13.4.2 Simple Three-Pass and Two-Pass Algorithms 501
13.4.3 Enhanced Algorithms: Log Truncation, Checkpoints,
and Redo Optimization 510
13.4.4 Complete Algorithms: Handling Transaction Rollbacks
and Undo Completion 510
13.5 Lessons Learned 518
13.5.1 Putting Everything Together 519
Exercises 526
Bibliographic Notes 528
Chapter 14 Object Model Crash Recovery 531
14.1 Goal and Overview 531
14.2 Conceptual Overview of Redo-History Algorithms 532
14.3 A Simple Redo-History Algorithm for Two-Layered
Systems 536
14.3.1 Actions during Normal Operation 536
14.3.2 Steps during Restart 539
14.4 An Enhanced Redo-History Algorithm for Two-Layered
Systems 545
14.5 A Complete Redo-History Algorithm for General Object
Model Executions 552
14.6 Lessons Learned 556
Exercises 558
Bibliographic Notes 560
xviii Contents
Chapter 15 Special Issues of Recovery 561
15.1 Goal and Overview 561
15.2 Logging and Recovery for Indexes and Large Objects 562
15.2.1 Logical Log Entries for the Redo of Index Page Splits 562
15.2.2 Logical Log Entries and Flush Ordering for
Large-Object Operations 566
15.3 Intra-transaction Savepoints and Nested Transactions 571
15.4 Exploiting Parallelism during Restart 577
15.5 Special Considerations for Main-Memory Data Servers 580
15.6 Extensions for Data-Sharing Clusters 583
15.7 Lessons Learned 589
Exercises 589
Bibliographic Notes 591
Chapter 16 Media Recovery 593
16.1 Goal and Overview 593
16.2 Log-Based Method 596
16.2.1 Database Backup and Archive Logging during Normal
Operation 597
16.2.2 Database Restore Algorithms 599
16.2.3 Analysis of the Mean Time to Data Loss 602
16.3 Storage Redundancy 606
16.3.1 Techniques Based on Mirroring 607
16.3.2 Techniques Based on Error-Correcting Codes 610
16.4 Disaster Recovery 618
16.5 Lessons Learned 620
Exercises 621
Bibliographic Notes 621
Chapter 17 Application Recovery 623
17.1 Goal and Overview 623
17.2 Stateless Applications Based on Queues 625
17.3 Stateful Applications Based on Queues 632
17.4 Workflows Based on Queues 637
17.4.1 Failure-Resilient Workflow State and Context 639
17.4.2 Decentralized Workflows Based on Queued
Transactions 640
17.5 General Stateful Applications 642
17.5.1 Design Considerations 643
17.5.2 Overview of the Server Reply Logging Algorithm 646
Contents xix
17.5.3 Data Structures 648
17.5.4 Server Logging during Normal Operation 650
17.5.5 Client Logging during Normal Operation 653
17.5.6 Log Truncation 655
17.5.7 Server Restart 657
17.5.8 Client Restart 659
17.5.9 Correctness Reasoning 662
17.5.10 Applicability to Multi-tier Architectures 666
17.6 Lessons Learned 667
Exercises 668
Bibliographic Notes 669
PART FOUR
COORDINATION OF DISTRIBUTED TRANSACTIONS
Chapter 18 Distributed Concurrency Control 673
18.1 Goal and Overview 673
18.2 Concurrency Control in Homogeneous Federations 676
18.2.1 Preliminaries 676
18.2.2 Distributed 2PL 679
18.2.3 Distributed TO 680
18.2.4 Distributed SGT 683
18.2.5 Optimistic Protocols 685
18.3 Distributed Deadlock Detection 686
18.4 Serializability in Heterogeneous Federations 690
18.4.1 Global Histories 691
18.4.2 Global Serializability 694
18.4.3 Quasi Serializability 696
18.5 Achieving Global Serializability through Local
Guarantees 698
18.5.1 Rigorousness 698
18.5.2 Commitment Ordering 700
18.6 Ticket-Based Concurrency Control 702
18.6.1 Explicit Tickets for Forcing Conflicts 702
18.6.2 Implicit Tickets 706
18.6.3 Mixing Explicit and Implicit Tickets 707
18.7 Object Model Concurrency Control in Heterogeneous
Federations 708
18.8 Coherency and Concurrency Control for Data-Sharing
Systems 710
18.9 Lessons Learned 716
xx Contents
Exercises 717
Bibliographic Notes 719
Chapter 19 Distributed Transaction Recovery 723
19.1 Goal and Overview 723
19.2 The Basic Two-Phase Commit Algorithm 725
19.2.1 2PC Protocol 725
19.2.2 Restart and Termination Protocol 733
19.2.3 Independent Recovery 741
19.3 The Transaction Tree Two-Phase Commit Algorithm 744
19.4 Optimized Algorithms for Distributed Commit 748
19.4.1 Presumed-Abort and Presumed-Commit Protocols 749
19.4.2 Read-Only Subtree Optimization 756
19.4.3 Coordinator Transfer 758
19.4.4 Reduced Blocking 761
19.5 Lessons Learned 763
Exercises 765
Bibliographic Notes 766
PART FIVE
APPLICATIONS AND FUTURE PERSPECTIVES
Chapter 20 What Is Next? 771
20.1 Goal and Overview 771
20.2 What Has Been Achieved? 771
20.2.1 Ready-to-Use Solutions for Developers 772
20.2.2 State-of-the-Art Techniques for Advanced System
Builders 773
