Investment banking in Japan: retrospect and prospects
Saved in:
| Main Author: | |
|---|---|
| Format: | Book |
| Language: | German |
| Published: |
Frankfurt am Main u.a.
Lang
1991
|
| Series: | Europäische Hochschulschriften / 05
1141 |
| Subjects: | |
| Online Access: | Inhaltsverzeichnis |
| Item Description: | Teilw. zugl.: Dehli <India>, Univ., Diss. |
| Physical Description: | XVII, 169 S. graph. Darst. |
| ISBN: | 3631431910 |
Staff View
MARC
| LEADER | 00000nam a2200000 cb4500 | ||
|---|---|---|---|
| 001 | BV004210830 | ||
| 003 | DE-604 | ||
| 005 | 20210120 | ||
| 007 | t | ||
| 008 | 901203s1991 gw d||| m||| 00||| ger d | ||
| 020 | |a 3631431910 |9 3-631-43191-0 | ||
| 035 | |a (OCoLC)23142980 | ||
| 035 | |a (DE-599)BVBBV004210830 | ||
| 040 | |a DE-604 |b ger |e rakddb | ||
| 041 | 0 | |a ger | |
| 044 | |a gw |c DE | ||
| 049 | |a DE-12 |a DE-19 |a DE-384 |a DE-473 |a DE-703 |a DE-739 |a DE-945 |a DE-N2 |a DE-706 |a DE-83 | ||
| 050 | 0 | |a HG5774.5 | |
| 082 | 0 | |a 332.66/0952 |2 20 | |
| 084 | |a QG 870 |0 (DE-625)141525: |2 rvk | ||
| 084 | |a QK 010 |0 (DE-625)141631: |2 rvk | ||
| 084 | |a QK 400 |0 (DE-625)141652: |2 rvk | ||
| 100 | 1 | |a Arora, Dayanand |d 1958- |e Verfasser |0 (DE-588)170961591 |4 aut | |
| 245 | 1 | 0 | |a Investment banking in Japan |b retrospect and prospects |c Dayanand Arora |
| 264 | 1 | |a Frankfurt am Main u.a. |b Lang |c 1991 | |
| 300 | |a XVII, 169 S. |b graph. Darst. | ||
| 336 | |b txt |2 rdacontent | ||
| 337 | |b n |2 rdamedia | ||
| 338 | |b nc |2 rdacarrier | ||
| 490 | 1 | |a Europäische Hochschulschriften / 05 |v 1141 | |
| 500 | |a Teilw. zugl.: Dehli <India>, Univ., Diss. | ||
| 650 | 7 | |a Financiële instellingen |2 gtt | |
| 650 | 4 | |a Investment banking |z Japan | |
| 650 | 0 | 7 | |a Kapitalanlage |0 (DE-588)4073213-7 |2 gnd |9 rswk-swf |
| 650 | 0 | 7 | |a Effektenbank |0 (DE-588)4151062-8 |2 gnd |9 rswk-swf |
| 650 | 0 | 7 | |a Investment Banking |0 (DE-588)4200159-6 |2 gnd |9 rswk-swf |
| 651 | 7 | |a Japan |0 (DE-588)4028495-5 |2 gnd |9 rswk-swf | |
| 655 | 7 | |0 (DE-588)4113937-9 |a Hochschulschrift |2 gnd-content | |
| 689 | 0 | 0 | |a Japan |0 (DE-588)4028495-5 |D g |
| 689 | 0 | 1 | |a Kapitalanlage |0 (DE-588)4073213-7 |D s |
| 689 | 0 | |5 DE-604 | |
| 689 | 1 | 0 | |a Japan |0 (DE-588)4028495-5 |D g |
| 689 | 1 | 1 | |a Investment Banking |0 (DE-588)4200159-6 |D s |
| 689 | 1 | |5 DE-604 | |
| 689 | 2 | 0 | |a Japan |0 (DE-588)4028495-5 |D g |
| 689 | 2 | 1 | |a Effektenbank |0 (DE-588)4151062-8 |D s |
| 689 | 2 | |5 DE-604 | |
| 810 | 2 | |a 05 |t Europäische Hochschulschriften |v 1141 |w (DE-604)BV000001798 |9 1141 | |
| 856 | 4 | 2 | |m HBZ Datenaustausch |q application/pdf |u http://bvbr.bib-bvb.de:8991/F?func=service&doc_library=BVB01&local_base=BVB01&doc_number=002622769&sequence=000002&line_number=0001&func_code=DB_RECORDS&service_type=MEDIA |3 Inhaltsverzeichnis |
| 999 | |a oai:aleph.bib-bvb.de:BVB01-002622769 | ||
Record in the Search Index
| _version_ | 1804118413008699392 |
|---|---|
| adam_text | VII
CONTENTS
Page
Foreword xi
Tables xiii
Exhibits xiv
Acknowledgements xv
Chapter
I. INTRODUCTION 1
Japan An Area Study 4
Objective of the Study 6
Scope and Limitations of Study 7
Research Methodology 8
Plan of Study 8
II. THE JAPANESE FINANCIAL SYSTEM THE BROADER
FRAMEWORK H
The Background H
Overview of the Financial Sector 13
Changes in Financial System After 1975 16
