Law and practice of international commercial arbitration:
Gespeichert in:
| Hauptverfasser: | , |
|---|---|
| Format: | Buch |
| Sprache: | English |
| Veröffentlicht: |
London
Sweet & Maxwell
1999
|
| Ausgabe: | 3. ed. |
| Schlagworte: | |
| Online-Zugang: | Inhaltsverzeichnis |
| Beschreibung: | LI, 664 S. |
| ISBN: | 0421561300 |
Internformat
MARC
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Datensatz im Suchindex
| _version_ | 1804127578672332800 |
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| adam_text | LAW AND PRACTICE OF INTERNATIONAL COMMERCIAL ARBITRATION TFFLRD EDITION
BY ALAN REDFERN MARTIN HUNTER BARRISTER, LONDON; FORMERLY THE BARRISTER,
LONDON; SWEET & MAX- SENIOR LITIGATION PARTNER AT WELL PROFESSOR OF
INTERNATIONAL FRESHFIELDS, FCIARB DISPUTE RESOLUTION NOTTINGHAM LAW
SCHOOL, FCIARB LONDON SWEET & MAXWELL 1999 TABLE OF CONTENTS PAGE
PREFACE V ACKNOWLEDGMENTS IX ABBREVIATIONS XXV TABLE OF COURT CASES XXIX
TABLE OF ARBITRATION AWARDS XXXV TABLE OF STATUTES XXXVIII TABLE OF
MAJOR ARBITRATION CONVENTIONS XLUE TABLE OF INTERNATIONAL ARBITRATION
RULES XLVI TABLE OFCIVIL CODES AND TABLE OFTREATIES L CHAPTER
1*INTRODUCTION PARA 1. KEY ELEMENTS OF INTERNATIONAL ARBITRATION (A)
GENERALLY 1-01 (B) THE ARBITRAL PROCESS 1-03 (C) SIGNIFICANT FEATURES OF
ARBITRATION 1-05 THE AGREEMENT TO ARBITRATE 1-06 THE IMPORTANCE OF THE
ARBITRATION AGREEMENT 1-09 ENFORCEMENT 1-10 POWERS CONFERRED BY THE
AGREEMENT 1-11 THE CHOICE OF ARBITRATORS 1-1 2 THE DECISION OFTHE
ARBITRAL TRIBUNAL 1-13 POWER TO MAKE BINDING DECISIONS 1-14 THE
ENFORCEMENT OF THE AWARD 1-15 HYBRID NATURE OF THE ARBITRAL PROCESS 1-16
(D) THE MEANING OF INTERNATIONAL 1-17 INTERNATIONAL AND DOMESTIC
ARBITRATION CONTRASTED 1-18 (E) THE RELEVANT CRITERIA 1-20 THE
INTERNATIONAL NATURE OFTHE DISPUTE 1-21 THE NATIONALITY OFTHE PARTIES
1-23 THE MODEL LAW CRITERIA: A COMBINED APPROACH 1-25 (F) THE MEANING OF
COMMERCIAL 1-27 (G) ANATOMY OF A SIMPLE ARBITRATION CLAUSE 1-29
ARBITRABILITY 1-30 IS THERE ANY NEEDFOR A DISPUTE? 1-31 EXISTING
ANDFUTURE DISPUTES 1-32 ARISING OUT OF OR IN CONNECTION WITH THIS
AGREEMENT 1-33 SHALL BE REFERRED TO AND DETERMINED BY ARBITRATION 1-34
OTHER MATTERS 1-35 2. WHY ARBITRATE? (A) GENERALLY 1-36 XI TABLE OF
CONTENTS 3. (B) THE CONTRAST WITH LITIGATION COSTS LIMITED POWERS OF
ARBITRATORS INTERNATIONAL ARBITRATION OR LITIGATION? CONFIDENTIALITY (C)
ALTERNATIVE DISPUTE RESOLUTION INTRODUCTION WHAT IS MEANT BY ADR? HOW
DOES ADR WORK? MEDIATION CONCILIATION THE UNCITRAL CONCILIATION RULES
DISPUTE RESOLUTION CENTRES MINI-TRIAL MEDIATION/ARBITRATION (MED/ARB)
THE NEUTRAL LISTENER AGREEMENT BASEBALL OR LAST OFFER ARBITRATION
MEDALOA COURT-ANNEXED ARBITRATION SUMMARY JURY TRIAL OTHER ADR
TECHNIQUES EXPERT DETERMINATION (INCLUDING ADJUDICATION AND DISPUTE
REVIEW BOARDS) THE ENFORCEABILITY OFADR AGREEMENTS WHY HAS ADR DEVELOPED
AS IT HAS? BUSINESS AND CULTURAL CONSIDERATIONS ADR*FUTURE PERSPECTIVES
THE NEED FOR JUDICIAL CONTROL ADR AND ARBITRATION COMBINED AMIABLE
COMPOSITION, EQUITY CLAUSES, EX AEQUO ET BONO WHAT KIND OF
ARBITRATION? (A) INTRODUCTION (B) INSTITUTIONAL AND AD HOC ARBITRATION
(C) INSTITUTIONAL ARBITRATION*ADVANTAGES AND DISADVANTAGES ADVANTAGES
DISADVANTAGES (D) AD HOC ARBITRATION*ADVANTAGES AND DISADVANTAGES