20.2.3 Methodology and New Challenges for Researchers 775
20.3 Data Replication for Ubiquitous Access 776
20.4 E-Services and Workflows 779
20.5 Performance and Availability Guarantees 783
Bibliographic Notes 787
References 791
Index 829
About the Authors 853
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| illustrated | Illustrated |
| indexdate | 2024-07-09T18:50:07Z |
| institution | BVB |
| isbn | 1558605088 9781558605084 |
| language | English |
| oai_aleph_id | oai:aleph.bib-bvb.de:BVB01-009347709 |
| oclc_num | 614050209 |
| open_access_boolean | |
| owner | DE-739 DE-29T DE-473 DE-BY-UBG DE-91G DE-BY-TUM DE-703 DE-859 DE-634 DE-11 DE-188 |
| owner_facet | DE-739 DE-29T DE-473 DE-BY-UBG DE-91G DE-BY-TUM DE-703 DE-859 DE-634 DE-11 DE-188 |
| physical | XXV, 853 S. Ill., graph. Darst. |
| publishDate | 2002 |
| publishDateSearch | 2002 |
| publishDateSort | 2002 |
| publisher | Morgan Kaufmann |
| record_format | marc |
| series2 | The Morgan Kaufmann series in data management systems |
| spelling | Weikum, Gerhard 1957- Verfasser (DE-588)108994585X aut Transactional information systems theory, algorithms, and practice of concurrency control and recovery Gerhard Weikum ; Gottfried Vossen San Francisco [u.a.] Morgan Kaufmann 2002 XXV, 853 S. Ill., graph. Darst. txt rdacontent n rdamedia nc rdacarrier The Morgan Kaufmann series in data management systems Transaktionsverarbeitung (DE-588)4246591-6 gnd rswk-swf Wiederherstellung Informatik (DE-588)4177289-1 gnd rswk-swf Datenbanksystem (DE-588)4113276-2 gnd rswk-swf Verteiltes Datenbanksystem (DE-588)4121865-6 gnd rswk-swf (DE-588)4151278-9 Einführung gnd-content Datenbanksystem (DE-588)4113276-2 s Transaktionsverarbeitung (DE-588)4246591-6 s DE-604 Verteiltes Datenbanksystem (DE-588)4121865-6 s Wiederherstellung Informatik (DE-588)4177289-1 s Vossen, Gottfried 1955- Verfasser (DE-588)121017168 aut Erscheint auch als Online-Ausgabe 978-0-585-45682-9 (DE-604)BV042307327 HBZ Datenaustausch application/pdf http://bvbr.bib-bvb.de:8991/F?func=service&doc_library=BVB01&local_base=BVB01&doc_number=009347709&sequence=000002&line_number=0001&func_code=DB_RECORDS&service_type=MEDIA Inhaltsverzeichnis |
| spellingShingle | Weikum, Gerhard 1957- Vossen, Gottfried 1955- Transactional information systems theory, algorithms, and practice of concurrency control and recovery Transaktionsverarbeitung (DE-588)4246591-6 gnd Wiederherstellung Informatik (DE-588)4177289-1 gnd Datenbanksystem (DE-588)4113276-2 gnd Verteiltes Datenbanksystem (DE-588)4121865-6 gnd |
| subject_GND | (DE-588)4246591-6 (DE-588)4177289-1 (DE-588)4113276-2 (DE-588)4121865-6 (DE-588)4151278-9 |
| title | Transactional information systems theory, algorithms, and practice of concurrency control and recovery |
| title_auth | Transactional information systems theory, algorithms, and practice of concurrency control and recovery |
| title_exact_search | Transactional information systems theory, algorithms, and practice of concurrency control and recovery |
| title_full | Transactional information systems theory, algorithms, and practice of concurrency control and recovery Gerhard Weikum ; Gottfried Vossen |
| title_fullStr | Transactional information systems theory, algorithms, and practice of concurrency control and recovery Gerhard Weikum ; Gottfried Vossen |
| title_full_unstemmed | Transactional information systems theory, algorithms, and practice of concurrency control and recovery Gerhard Weikum ; Gottfried Vossen |
| title_short | Transactional information systems |
| title_sort | transactional information systems theory algorithms and practice of concurrency control and recovery |
| title_sub | theory, algorithms, and practice of concurrency control and recovery |
| topic | Transaktionsverarbeitung (DE-588)4246591-6 gnd Wiederherstellung Informatik (DE-588)4177289-1 gnd Datenbanksystem (DE-588)4113276-2 gnd Verteiltes Datenbanksystem (DE-588)4121865-6 gnd |
| topic_facet | Transaktionsverarbeitung Wiederherstellung Informatik Datenbanksystem Verteiltes Datenbanksystem Einführung |
| url | http://bvbr.bib-bvb.de:8991/F?func=service&doc_library=BVB01&local_base=BVB01&doc_number=009347709&sequence=000002&line_number=0001&func_code=DB_RECORDS&service_type=MEDIA |
| work_keys_str_mv | AT weikumgerhard transactionalinformationsystemstheoryalgorithmsandpracticeofconcurrencycontrolandrecovery AT vossengottfried transactionalinformationsystemstheoryalgorithmsandpracticeofconcurrencycontrolandrecovery |