Japanese Financial System Distinctive Features 20
Conclusion 23
III. FINANCIAL INSTITUTIONS AND MARKETS IN JAPAN 24
Financial Institutions 24
Commercial Banks 28
Long term Credit Banks 34
Trust Banks 35
Other Financial Institutions 36
VIII
Financial Markets 38
Money Market 39
Capital Market 43
Conclusion 55
IV. INVESTMENT BANKING THE CONCEPTUAL FRAMEWORK 58
Survey of Literature 59
Investment Banking A Historical Sketch 62
A Definition of Investment Banking 64
Investment Banking Services 66
Conclusion 70
V. TOWARDS A THEORY OF INVESTMENT BANKING 71
Propositions Towards the Theory:
Investment Banking is an adjunct of econo¬
mic development 72
Securities firms have an edge in investment
banking 73
Innovativeness is a concommitant of invest¬
ment banker s job 74
Investment banking industry shows oligopo¬
listic character 76
Investment banking need not be capital in¬
tensive 78
Combining underwriting and distribution
activities brings additional advantages to
an investment banker 80
Organizational structure of investment
banking shows greater formalism in its
evolution 80
Conclusion 81
VI. INVESTMENT BANKING IN JAPAN AN AREA STUDY 82
Securities Companies in Japan 86
Present Position 88
1
IX
Major Operations 94
Trading operations 95
Securities issue business 97
Venture capital 101
Corporate advisory work 102
Composition of Revenue Mix 104
Organizational Structure 109
Securities Companies as International Investment
Bankers 110
International operations 113
Profitability in international operations 114
Conclusion 116
VII. SEGMENTATION OF INVESTMENT AND COMMERCIAL BANK¬
ING IN JAPAN RECENT DEVELOPMENTS AND POLICY
RECOMMENDATIONS 119
Present State of the Securities Industry 120
Proposed Reforms in the Financial System 126
Formulas for Revising the Financial System 129
Blurring of the Demarcation Line between Com
mercial and Investment Banking in Japan 136
Policy Recommendations for Reuniting Commer
cial and Investment Banking 140
Conclusion 143
VIII.SUMMARY AND CONCLUSIONS 145
Summary of Major Findings 145
Future Directions for Research 153
A SELECTBD BIBLIOGRAPH* 156
APPENDICES 163
A. Regional Banks in Japan 163
B. Securities Companies of Japan 165
C. Organizational Chart of a Securities
Company (Nikko Securities Co.) 168
|
| any_adam_object | 1 |
| author | Arora, Dayanand 1958- |
| author_GND | (DE-588)170961591 |
| author_facet | Arora, Dayanand 1958- |
| author_role | aut |
| author_sort | Arora, Dayanand 1958- |
| author_variant | d a da |
| building | Verbundindex |
| bvnumber | BV004210830 |
| callnumber-first | H - Social Science |
| callnumber-label | HG5774 |
| callnumber-raw | HG5774.5 |
| callnumber-search | HG5774.5 |
| callnumber-sort | HG 45774.5 |
| callnumber-subject | HG - Finance |
| classification_rvk | QG 870 QK 010 QK 400 |
| ctrlnum | (OCoLC)23142980 (DE-599)BVBBV004210830 |
| dewey-full | 332.66/0952 |
| dewey-hundreds | 300 - Social sciences |
| dewey-ones | 332 - Financial economics |
| dewey-raw | 332.66/0952 |
| dewey-search | 332.66/0952 |
| dewey-sort | 3332.66 3952 |
| dewey-tens | 330 - Economics |
| discipline | Wirtschaftswissenschaften |
| format | Book |