ADVANTAGES DISADVANTAGES (E) ARBITRAL INSTITUTIONS WHAT TO LOOK FOR IN
AN ARBITRAL INSTITUTION (I) A DEGREE OF PERMANENCY (II) MODERN RULES OF
ARBITRATION (III) QUALIFIED STAFF (IV) REASONABLE CHARGES SOME
WELL-KNOWN INSTITUTIONS THE INTERNATIONAL CHAMBER OF COMMERCE THE LONDON
COURT OF INTERNATIONAL ARBITRATION THE AMERICAN ARBITRATION ASSOCIATION
THE INTERNATIONAL ARBITRATION CENTRE OF THE AUSTRIAN FEDERAL ECONOMIC
CHAMBER, VIENNA. THE WIPO ARBITRATION CENTRE (F) ARBITRATIONS INVOLVING
A STATE OR STATE ENTITY ICSID ICSID PROCEDURES ICSID * AN INTERNATIONAL
INSTITUTION 1-38 1-39 1-40 1^1 1^»3 1^9 1-51 1-52 1-53 1-54 1-55 1-58
1-59 1-60 1-61 1-62 1-63 1-64 L-64A 1-65 1-66 1-69 1-70 1-72 1-73 1-74
1-75 1-76 1-77 1-79 1-80 1-81 1-82 1-83 1-84 1-85 1-86 1-87 1-88 1-89
1-90 1-91 1-93 1-94 1-95 1-96 1-97 1-98 1-99 1-100 XLL TABLE OF CONTENTS
ICSID S ADDITIONAL FACILITY 1-103 THE PERMANENT COURT OF ARBITRATION
(THE PCA) 1-104 4. CLAIMS COMMISSIONS AND TRIBUNALS 1-105 (A) THE
IRAN-UNITED STATES CLAIMS TRIBUNAL 1-106 (B) THE UNITED NATIONS
COMPENSATION COMMISSION 1-108 (C) THE CLAIMS RESOLUTION TRIBUNAL FOR
DORMANT ACCOUNTS IN SWITZERLAND 1-110 5. REGULATION OF INTERNATIONAL
ARBITRATION (A) GENERALLY 1-111 (B) THE ROLE OF NATIONAL LAW 1-113 STATE
PARTICIPATION IN THE ARBITRAL PROCESS (C) THE ROLE OF INTERNATIONAL
CONVENTIONS AND THE MODEL LAW 1-115 BILATERAL INVESTMENT TREATIES 1-116
THE GENEVA PROTOCOL 1923 . 1-118 THE GENEVA CONVENTION OF 1927 1-119 THE
NEW YORK CONVENTION OF 1958 1-120 CONVENTIONS AFLER 1958 1-121 REGIONAL
CONVENTIONS 1-122 THE MODEL LAW 1-123 (D) PRACTICE*-NATIONAL OR
INTERNATIONAL 1-124 HOW PROCEDURE IS DETERMINED 1-125 6. SUMMARY 1-128
CHAPTER 2*APPLICABLE LAWS 1. INTRODUCTION (A) GENERALLY 2-01 (B) NO
LEGAL VACUUM 2-02 (C) A COMPLEX INTERACTION OF LAWS 2-03 2. THE LAW
GOVERNING THE ARBITRATION (A) INTRODUCTION 2-04 (B) WHAT IS THE LEX
ARBITRI! 2-06 (C) THE SEAT THEORY 2-08 (D) THE LEX ARBITRI *A PROCEDURAL
LAW? 2-09 (E) CHOICE OF A FOREIGN PROCEDURAL LAW 2-10 (F) PERIPATETIC
ARBITRATIONS 2-12 (G) WHERE AN AWARD IS MADE 2-14 (H) DE-LOCALISATION
2-16 THE ARGUMENTS CONSIDERED 2-18 THE POSITION IN REALITY 2-19 (I) THE
SEAT THEORY AND THE LEX ARBITRI 2-20 3. THE LAW APPLICABLE TO THE
SUBSTANCE (A) GENERALLY 2-21 CROSSING NATIONAL FRONTIERS 2-23 (B) THE
AUTONOMY OF THE PARTIES 2-24 RECOGNITION BY INTERNATIONAL CONVENTIONS
2-25 TIME OF CHOICE 2-26 RESTRICTIONS ON PARTY AUTONOMY 2-27 THE OPTIONS
2-28 (C) NATIONAL LAW 2-29 CHOICE OF A SYSTEM OF NATIONAL LAW 2-30
DIJFERENCES BETWEEN NATIONAL LAWS 2-31 UNSUITABILITY FOR INTERNATIONAL
TRADE 2-32 NATIONAL INTERESTS 2-33 UNFAIR TREATMENT 2-34 PRECLUDING
UNFAIR TREATMENT 2-35 XIII TABLE OF CONTENTS STABILISATION CLAUSES 2-36
(D) PUBLIC INTERNATIONAL LAW 2-38 (E) CONCURRENT LAWS 2-39 THE
WASHINGTON CONVENTION 2-40 THE LIBYAN OIL NATIONALISATION ARBITRATIONS
2-4 1 (0 COMBINED LAWS (OR THE TRONC COMMUN DOCTRINE) 2-43 (G) THE
SHARI AH 2-47 DISPUTES GOVERNED BY SHARI AH 2*48 DISPUTES NOT GOVERNED
BY SHARI AH 2-49 ARBITRATION AT SHARI AH * GENERAL PRINCIPLES 2-50 (H)
TRANSNATIONAL LAW (INCLUDING THE GENERAL PRINCIPLE OF LAW; INTER-
NATIONAL DEVELOPMENT LAW; THE LEX MERCATORIA; CODIFIED TERMS AND
