The US Securities and Exchange Commission: a research and information guide
Saved in:
| Main Author: | |
|---|---|
| Format: | Book |
| Language: | English |
| Published: |
New York u.a.
Garland
1993
|
| Series: | Garland reference library of social science
755 |
| Subjects: | |
| Online Access: | Inhaltsverzeichnis |
| Physical Description: | XXV, 344 S. |
| ISBN: | 0815300719 |
Staff View
MARC
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Record in the Search Index
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| adam_text | Contents
Series Editor s Foreword ix
INTRODUCTORY MATERIAL
Foreword by A.A. Sommer, Jr. xi
Preface xv
Acknowledgments xix
Introduction xxi
Abbreviations xxv
Chapter One The U.S. SECURITIES AND EXCHANGE
COMMISSION
An Overview 3
Functions 3
History 6
Operations and Structure 10
Funding and Oversight 11
Future Directions 13
BIBLIOGRAPHIC CITATIONS
Chapter Two ACCOUNTING AND AUDITING 17
Chapter Three BANKRUPTCY 51
Chapter Four BROKER DEALERS AND OTHER
PROFESSIONALS 57
Chapter Five COMMISSIONERS 67
Chapter Six CORPORATE GOVERNANCE 95
Chapter Seven DISCLOSURE POLICY 115
Chapter Eight ENFORCEMENT AND INVESTIGATIONS 143
Chapter Nine S.E.C. HISTORY 169
Chapter Ten OPERATIONS AND ORGANIZATION 187
vii
viii Contents I
Chapter Eleven PUBLIC UTILITY HOLDING COMPANY
REGULATION 207
Chapter Twelve SECURITIES AND EXCHANGE
REGULATION 215
APPENDICES
Appendix One S.E.C. AGENCY CONTACT LIST AND
ORGANIZATIONAL CHART 257
Appendix Two COMMISSIONER BIOGRAPHIES 263
Appendix Three ACCESS TO S.E.C. CORPORATE FILINGS 291
Appendix Four S.E.C. HISTORY TIMELINE 303
INDEXES
Author 307
Title 319
Subject 339
|
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| isbn | 0815300719 |
| language | English |
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| physical | XXV, 344 S. |
| publishDate | 1993 |
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| publishDateSort | 1993 |
| publisher | Garland |
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| series | Garland reference library of social science |
| series2 | Garland reference library of social science / Research and information guides in business, industry, and economic institutions Garland reference library of social science |
| spelling | Graham, John W. Verfasser aut The US Securities and Exchange Commission a research and information guide John W. Graham New York u.a. Garland 1993 XXV, 344 S. txt rdacontent n rdamedia nc rdacarrier Garland reference library of social science / Research and information guides in business, industry, and economic institutions 8 Garland reference library of social science 755 États-Unis - Securities and Exchange Commission - Bibliographie United States. Securities and Exchange Commission United States. Securities and Exchange Commission Bibliography USA Securities and Exchange Commission (DE-588)42391-9 gnd rswk-swf (DE-588)4006432-3 Bibliografie gnd-content USA Securities and Exchange Commission (DE-588)42391-9 b DE-604 Research and information guides in business, industry, and economic institutions Garland reference library of social science 8 (DE-604)BV002638781 8 Garland reference library of social science 755 (DE-604)BV000003163 755 HBZ Datenaustausch application/pdf http://bvbr.bib-bvb.de:8991/F?func=service&doc_library=BVB01&local_base=BVB01&doc_number=005411855&sequence=000002&line_number=0001&func_code=DB_RECORDS&service_type=MEDIA Inhaltsverzeichnis |
| spellingShingle | Graham, John W. The US Securities and Exchange Commission a research and information guide Garland reference library of social science États-Unis - Securities and Exchange Commission - Bibliographie United States. Securities and Exchange Commission United States. Securities and Exchange Commission Bibliography USA Securities and Exchange Commission (DE-588)42391-9 gnd |
| subject_GND | (DE-588)42391-9 (DE-588)4006432-3 |
| title | The US Securities and Exchange Commission a research and information guide |
| title_auth | The US Securities and Exchange Commission a research and information guide |
| title_exact_search | The US Securities and Exchange Commission a research and information guide |
| title_full | The US Securities and Exchange Commission a research and information guide John W. Graham |
| title_fullStr | The US Securities and Exchange Commission a research and information guide John W. Graham |
| title_full_unstemmed | The US Securities and Exchange Commission a research and information guide John W. Graham |
| title_short | The US Securities and Exchange Commission |
| title_sort | the us securities and exchange commission a research and information guide |
| title_sub | a research and information guide |
| topic | États-Unis - Securities and Exchange Commission - Bibliographie United States. Securities and Exchange Commission United States. Securities and Exchange Commission Bibliography USA Securities and Exchange Commission (DE-588)42391-9 gnd |
| topic_facet | États-Unis - Securities and Exchange Commission - Bibliographie United States. Securities and Exchange Commission United States. Securities and Exchange Commission Bibliography USA Securities and Exchange Commission Bibliografie |
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