| fullrecord | <?xml version="1.0" encoding="UTF-8"?><collection xmlns="http://www.loc.gov/MARC21/slim"><record><leader>02252nam a2200565 cb4500</leader><controlfield tag="001">BV004210830</controlfield><controlfield tag="003">DE-604</controlfield><controlfield tag="005">20210120 </controlfield><controlfield tag="007">t</controlfield><controlfield tag="008">901203s1991 gw d||| m||| 00||| ger d</controlfield><datafield tag="020" ind1=" " ind2=" "><subfield code="a">3631431910</subfield><subfield code="9">3-631-43191-0</subfield></datafield><datafield tag="035" ind1=" " ind2=" "><subfield code="a">(OCoLC)23142980</subfield></datafield><datafield tag="035" ind1=" " ind2=" "><subfield code="a">(DE-599)BVBBV004210830</subfield></datafield><datafield tag="040" ind1=" " ind2=" "><subfield code="a">DE-604</subfield><subfield code="b">ger</subfield><subfield code="e">rakddb</subfield></datafield><datafield tag="041" ind1="0" ind2=" "><subfield code="a">ger</subfield></datafield><datafield tag="044" ind1=" " ind2=" "><subfield code="a">gw</subfield><subfield code="c">DE</subfield></datafield><datafield tag="049" ind1=" " ind2=" "><subfield code="a">DE-12</subfield><subfield code="a">DE-19</subfield><subfield code="a">DE-384</subfield><subfield code="a">DE-473</subfield><subfield code="a">DE-703</subfield><subfield code="a">DE-739</subfield><subfield code="a">DE-945</subfield><subfield code="a">DE-N2</subfield><subfield code="a">DE-706</subfield><subfield code="a">DE-83</subfield></datafield><datafield tag="050" ind1=" " ind2="0"><subfield code="a">HG5774.5</subfield></datafield><datafield tag="082" ind1="0" ind2=" "><subfield code="a">332.66/0952</subfield><subfield code="2">20</subfield></datafield><datafield tag="084" ind1=" " ind2=" "><subfield code="a">QG 870</subfield><subfield code="0">(DE-625)141525:</subfield><subfield code="2">rvk</subfield></datafield><datafield tag="084" ind1=" " ind2=" "><subfield code="a">QK 010</subfield><subfield code="0">(DE-625)141631:</subfield><subfield code="2">rvk</subfield></datafield><datafield tag="084" ind1=" " ind2=" "><subfield code="a">QK 400</subfield><subfield code="0">(DE-625)141652:</subfield><subfield code="2">rvk</subfield></datafield><datafield tag="100" ind1="1" ind2=" "><subfield code="a">Arora, Dayanand</subfield><subfield code="d">1958-</subfield><subfield code="e">Verfasser</subfield><subfield code="0">(DE-588)170961591</subfield><subfield code="4">aut</subfield></datafield><datafield tag="245" ind1="1" ind2="0"><subfield code="a">Investment banking in Japan</subfield><subfield code="b">retrospect and prospects</subfield><subfield code="c">Dayanand Arora</subfield></datafield><datafield tag="264" ind1=" " ind2="1"><subfield code="a">Frankfurt am Main u.a.</subfield><subfield code="b">Lang</subfield><subfield code="c">1991</subfield></datafield><datafield tag="300" ind1=" " ind2=" "><subfield code="a">XVII, 169 S.</subfield><subfield code="b">graph. Darst.</subfield></datafield><datafield tag="336" ind1=" " ind2=" "><subfield code="b">txt</subfield><subfield code="2">rdacontent</subfield></datafield><datafield tag="337" ind1=" " ind2=" "><subfield code="b">n</subfield><subfield code="2">rdamedia</subfield></datafield><datafield tag="338" ind1=" " ind2=" "><subfield code="b">nc</subfield><subfield code="2">rdacarrier</subfield></datafield><datafield tag="490" ind1="1" ind2=" "><subfield code="a">Europäische Hochschulschriften / 05</subfield><subfield code="v">1141</subfield></datafield><datafield tag="500" ind1=" " ind2=" "><subfield code="a">Teilw. zugl.: Dehli <India>, Univ., Diss.