PRACTICES AND TRADE USAGES) INTRODUCTION 2-51 THE GENERAL PRINCIPLES OF
LAW 2-53 THE PETROLEUM DEVELOPMENT ARBITRATION 2-54 INTERNATIONAL
DEVELOPMENT LAW 2-57 THE CHARTER OF ECONOMIC RIGHTS AND DUTIES OF STATES
2-48 THE CONTENT OF INTERNATIONAL DEVELOPMENT LAW 2-59 THE LEX
MERCATORIA 2-60 CODIFIED TERMS AND PRACTICES 2-65 THE UNIDROIT
PRINCIPLES 2-66 TRADE USAGES 2-68 AUTHORITY TO APPLY A NON-NATIONAL
SYSTEM OF LAW 2-69 TRANSNATIONAL LAW IN PRACTICE 2-71 (I) EQUITY AND
GOOD CONSCIENCE 2-72 4. CONFLICT RULES AND THE SEARCH FOR THE APPLICABLE
LAW (A) GENERALLY 2-74 (B) IMPLIED OR TACIT CHOICE 2-75 CHOICE OFFORUM
AS CHOICE OF LAW 2-7 6 (C) CONFLICT RULES 2-77 DOES AN INTERNATIONAL
ARBITRAL TRIBUNAL HAVE A LEXFORI? 2-79 (D) INTERNATIONAL CONVENTIONS,
RULES OF ARBITRATIONS AND NATIONAL LAWS 2-80 (E) CONCLUSION 2-81 CHAPTER
3*ARBITRATION CLAUSES AND SUBMISSION AGREEMENTS 1. BACKGROUND (A)
GENERALLY 3-01 (B) CATEGORIES OF ARBITRATION AGREEMENTS 3-02 (C)
INTERNATIONAL CONVENTIONS THE GENEVA TREATIES 3-03 (D) INTERNATIONAL
STANDARDS 3-04 (E) EXISTING AND FUTURE DISPUTES 3-06 (0 A DESSNED LEGAL
RELATIONSHIP 3-07 2. THE VALIDITY OF AN ARBITRATION AGREEMENT (A) FORMAL
VALIDITY*THE NEED FOR WRITING 3-09 (B) ESSENTIAL VALIDITY 3-13 IS THERE
AN AGREEMENT TO ARBITRATE? 3-14 CAPACITY 3-15 NATURAL PERSONS 3-16
CORPORATIONS 3-17 STATES AND STATE AGENCIES 3-18 ARBITRABILITY 3-21
PATENTS AND TRADEMARKS 3-23 ANTITRUST AND COMPETITION LAWS 3-24 XIV
TABLE OF CONTENTS SECURITIES TRANSACTIONS 3-26 BRIBERY AND CORRUPTION
3-27 FRAUD 3-29 CONCLUSION 3-30 3. OTHER IMPORTANT ASPECTS OF THE
ARBITRATION AGREEMENT (A) SEPARABILITY 3-31 (B) THE LAW GOVEMING THE
ARBITRATION AGREEMENT 3-35 4. ANALYSIS OF AN ARBITRATION AGREEMENT (A)
SCOPE 3-39 FORMS OF WORDING 3-40 (B) BASIC ELEMENTS 3-44 A VALID
ARBITRATION AGREEMENT 3-47 THE NUMBER OF ARBITRATORS 3-48 ESTABLISHMENT
OF THE ARBITRAL TRIBUNAL 3-49 AD HOC OR INSTITUTIONAL ARBITRATION 3-50
FILLING VACANCIES IN THE TRIBUNAL . 3-51 PLACE OF ARBITRATION 3-52
GOVEMING LAW 3-53 DEFAULT CLAUSES 3-54 LANGUAGE 3-55 ENTRY OFJUDGMENT
AND RULE OF COURT CLAUSES 3-56 OTHER PROCEDURAL MATTERS 3-57 (C)
SUBMISSION AGREEMENTS GENERALLY 3-58 DRAFTING A SUBMISSION AGREEMENT
3-59 AN ILLUSTRATION 3-60 (D) SUMMARY 3-61 5. DEFECTIVE ARBITRATION
CLAUSES 3-63 (A) INCONSISTENCY 3-64 (B) UNCERTAINTY 3-65 (C)
INOPERABILITY 3-67 (D) REPUDIATION AND WAIVER OF ARBITRATION AGREEMENTS
3-68 6. MULTI-PARTY ARBITRATIONS (A) GENERALLY 3-69 SEVERAL PARTIES TO
ONE CONTRACT 3-70 SEVERAL CONTRACTS WITH DIFFERENT PARTIES 3-72 (B)
STRING ARBITRATIONS 3-75 (C) CONCURRENT HEARINGS 3-76 (D) COURT ORDERED
CONSOLIDATION 3-77 (E) CONSOLIDATION BY CONSENT UNDER AN ARBITRATION
AGREEMENT 3-80 UNDER INSTITUTIONAL RULES 3-81 CHAPTER 4*ESTABLISHMENT
AND ORGANISATION OR AN ARBITRAL TRIBUNAL 1. BACKGROUND (A) GENERALLY
4-01 (B) COMMENCEMENT OF AN ARBITRATION 4-03 TIME-LIMITS 4-04
CONTRACTUAL TIME-LIMITS 4-05 TIME-LIMITS AND PUBLIC POLICY 4-08 (C)
COMMENCEMENT OF AN ARBITRATION UNDER APPLICABLE LAW 4-09 (D)
COMMENCEMENT OF AN ARBITRATION UNDER INSTITUTIONAL RULES 4-10 (E)
SELECTING AN ARBITRAL TRIBUNAL 4-12 (0 SOLE ARBITRATORS AND
MULTI-ARBITRATOR TRIBUNALS 4-14 SOLE ARBITRATORS 4-15 XV TABLE OF
CONTENTS TWO ARBITRATORS THREE ARBITRATORS FOUR OR MORE ARBITRATORS ..
