The London securities markets:
Saved in:
| Main Authors: | , |
|---|---|
| Format: | Book |
| Language: | English |
| Published: |
London
Inst. of Chartered Accountants
1990
|
| Series: | Chartac books
|
| Subjects: | |
| Online Access: | Inhaltsverzeichnis |
| Physical Description: | 426 S. |
| ISBN: | 1853551325 |
Staff View
MARC
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Record in the Search Index
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| adam_text | Contents
Page
Preface vii
Part 1
1 Introduction 1
2 The Regulatory Framework 4
3 Financial Regulations and the Role of the Auditor 21
4 The Audit Approach 39
Part II
5 The London Stock Exchange 63
6 Dealings in Equities and Gilts 78
7 Talisman Settlement 90
8 Non Talisman Settlement 116
9 Customer Balances 137
10 Counterparty Risk Requirement 161
11 Clients Money 183
12 Safe Custody and Nominee Shareholdings 208
13 Taxation Aspects 219
Part III
14 Market Makers and Principal Dealers 235
15 Dealing and Settlement on Overseas Stock Exchanges 259
16 The Eurobond Market 273
17 Foreign Exchange 284
18 Equity Options 293
19 Financial Futures and Options 318
20 Corporate Finance within the Securities Industry 345
21 Financial Intermediaries 358
22 Investment Management 366
23 Clearing Firms 383
Appendices
1 Unqualified Reports for TSA, IMRO, FIMBRA, AFBD 393
2 Specimen Letter of Engagement for an Incorporated
Member Firm of TSA 405
Index 413
vi
|
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| illustrated | Not Illustrated |
| indexdate | 2024-07-09T17:36:55Z |
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| isbn | 1853551325 |
| language | English |
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| publishDate | 1990 |
| publishDateSearch | 1990 |
| publishDateSort | 1990 |
| publisher | Inst. of Chartered Accountants |
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| spelling | Haslam, Simon M. Verfasser aut The London securities markets S. M. Haslam ; S. G. G. Peerless London Inst. of Chartered Accountants 1990 426 S. txt rdacontent n rdamedia nc rdacarrier Chartac books Securities industry England London Wertpapiermarkt (DE-588)4189708-0 gnd rswk-swf Großbritannien (DE-588)4022153-2 gnd rswk-swf London (DE-588)4074335-4 gnd rswk-swf Großbritannien (DE-588)4022153-2 g Wertpapiermarkt (DE-588)4189708-0 s DE-604 London (DE-588)4074335-4 g DE-188 Peerless, Simon G. Verfasser aut HBZ Datenaustausch application/pdf http://bvbr.bib-bvb.de:8991/F?func=service&doc_library=BVB01&local_base=BVB01&doc_number=006306710&sequence=000002&line_number=0001&func_code=DB_RECORDS&service_type=MEDIA Inhaltsverzeichnis |
| spellingShingle | Haslam, Simon M. Peerless, Simon G. The London securities markets Securities industry England London Wertpapiermarkt (DE-588)4189708-0 gnd |
| subject_GND | (DE-588)4189708-0 (DE-588)4022153-2 (DE-588)4074335-4 |
| title | The London securities markets |
| title_auth | The London securities markets |
| title_exact_search | The London securities markets |
| title_full | The London securities markets S. M. Haslam ; S. G. G. Peerless |
| title_fullStr | The London securities markets S. M. Haslam ; S. G. G. Peerless |
| title_full_unstemmed | The London securities markets S. M. Haslam ; S. G. G. Peerless |
| title_short | The London securities markets |
| title_sort | the london securities markets |
| topic | Securities industry England London Wertpapiermarkt (DE-588)4189708-0 gnd |
| topic_facet | Securities industry England London Wertpapiermarkt Großbritannien London |
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