</subfield></datafield><datafield tag="650" ind1=" " ind2="7"><subfield code="a">Financiële instellingen</subfield><subfield code="2">gtt</subfield></datafield><datafield tag="650" ind1=" " ind2="4"><subfield code="a">Investment banking</subfield><subfield code="z">Japan</subfield></datafield><datafield tag="650" ind1="0" ind2="7"><subfield code="a">Kapitalanlage</subfield><subfield code="0">(DE-588)4073213-7</subfield><subfield code="2">gnd</subfield><subfield code="9">rswk-swf</subfield></datafield><datafield tag="650" ind1="0" ind2="7"><subfield code="a">Effektenbank</subfield><subfield code="0">(DE-588)4151062-8</subfield><subfield code="2">gnd</subfield><subfield code="9">rswk-swf</subfield></datafield><datafield tag="650" ind1="0" ind2="7"><subfield code="a">Investment Banking</subfield><subfield code="0">(DE-588)4200159-6</subfield><subfield code="2">gnd</subfield><subfield code="9">rswk-swf</subfield></datafield><datafield tag="651" ind1=" " ind2="7"><subfield code="a">Japan</subfield><subfield code="0">(DE-588)4028495-5</subfield><subfield code="2">gnd</subfield><subfield code="9">rswk-swf</subfield></datafield><datafield tag="655" ind1=" " ind2="7"><subfield code="0">(DE-588)4113937-9</subfield><subfield code="a">Hochschulschrift</subfield><subfield code="2">gnd-content</subfield></datafield><datafield tag="689" ind1="0" ind2="0"><subfield code="a">Japan</subfield><subfield code="0">(DE-588)4028495-5</subfield><subfield code="D">g</subfield></datafield><datafield tag="689" ind1="0" ind2="1"><subfield code="a">Kapitalanlage</subfield><subfield code="0">(DE-588)4073213-7</subfield><subfield code="D">s</subfield></datafield><datafield tag="689" ind1="0" ind2=" "><subfield code="5">DE-604</subfield></datafield><datafield tag="689" ind1="1" ind2="0"><subfield code="a">Japan</subfield><subfield code="0">(DE-588)4028495-5</subfield><subfield code="D">g</subfield></datafield><datafield tag="689" ind1="1" ind2="1"><subfield code="a">Investment Banking</subfield><subfield code="0">(DE-588)4200159-6</subfield><subfield code="D">s</subfield></datafield><datafield tag="689" ind1="1" ind2=" "><subfield code="5">DE-604</subfield></datafield><datafield tag="689" ind1="2" ind2="0"><subfield code="a">Japan</subfield><subfield code="0">(DE-588)4028495-5</subfield><subfield code="D">g</subfield></datafield><datafield tag="689" ind1="2" ind2="1"><subfield code="a">Effektenbank</subfield><subfield code="0">(DE-588)4151062-8</subfield><subfield code="D">s</subfield></datafield><datafield tag="689" ind1="2" ind2=" "><subfield code="5">DE-604</subfield></datafield><datafield tag="810" ind1="2" ind2=" "><subfield code="a">05</subfield><subfield code="t">Europäische Hochschulschriften</subfield><subfield code="v">1141</subfield><subfield code="w">(DE-604)BV000001798</subfield><subfield code="9">1141</subfield></datafield><datafield tag="856" ind1="4" ind2="2"><subfield code="m">HBZ Datenaustausch</subfield><subfield code="q">application/pdf</subfield><subfield code="u">http://bvbr.bib-bvb.de:8991/F?func=service&doc_library=BVB01&local_base=BVB01&doc_number=002622769&sequence=000002&line_number=0001&func_code=DB_RECORDS&service_type=MEDIA</subfield><subfield code="3">Inhaltsverzeichnis</subfield></datafield><datafield tag="999" ind1=" " ind2=" "><subfield code="a">oai:aleph.bib-bvb.de:BVB01-002622769</subfield></datafield></record></collection> |
| genre | (DE-588)4113937-9 Hochschulschrift gnd-content |
| genre_facet | Hochschulschrift |