APPOINTMENT OF ARBITRATORS (A) GENERALLY (B) AGREEMENT OF THE PARTIES
(C) TRADE ASSOCIATIONS (D) PROFESSIONAL INSTITUTIONS (E) ARBITRAL
INSTITUTIONS (F) LIST SYSTEMS (G) BY EXISTING ARBITRATORS (H) NATIONAL
COURTS JURISDICTION POWERS (I) DESIGNATING AN APPOINTING AUTHORITY
DESIGNATION BY THE SECRETARY-GENERAL OF THE PCA I. QUALITIES REQUIRED IN
INTERNATIONAL ARBITRATORS (A) GENERALLY (B) RESTRICTIONS IMPOSED BY THE
PARTIES (C) RESTRICTIONS IMPOSED BY THE APPLICABLE LAW (D) PROFESSIONAL
QUALIFICATIONS SOLE ARBITRATOR THREE ARBITRATORS (E) LANGUAGE (F)
EXPERIENCE AND OUTLOOK (G) EDUCATION AND TRAINING (H) INTERVIEWING
PROSPECTIVE ARBITRATORS X. IMPARTIALITY AND INDEPENDENCE OF ARBITRATORS
(A) GENERALLY (B) IMPARTIALITY IMPARTIALITY DISTINGUISHED FROM
NEUTRALITY (C) INDEPENDENCE NATIONALITY (D) DISCLOSURE (E)
COMMUNICATIONS WITH THE PARTIES 5. CHALLENGE AND REPLACEMENT OF
ARBITRATORS (A) GENERALLY (B) GROUNDS FOR CHALLENGE (C) PROCEDURE FOR
CHALLENGE CHALLENGES UNDER THE ICSID RULES (D) WAIVER (E) FILLING A
VACANCY (F) TRUNCATED TRIBUNALS (G) PROCEDURE FOLLOWING THE FILLING OF A
VACANCY TRANSCRIPTS (H) INSURING AGAINST A VACANCY 6. THE ORGANISATION
OF THE ARBITRAL TRIBUNAL (A) GENERALLY (B) MEETINGS AND HEARINGS
MEETINGS AND HEARINGS AT WHICH THE PARTIES ARE PRESENT FIXING DATESFOR
HEARINGS AVOIDANCE OFPUBLIC HOLIDAYS LENGTH OF HEARINGS (C)
ADMINISTRATIVE ASPECTS ARBITRATION CENTRES ARBITRAL INSTITUTIONS 4-16
4-17 4-19 4-20 4-21 4-24 4-25 4-26 4-27 4-28 4-29 4-30 4-31 4-32 4-33
4-35 4-36 4-37 4-38 4-39 4-^10 A-4 &R-A2 4-44 4-45 4-47 4-51 4-52 4-54
4-55 4-57 4-58 4-59 4-60 4-65 4-67 4-70 4-71 4-73 4-75 4-76 4-78 4-79
4-80 4-81 4-82 4-83 4-84 4-87 4-88 4-89 XVI TABLE OF CONTENTS
UNIVERSITIES, CLUBS AND OTHER INSTITUTIONS 4*90 HOTELS 4-91 INTERPRETERS
4-92 VERBATIM RECORDS 4-93 HEARING HOURS 4-95 RELATIONS BETWEEN THE
PARTIES AND THE ARBITRAL TRIBUNAL 4*97 FUNCTIONS OF THE PRESIDING
ARBITRATOR 4*98 (D) THE ROLE OF AN ADMINISTRATIVE SECRETARY OR REGISTRAR
4-99 INSTITUTIONAL ARBITRATIONS * 4-100 WHO TO APPOINT 4-10 1 A MODEL
CLAUSE FOR THE APPOINTMENT OFAN ADMINISTRATIVE SECRETARY OR REGISTRAR
4-102 7. FEES AND EXPENSES OF THE ARBITRAL TRIBUNAL 4-103 (A) WHO FIXES
FEES? 4-104 (B) COMMITMENT OR CANCELLATION FEES 4-105 (C) METHODS OF
ASSESSING FEES 4-106 THE AD VALOREM METHOD 4-107 THE TIME SPENT METHOD
4-108 THE FIXEDFEE METHOD 4*109 (D) NEGOTIATING ARBITRATORS FEES
4-110 . (E) EXPENSES OF THE ARBITRAL TRIBUNAL 4-111 THE REIMBURSEMENT
METHOD 4-112 THE PER DIEM METHOD 4-113 THE ICSID SYSTEM 4-114 (F)
DEPOSITS IN RESPECT OF FEES AND EXPENSES 4-115 (G) SECURING PAYMENT OF
THE FEES AND EXPENSES OF THE ARBITRAL TRIBUNAL 4-116 CHAPTER 5*POWERS,
DUTTES AND JURISDICTION OF AN ARBITRAL TRIBUNAL 1. 2. 4. BACKGROUND (A)
GENERALLY (B) PRACTICAL CONSIDERATIONS POWERS OF ARBITRATORS (A)
GENERALLY (B) POWERS CONFERRED BY THE PARTIES DIRECTLY INDIRECTLY (C)
POWERS CONFERRED BY OPERATION OF LAW DUTIES OF ARBITRATORS (A) GENERALLY
(B) DUTIES IMPOSED BY THE PARTIES (C) DUTIES IMPOSED BY LAW . DUTY TO
ACT WITH DUE CARE IMMUNITY DUTY TO ACT WITH DUE DILIGENCE DUTY TO ACT
JUDICIALLY (D) ETHICAL DUTIES (E) SUMMARY JURISDICTION (A) GENERALLY (B)
CHALLENGES TO JURISDICTION PARTIAL CHALLENGE TOTAL CHALLENGE (C) THE
AUTONOMY (OR SEPARABILITY) OF THE ARBITRATION CLAUSE WHO JUDGES
COMPETENCE/COMPETENCE 5-01 5-02 5-03 5-04 5-06 5-07 5-11 5-12 5-14 5-15
5-17 5-19 5-20 5-23 5-24 5-25 5-26 5-27 5-29 5-30 5-32 5-33 XVN TABLE OF