| geographic | Japan (DE-588)4028495-5 gnd |
| geographic_facet | Japan |
| id | DE-604.BV004210830 |
| illustrated | Illustrated |
| indexdate | 2024-07-09T16:09:54Z |
| institution | BVB |
| isbn | 3631431910 |
| language | German |
| oai_aleph_id | oai:aleph.bib-bvb.de:BVB01-002622769 |
| oclc_num | 23142980 |
| open_access_boolean | |
| owner | DE-12 DE-19 DE-BY-UBM DE-384 DE-473 DE-BY-UBG DE-703 DE-739 DE-945 DE-N2 DE-706 DE-83 |
| owner_facet | DE-12 DE-19 DE-BY-UBM DE-384 DE-473 DE-BY-UBG DE-703 DE-739 DE-945 DE-N2 DE-706 DE-83 |
| physical | XVII, 169 S. graph. Darst. |
| publishDate | 1991 |
| publishDateSearch | 1991 |
| publishDateSort | 1991 |
| publisher | Lang |
| record_format | marc |
| series2 | Europäische Hochschulschriften / 05 |
| spelling | Arora, Dayanand 1958- Verfasser (DE-588)170961591 aut Investment banking in Japan retrospect and prospects Dayanand Arora Frankfurt am Main u.a. Lang 1991 XVII, 169 S. graph. Darst. txt rdacontent n rdamedia nc rdacarrier Europäische Hochschulschriften / 05 1141 Teilw. zugl.: Dehli <India>, Univ., Diss. Financiële instellingen gtt Investment banking Japan Kapitalanlage (DE-588)4073213-7 gnd rswk-swf Effektenbank (DE-588)4151062-8 gnd rswk-swf Investment Banking (DE-588)4200159-6 gnd rswk-swf Japan (DE-588)4028495-5 gnd rswk-swf (DE-588)4113937-9 Hochschulschrift gnd-content Japan (DE-588)4028495-5 g Kapitalanlage (DE-588)4073213-7 s DE-604 Investment Banking (DE-588)4200159-6 s Effektenbank (DE-588)4151062-8 s 05 Europäische Hochschulschriften 1141 (DE-604)BV000001798 1141 HBZ Datenaustausch application/pdf http://bvbr.bib-bvb.de:8991/F?func=service&doc_library=BVB01&local_base=BVB01&doc_number=002622769&sequence=000002&line_number=0001&func_code=DB_RECORDS&service_type=MEDIA Inhaltsverzeichnis |
| spellingShingle | Arora, Dayanand 1958- Investment banking in Japan retrospect and prospects Financiële instellingen gtt Investment banking Japan Kapitalanlage (DE-588)4073213-7 gnd Effektenbank (DE-588)4151062-8 gnd Investment Banking (DE-588)4200159-6 gnd |
| subject_GND | (DE-588)4073213-7 (DE-588)4151062-8 (DE-588)4200159-6 (DE-588)4028495-5 (DE-588)4113937-9 |
| title | Investment banking in Japan retrospect and prospects |
| title_auth | Investment banking in Japan retrospect and prospects |
| title_exact_search | Investment banking in Japan retrospect and prospects |
| title_full | Investment banking in Japan retrospect and prospects Dayanand Arora |
| title_fullStr | Investment banking in Japan retrospect and prospects Dayanand Arora |
| title_full_unstemmed | Investment banking in Japan retrospect and prospects Dayanand Arora |
| title_short | Investment banking in Japan |
| title_sort | investment banking in japan retrospect and prospects |
| title_sub | retrospect and prospects |
| topic | Financiële instellingen gtt Investment banking Japan Kapitalanlage (DE-588)4073213-7 gnd Effektenbank (DE-588)4151062-8 gnd Investment Banking (DE-588)4200159-6 gnd |
| topic_facet | Financiële instellingen Investment banking Japan Kapitalanlage Effektenbank Investment Banking Japan Hochschulschrift |
| url | http://bvbr.bib-bvb.de:8991/F?func=service&doc_library=BVB01&local_base=BVB01&doc_number=002622769&sequence=000002&line_number=0001&func_code=DB_RECORDS&service_type=MEDIA |
| volume_link | (DE-604)BV000001798 |
| work_keys_str_mv | AT aroradayanand investmentbankinginjapanretrospectandprospects |