CONTENTS COMPETENCE 5-36 LIMITATIONS ON JURISDICTION 5-37 AWARD MADE
WITHOUT JURISDICTION 5-38 (D) COURT CONTROL 5-39 CONCURRENT CONTROL 5-40
THE CHOICES OPEN TO THE ARBITRAL TRIBUNAL 5-41 (E) PROCEDURAL ASPECTS OF
RESOLVING ISSUES OF JURISDICTION 5-44 THE TIME AT WHICH ISSUES OF
JURISDICTION SHOULD BE RAISED 5^15 (F) OPTIONS OPEN TO THE RESPONDENT
5-46 BOYCOTT THE ARBITRATION 5-47 RAISE OBJECTIONS WITH THE ARBITRAL
TRIBUNAL 5-4S APPLICATION TO A NATIONAL COURT 5-49 ATTACKING THE AWARD
5-50 THE COMBINED APPROACH 5-51 FORM OF COURT INTERVENTION 5-52 (G)
INTERNATIONAL AGREEMENTS ON THE JURISDICTION OF NATIONAL COURTS 5-53
CHAPTER 6*THE CONDUCT OR THE PROCEEDINGS 1. BACKGROUND (A) GENERALLY -
6-01 (B) PARTY AUTONOMY 6-03 (C) RESTRICTIONS ON PARTY AUTONOMY 6-06
EQUAUETY 6-07 PUBLIC POLICY 6-08 ARBITRATION RULES 6-09 THIRD PARTIES
6-10 (D) ADVERSARIAL AND INQUISITORIAL PROCESSES 6-11 2. THE CHOICE OF A
PLACE OF ARBITRATION (A) GENERALLY 6-13 (B) THE LAW GOVEMING THE
ARBITRATION 6-15 LEVEL OF CONTROL 6-16 THE LEX ARBITRI 6-18 LOCAL
RESTRICTIONS ON ARBITRATORS AND REPRESENTATIVES 6-19 ETHICAL QUESTIONS
6-20 (C) ENFORCEABILITY 6-22 (D) MEETINGS NEED NOT ALL BE HELD AT THE
SEAT OF ARBITRATION 6-24 (E) THE AWARD SHOULD BE MADE AT THE SEAT OF
ARBITRATION 6-25 (F) CHANGING THE SEAT OF ARBITRATION 6-26 AGREEMENT
INOPERATIVE OR INCAPABLE OF BEING PERFORMED 6-28 3. PRELIMINARY STEPS
(A) GENERALLY 6-29 CONDUCT OF PRELIMINARY MEETINGS 6-3 0 REPRESENTATION
AT PRELIMINARY MEETINGS 6-31 ADJOURNMENT OF PRELIMINARY MEETINGS 6-32
MATTERS TO BE DETERMINED AT PRELIMINARY MEETINGS 6-33 UNCITRAL NOTES ON
ORGANISING ARBITRAL PROCEEDINGS 6-34 (B) OTHER PRELIMINARY ISSUES 6-35
GOVEMING LAW AND APPLICABLE LAW 6-37 SEPARATION OFLIABILITY AND QUANTUM
6-38 SEPARATION OF OTHER ISSUES 6-41 FAST TRACK ARBITRATIONS 6-43 THE
CANADIAN COMMODITY PRICE RE-DETERMINATION CASES 6-44 (C) AVOIDING DELAY
AND DISRUPTION 6-45 SPECIAL PROCEDURES IN SMALL CASES 6-46 4. WRITTEN
SUBMISSIONS XVIII TABLE OF CONTENTS (A) GENERALLY THE FUNCTION OFWRITTEN
SUBMISSIONS THE NEED TO AVOID AMBIGUITY (B) WRITTEN PLEADINGS IN
INSTITUTIONAL RULES OF ARBITRATION DEFINITION OF THE ISSUES TERMINOLOGY
TIME-LIMITS COMMUNICATION OF WRITTEN PLEADINGS TO THE ARBITRAL TRIBUNAL
ADMISSIBILITY OF COUNTERCLAIMS 5. EVIDENCE (A) GENERALLY COMMON AND
CIVIL LAW PROCEDURES ADMISSIBILITY BUERDEN OFPROOF METHODS OF PRESENTING
EVIDENCE (B) PRODUCTION OF DOCUMENTS FAVOURABLE AND UNFAVOURABLE
DOCUMENTS COMMON LAW PRACTICE CIVIL LAW PRACTICE DOCUMENTS IN THE
POSSESSION OF A THIRD PARTY METHODS OF PRESENTING DOCUMENTS TRANSLATIONS
(C) TESTIMONY OF WITNESSES WRITTEN WITNESS EVIDENCE EVIDENTIARY WEIGHT
OF WITNESS EVIDENCE TAKING EVIDENCE OVERSEAS (D) EXPERT EVIDENCE EXPERTS
APPOINTED BY THE ARBITRAL TRIBUNAL POWER TO APPOINT EXPERTS THE
PRESENTATION OF EXPERT EVIDENCE ALTERNATIVE METHODS OF PRESENTING EXPERT
EVIDENCE ADMISSIBILITY OF EXPERT EVIDENCE CATEGORIES OF EXPERT EVIDENCE
(E) INSPECTION OF THE SUBJECT-MATTER OF THE DISPUTE POWER OF THE
ARBITRAL TRIBUNAL TO INSPECT THE SUBJECT-MATTER PROCEDURE FOR INSPECTION
INSPECTION UNDER INSTITUTIONAL RULES OF ARBITRATION 6. HEARINGS (A)
GENERALLY (B) ORGANISATION OF THE HEARINGS REPRESENTATION PRE-HEARING
CONFERENCES REVISED ICSID RULES (C) PROCEDURE AT HEARINGS INTERNATIONAL
PRACTICE EXAMINATION OF WITNESSES WHO HAS THE LAST WORD? (D) EX PARTE
HEARINGS REFUSAL TO PARTICIPATE PROCEDURE IN EX PARTE HEARINGS 7.
PROCEEDINGS AFTER THE HEARINGS (A) GENERALLY POST-HEARING BRIEFS FRESH
EVIDENCE 6^8 6-50 6-51 6-55 6-56 6-57 6-58 6-59 6-61 6-62 6-64 6-66 6-67
6-68 6-69 6-70 6-71 6-73 6-74 6-75 6-76 6-78 6-79 6-80 6-81 6-82 6-83
6-85 6-87 6-89 6-90 6-91 6-92 6-93 6-94 6-95 6-96 6-97 6-99 6-101 6-103
6-104 6-105 6-107 6-108 6-109 6-110 6-112 6-113 6-114 XIX TABLE OF
CONTENTS CHAPTER 7*THE ROLE OF NATIONAL COURTS DURING THE ARBITRATION
PROCEEDINGS 1. INTRODUCTION 7-01 (A) THE INCREASING INDEPENDENCE OF
ARBITRATION 7-02 (B) LIMITATIONS ON INDEPENDENCE 7-03 (C) A RELAY RACE
7-04 2. AT THE BEGINNING OF THE ARBITRATION 7-06 (A) ENFORCING THE
ARBITRATION AGREEMENT 7-07 (B) ESTABLISHING THE ARBITRAL TRIBUNAL 7-08
(C) CHALLENGES TO JURISDICTION 7-09 3. DURING THE ARBITRATION
PROCEEDINGS 7-10 (A) INTERIM MEASURES: POWERS OF THE ARBITRAL TRIBUNAL
7-11 (B) INTERIM MEASURES: POWERS OF THE COMPETENT COURT 7-14
INCOMPATIBILITY WITH THE ARBITRATION AGREEMENT? 7-1 5 SHOULD APPLICATION
BE MADE TO A NATIONAL COURT OR TO THE ARBITRATORS? 7-17 (C) MEASURES
RELATING TO THE PRESERVATION OF EVIDENCE 7-20 (D) MEASURES AIMED AT
PRESERVING THE STATUS QUO 7-25 (E) SECURITY FOR COSTS 7-29 (F)
INJUNCTIONS AND OTHER FORMS OF RELIEF 7-33 4. AT THE END OF THE
ARBITRATION (A) JUDICIAL CONTROL OF THE PROCEEDINGS AND THE AWARD 7-34
(B) SUMMARY 7-35 CHAPTER 8*THE AWARD 1. BACKGROUND (A) GENERALLY 8-01
ACHIEVING THE INTENDED RESULT 8-04 DEFINITION OF AWARD 8-06 (B) REMEDIES
8-08 MONETARY COMPENSATION 8-09 PUNITIVE DAMAGES AND OTHER PENALTIES
8-10 RECTIFICATION 8-14 ADAPTATION OF CONTRACTS AND FILLING GAPS 8-15
CREATION OF NEW RELATIONS 8-17 SPECIFIC PERFORMANCE 8-18 RESTITUTION
8-19 INJUNCTIONS 8-21 DECLARATORY RELIEF 8-22 INTEREST AND COSTS 8-23
(C) MAKING A DECISION MAJORITY VOTING 8-25 THE BARGAINING PROCESS 8-28
DELIBERATIONS 8-29 (D) TRIBUNAL PSYCHOLOGY 8-30 THE ROLE OF
PARTY-NOMINATED ARBITRATORS 8-31 2. CATEGORIES OF AWARDS (A) GENERALLY
8-32 (B) FINAL AWARDS 8-33 (C) PARTIAL AND INTERIM AWARDS 8-34 ISSUES
CONCERNING THE APPLICABLE LAW 8-36 SEPARATION OF LIABILITY AND QUANTUM
8-37 UMITATION CLAUSES IN A CONTRACT 8-38 (D) DEFAULT AWARDS 8-39 (E)
CONSENT AWARDS 8_40 XX TABLE OF CONTENTS 3. VALIDITY OF AWARDS (A)
GENERALLY G_43 (B) FORM OF THE AWARD 8-44 THE ARBITRATION AGREEMENT 8-45
THE LAW GOVEMING THE ARBITRATION 8-47 THE INTRODUCTORY SECTION OF AN
AWARD %-4% SIGNATURES 8-49 LANGUAGE OFTHE AWARD 8-50 (C) CONTENTS OF THE
AWARD 8-51 THE ARBITRATION AGREEMENT 8-52 UNAMBIGUOUS 8-53 EJFECTIVE
DETERMINATION OF THE ISSUES 8-54 REASONS 8-55 DIFFERENT WAYS OFGIVING
REASONS 8-58 (D) TIME-LIMITS 8-59 THE DISADVANTAGES OFMANDATORY
TIME-LIMITS 8-61 NON-MANDATORY PROVISIONS 8-6 2 (E) NOTIFIKATION OF
AWARDS 8-63 (F) REGISTRATION OR DEPOSIT OF AWARDS 8-64 4. OTHER
CONSIDERATIONS (A) RES JUDICATA EFFECT OF AWARD 8-65 EXISTING DISPUTES
8-66 SUBSEQUENT DISPUTES 8-67 EFFECT OF AWARD ON THIRD PARTIES 8-68 (B)
SEPARATE AND DISSENTING OPINIONS 8-69 DISSENTING OPINIONS 8-70 THE
POSITION IN NATIONAL LAWS 8-71 THE POSITION UNDER INSTITUTIONAL RULES
8-72 THE PRACTICE IN ICC ARBITRATIONS 8-73 PRACTICE AT THE IRAN-UNITED
STATES CLAIMS TRIBUNAL 8-74 DISSENTING OPINIONS AS A BASIS FOR CHALLENGE
8-75 (C) INTEREST 8-76 CONTRACTUAL INTEREST 8-78 INTEREST FOR LATE
PAYMENT 8-79 THE ARBITRATION AGREEMENT 8-80 THE PROPER LAW OF THE
CONTRACT 8-81 THE LEX ARBITRI 8-82 ENFORCING AWARDS THAT CARRY INTEREST
8-83 POST-AWARD INTEREST 8-84 (D) COSTS 8-85 COSTS OF THE ARBITRATION
8-86 COSTS OF THE PARTIES 8-87 ASSESSING THE COSTS OFTHE PARTIES 8-89
REQUIREMENTS IMPOSED BY NATIONAL LAW 8-9 2 (E) PROCEEDINGS AFTER THE
AWARD 8-93 UNDER NATIONAL LAW 8-94 UNDER RULES OF ARBITRATION 8-96
REVIEW PROCEDURES OTHER THAN BY NATIONAL COURTS 8-99 REVIEW PROCEDURES
UNDER THE ICSID RULES 8-101 PUBLICATION OF AWARDS 8-102 CHAPTER 9
*CHALLENGE OF ARBITRAL AWARDS 1. BACKGROUND 9-01 (A) THE PURPOSE OF
CHALLENGE 9-02 (B) THE MEANING OF CHALLENGE 9-03 XXI TABLE OF CONTENTS
(C) INTRODUCTORY REMARKS 9-04 2. METHODS OF CHALLENGE 9-07 (A) INTERNAL
CHALLENGE 9-08 (B) CORRECTION AND INTERPRETATION OF AWARDS; ADDITIONAL
AWARDS 9-11 (C) RECOURSE TO THE COURTS 9-12 3. GROUNDS FOR CHALLENGE (A)
LACK OF JURISDICTION 9-13 (B) OTHER GROUNDS FOR CHALLENGE 9-17 4.
GROUNDS FOR CHALLENGE UNDER THE MODEL LAW 9-18 (A) INCAPACITY: INVALID
AGREEMENT TO ARBITRATE 9-20 (B) LACK OF DUE PROCESS 9-21 (C) ISSUES OF
JURISDICTION 9-24 (D) FURTHER PROCEDURAL ISSUES 9-26 SUMMARY 9-27 (E)
ARBITRABILITY 9-28 (F) PUBLIC POLICY 9-29 (G) CONCLUSION 9-32 5.
SUBSTANTIVE GROUNDS FOR CHALLENGE (A) MISTAKE OF LAW 9-34 (B) MISTAKE OF
FACT 9^2 SUMMARY 6. PLACE, TIME AND EFFECTS OF CHALLENGE (A) PLACE OF
CHALLENGE 9-45 (B) TIME-LIMITS 9^6 (C) THE EFFECTS OF A SUCCESSFUL
CHALLENGE 9-47 CHAPTER 10*RECOGNITION AND ENFORCEMENT OF ARBITRAL AWARDS
1. BACKGROUND (A) GENERALLY 10-01 (B) PERFORMANCE OF AWARDS 10-03
COMMERCIAL AND OTHER PRESSURES 10-04 ARBITRATOR S DUTY TO RENDER AN
ENFORCEABLE AWARD 10-05 ENFORCEMENT BY COURT PROCEEDINGS 10-06 (C) THE
GENERAL PRINCIPLES GOVEMING RECOGNITION AND ENFORCEMENT 10-08 THE
DIFFERENCE BETWEEN RECOGNITION AND ENFORCEMENT 10-09 RECOGNITION 10-10
ENFORCEMENT 10-11 PURPOSE 10-12 (D) PLACE OF RECOGNITION AND ENFORCEMENT
10-13 FORUM SHOPPING 10-14 (E) METHODS OF RECOGNITION AND ENFORCEMENT
10-15 (F) TIME LIMITS 10-16 (G) CONSEQUENCES OF REFUSAL OF RECOGNITION
AND ENFORCEMENT 10-17 2. THE ROLE OF THE INTERNATIONAL CONVENTIONS (A)
GENERALLY 10-18 (B) THE GENEVA TREATIES THE GENEVA PROTOCOL OF 1923
10-19 THE GENEVA CONVENTION OF 1927 10-20 (C) THE NEW YORK CONVENTION
10-22 ENFORCING THE AGREEMENT TO ARBITRATE 10-23 ENFORCING FOREIGN
AWARDS 10-2 4 THE FIRST RESERVATION: RECIPROCITY 10-25 THE SECOND
RESERVATION: COMMERCIAL RELATIONSHIPS 10-26 RECOGNITION AND ENFORCEMENT
UNDER THE NEW YORK CONVENTION 10-28 FORMALITIES 10-29 XXII TABLE OF
CONTENTS 3. REFUSAL OF RECOGNITION AND ENFORCEMENT (A) GENERALLY 10-30
(B) GROUNDS FOR REFUSAL 10-32 (C) FIRST GROUND FOR REFUSAL: INCAPACITY;
INVALID ARBITRATION AGREEMENT 10-34 (D) SECOND GROUND: NO PROPER NOTICE
OF APPOINTMENT OF ARBITRATOR OR OF THE PROCEEDINGS; LACK OF DUE PROCESS
10-35 (E) THIRD GROUND: JURISDICTIONAL ISSUES 10-36 (F) FOURTH GROUND:
COMPOSITION OF TRIBUNAL OR PROCEDURE NOT IN ACCOR- DANCE WITH
ARBITRATION AGREEMENT OR THE RELEVANT LAW 10-38 (G) FIFTH GROUND: AWARD
NOT BINDING; SUSPENDED OR SET ASIDE 10-40 (H) ARBITRABILITY 10-45 (I)
PUBLIC POLICY 10-46 (J) THE WASHINGTON CONVENTION 10-49 (K) REFUSAL OF
RECOGNITION AND ENFORCEMENT UNDER REGIONAL CONVENTIONS THE EUROPEAN
CONVENTION OF 1961 10-50 THE MOSCOW CONVENTION 10-51 THE PANAMA
CONVENTION 10-52 THE AMMAN CONVENTION 10-54 OTHER REGIONAL CONVENTIONS
10-55 (1) THE DEFENCE OF STATE IMMUNITY 10-56 JURISDICTIONAL IMMUNITY
10-57 IMMUNITY FROM EXECUTION 10-58 4. PRACTICAL CONSIDERATIONS (A)
ENTRY OF JUDGMENT AND RULE OF COURT CLAUSES 10-61 (B) FAVOURABLE
LOCAL LAW 10-63 ENFORCEMENT AS A DOMESTIC AWARD 10-67 ENFORCEMENT AS
AN OBLIGATION 10-68 THE HIERARCHY OF AWARDS 10-69 (C) OPTIONS OPEN TO
THE SUCCESSFUL PARTY: A CHECKLIST 10-71 (D) OPTIONS OPEN TO THE
UNSUCCESSFUL PARTY: A CHECKLIST 10-72 TO CHALLENGE OR NOT? 10-73 (E) THE
NEED FOR LOCAL ADVICE 10-74 APPENDICES APPENDIX A *THE NEW YORK
CONVENTION ON THE RECOGNITION AND ENFORCEMENT OF FOREIGN ARBITRAL AWARDS
A-01 APPENDIX B *UNCITRAL MODEL LAW ON INTERNATIONAL COMMERCIAL
ARBITRATION B-01 APPENDIX C*MODEL ARBITRATION CLAUSES FOR INTERNATIONAL
CONTRACTS C-01 APPENDIX D*AAA INTERNATIONAL ARBITRATION RULES D-01
APPENDIX E*ICC RULES OF ARBITRATION E-01 APPENDIX F *ICSID RULES OF
PROCEDURE FOR THE INSTITUTION OF CONCILIATION AND ARBITRATION
PROCEEDINGS F-01 APPENDIX G *LCIA ARBITRATION RULES G-01 APPENDIX H*
UNCITRAL ARBITRATION RULES H-01 APPENDIX I *WIPO ARBITRATION RULES 1-01
APPENDIX J *UNCITRAL NOTES ON ORGANIZING ARBITRAL PROCEEDINGS J-01
APPENDIX K *IB A RULES ON THE TAKING OF EVIDENCE IN INTERNATIONAL
COMMER- CIAL ARBITRATION K-01 APPENDIX L *EBA ETHICS FOR INTERNATIONAL
ARBITRATORS L-01 APPENDIX M *COUNTRIES THAT HAVE ADOPTED ARBITRATION
LEGISLATION BASED ON THE UNCITRAL MODEL LAW M-01 APPENDIX N *SCOREBOARD
OF ADHERENCE TO TRANSNATIONAL ARBITRATION TREATIES N-01 INDEX 651 XXIII
|
| any_adam_object | 1 |
| author | Redfern, Alan Hunter, Martin |
| author_facet | Redfern, Alan Hunter, Martin |
| author_role | aut aut |
| author_sort | Redfern, Alan |
| author_variant | a r ar m h mh |
| building | Verbundindex |
| bvnumber | BV012893714 |
| callnumber-first | K - Law |
| callnumber-label | K2400 |
| callnumber-raw | K2400.R43 1999 |
| callnumber-search | K2400.R43 1999 |
| callnumber-sort | K 42400 R43 41999 |
| callnumber-subject | K - General Law |
| classification_rvk | PT 350 PU 1555 |
| ctrlnum | (OCoLC)421699678 (DE-599)BVBBV012893714 |
| dewey-full | 341.5/2221 341.522 |
| dewey-hundreds | 300 - Social sciences |
| dewey-ones | 341 - Law of nations |
| dewey-raw | 341.5/22 21 341.522 |
| dewey-search | 341.5/22 21 341.522 |
| dewey-sort | 3341.5 222 221 |
| dewey-tens | 340 - Law |
| discipline | Rechtswissenschaft |
| edition | 3. ed. |
| format | Book |
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| id | DE-604.BV012893714 |
| illustrated | Not Illustrated |
| indexdate | 2024-07-09T18:35:35Z |
| institution | BVB |
| isbn | 0421561300 |
| language | English |
| oai_aleph_id | oai:aleph.bib-bvb.de:BVB01-008775610 |
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| physical | LI, 664 S. |
| publishDate | 1999 |
| publishDateSearch | 1999 |
| publishDateSort | 1999 |
| publisher | Sweet & Maxwell |
| record_format | marc |
| spelling | Redfern, Alan Verfasser aut Law and practice of international commercial arbitration by Alan Redfern ; Martin Hunter 3. ed. London Sweet & Maxwell 1999 LI, 664 S. txt rdacontent n rdamedia nc rdacarrier Arbitrage (Droit international privé) Arbitrage (droit international privé) ram Arbitration and award, International Verfahren (DE-588)4187669-6 gnd rswk-swf Außenhandel (DE-588)4003832-4 gnd rswk-swf Internationale Schiedsgerichtsbarkeit (DE-588)4162055-0 gnd rswk-swf Schiedsgerichtsbarkeit (DE-588)4052348-2 gnd rswk-swf Internationale Handelsschiedsgerichtsbarkeit (DE-588)4132605-2 gnd rswk-swf Außenhandel (DE-588)4003832-4 s Schiedsgerichtsbarkeit (DE-588)4052348-2 s 1\p DE-604 Internationale Handelsschiedsgerichtsbarkeit (DE-588)4132605-2 s Verfahren (DE-588)4187669-6 s 2\p DE-604 Internationale Schiedsgerichtsbarkeit (DE-588)4162055-0 s 3\p DE-604 Hunter, Martin Verfasser aut GBV Datenaustausch application/pdf http://bvbr.bib-bvb.de:8991/F?func=service&doc_library=BVB01&local_base=BVB01&doc_number=008775610&sequence=000001&line_number=0001&func_code=DB_RECORDS&service_type=MEDIA Inhaltsverzeichnis 1\p cgwrk 20201028 DE-101 https://d-nb.info/provenance/plan#cgwrk 2\p cgwrk 20201028 DE-101 https://d-nb.info/provenance/plan#cgwrk 3\p cgwrk 20201028 DE-101 https://d-nb.info/provenance/plan#cgwrk |
| spellingShingle | Redfern, Alan Hunter, Martin Law and practice of international commercial arbitration Arbitrage (Droit international privé) Arbitrage (droit international privé) ram Arbitration and award, International Verfahren (DE-588)4187669-6 gnd Außenhandel (DE-588)4003832-4 gnd Internationale Schiedsgerichtsbarkeit (DE-588)4162055-0 gnd Schiedsgerichtsbarkeit (DE-588)4052348-2 gnd Internationale Handelsschiedsgerichtsbarkeit (DE-588)4132605-2 gnd |
| subject_GND | (DE-588)4187669-6 (DE-588)4003832-4 (DE-588)4162055-0 (DE-588)4052348-2 (DE-588)4132605-2 |
| title | Law and practice of international commercial arbitration |
| title_auth | Law and practice of international commercial arbitration |
| title_exact_search | Law and practice of international commercial arbitration |
| title_full | Law and practice of international commercial arbitration by Alan Redfern ; Martin Hunter |
| title_fullStr | Law and practice of international commercial arbitration by Alan Redfern ; Martin Hunter |
| title_full_unstemmed | Law and practice of international commercial arbitration by Alan Redfern ; Martin Hunter |
| title_short | Law and practice of international commercial arbitration |
| title_sort | law and practice of international commercial arbitration |
| topic | Arbitrage (Droit international privé) Arbitrage (droit international privé) ram Arbitration and award, International Verfahren (DE-588)4187669-6 gnd Außenhandel (DE-588)4003832-4 gnd Internationale Schiedsgerichtsbarkeit (DE-588)4162055-0 gnd Schiedsgerichtsbarkeit (DE-588)4052348-2 gnd Internationale Handelsschiedsgerichtsbarkeit (DE-588)4132605-2 gnd |
| topic_facet | Arbitrage (Droit international privé) Arbitrage (droit international privé) Arbitration and award, International Verfahren Außenhandel Internationale Schiedsgerichtsbarkeit Schiedsgerichtsbarkeit Internationale Handelsschiedsgerichtsbarkeit |
| url | http://bvbr.bib-bvb.de:8991/F?func=service&doc_library=BVB01&local_base=BVB01&doc_number=008775610&sequence=000001&line_number=0001&func_code=DB_RECORDS&service_type=MEDIA |
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