Eversheds Sutherland - the employment practitioner's guide to financial institutions :: key aspects of the regulatory framework /
Saved in:
| Other Authors: | , , |
|---|---|
| Format: | Electronic eBook |
| Language: | English |
| Published: |
London :
Bloomsbury Professional,
2019.
|
| Subjects: | |
| Online Access: | DE-862 DE-863 |
| Physical Description: | 1 online resource |
| ISBN: | 9781526504227 1526504227 1526504219 9781526504210 |
Staff View
MARC
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| 505 | 0 | |a 1 Background to the accountability regime 2 The Senior Managers Regime 3 Certification Regime 4 Fitness and Propriety 5 Regulatory References 6 The SMCR Conduct Rules 7 Remuneration 8 Bonuses and Employment Law Considerations 9 Performance Management and Remuneration Incentives 10 Whistleblowing in Financial Institutions 11 Women in Finance and Gender Pay 12 Senior Managers and Certification Regime for Insurers 13 Enforcement and the SMCR Appendix 1 SYSC 22: Regulatory references Appendix 2 SYSC 18: Whistleblowing Appendix 3 SUP 10C7.3 G Guidance on how the other overall responsibility function applies Appendix 4 Submitting statements of responsibilities: examples of how the requirements work Appendix 5 FCA Policy statement PS18/4: Credit card market study Appendix 6 GC18/4: Senior Managers and Certification Regime -- Proposed guidance on statements of responsibilities for FCA firms Appendix 7 Guide for FCA solo regulated firms. | |
| 650 | 0 | |a Financial institutions |x Law and legislation. |0 http://id.loc.gov/authorities/subjects/sh85048308 | |
| 650 | 0 | |a Financial institutions |x Management. |0 http://id.loc.gov/authorities/subjects/sh95002504 | |
| 650 | 0 | |a Liability (Law) |0 http://id.loc.gov/authorities/subjects/sh85076398 | |
| 650 | 6 | |a Institutions financières |x Gestion. | |
| 650 | 6 | |a Responsabilité (Droit) | |
| 650 | 7 | |a Financial institutions |x Law and legislation |2 fast | |
| 650 | 7 | |a Financial institutions |x Management |2 fast | |
| 650 | 7 | |a Liability (Law) |2 fast | |
| 700 | 1 | |a Fontes, Paul, |e editor. | |
| 700 | 1 | |a Graves, Elizabeth, |e editor. | |
| 700 | 1 | |a Mayne, Susan, |e editor. | |
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Record in the Search Index
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| contents | 1 Background to the accountability regime 2 The Senior Managers Regime 3 Certification Regime 4 Fitness and Propriety 5 Regulatory References 6 The SMCR Conduct Rules 7 Remuneration 8 Bonuses and Employment Law Considerations 9 Performance Management and Remuneration Incentives 10 Whistleblowing in Financial Institutions 11 Women in Finance and Gender Pay 12 Senior Managers and Certification Regime for Insurers 13 Enforcement and the SMCR Appendix 1 SYSC 22: Regulatory references Appendix 2 SYSC 18: Whistleblowing Appendix 3 SUP 10C7.3 G Guidance on how the other overall responsibility function applies Appendix 4 Submitting statements of responsibilities: examples of how the requirements work Appendix 5 FCA Policy statement PS18/4: Credit card market study Appendix 6 GC18/4: Senior Managers and Certification Regime -- Proposed guidance on statements of responsibilities for FCA firms Appendix 7 Guide for FCA solo regulated firms. |
| ctrlnum | (OCoLC)1100880866 |
| dewey-full | 346.082 |
| dewey-hundreds | 300 - Social sciences |
| dewey-ones | 346 - Private law |
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| id | ZDB-4-EBU-on1100880866 |
| illustrated | Not Illustrated |
| indexdate | 2025-03-18T14:28:07Z |
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| isbn | 9781526504227 1526504227 1526504219 9781526504210 |
| language | English |
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| spelling | Eversheds Sutherland - the employment practitioner's guide to financial institutions : key aspects of the regulatory framework / edited by Paul Fontes, Elizabeth Graves, Susan Mayne. Employment practitioner's guide to financial institutions London : Bloomsbury Professional, 2019. 1 online resource text txt rdacontent computer c rdamedia online resource cr rdacarrier 1 Background to the accountability regime 2 The Senior Managers Regime 3 Certification Regime 4 Fitness and Propriety 5 Regulatory References 6 The SMCR Conduct Rules 7 Remuneration 8 Bonuses and Employment Law Considerations 9 Performance Management and Remuneration Incentives 10 Whistleblowing in Financial Institutions 11 Women in Finance and Gender Pay 12 Senior Managers and Certification Regime for Insurers 13 Enforcement and the SMCR Appendix 1 SYSC 22: Regulatory references Appendix 2 SYSC 18: Whistleblowing Appendix 3 SUP 10C7.3 G Guidance on how the other overall responsibility function applies Appendix 4 Submitting statements of responsibilities: examples of how the requirements work Appendix 5 FCA Policy statement PS18/4: Credit card market study Appendix 6 GC18/4: Senior Managers and Certification Regime -- Proposed guidance on statements of responsibilities for FCA firms Appendix 7 Guide for FCA solo regulated firms. Financial institutions Law and legislation. http://id.loc.gov/authorities/subjects/sh85048308 Financial institutions Management. http://id.loc.gov/authorities/subjects/sh95002504 Liability (Law) http://id.loc.gov/authorities/subjects/sh85076398 Institutions financières Gestion. Responsabilité (Droit) Financial institutions Law and legislation fast Financial institutions Management fast Liability (Law) fast Fontes, Paul, editor. Graves, Elizabeth, editor. Mayne, Susan, editor. Print version: 9781526504203 |
| spellingShingle | Eversheds Sutherland - the employment practitioner's guide to financial institutions : key aspects of the regulatory framework / 1 Background to the accountability regime 2 The Senior Managers Regime 3 Certification Regime 4 Fitness and Propriety 5 Regulatory References 6 The SMCR Conduct Rules 7 Remuneration 8 Bonuses and Employment Law Considerations 9 Performance Management and Remuneration Incentives 10 Whistleblowing in Financial Institutions 11 Women in Finance and Gender Pay 12 Senior Managers and Certification Regime for Insurers 13 Enforcement and the SMCR Appendix 1 SYSC 22: Regulatory references Appendix 2 SYSC 18: Whistleblowing Appendix 3 SUP 10C7.3 G Guidance on how the other overall responsibility function applies Appendix 4 Submitting statements of responsibilities: examples of how the requirements work Appendix 5 FCA Policy statement PS18/4: Credit card market study Appendix 6 GC18/4: Senior Managers and Certification Regime -- Proposed guidance on statements of responsibilities for FCA firms Appendix 7 Guide for FCA solo regulated firms. Financial institutions Law and legislation. http://id.loc.gov/authorities/subjects/sh85048308 Financial institutions Management. http://id.loc.gov/authorities/subjects/sh95002504 Liability (Law) http://id.loc.gov/authorities/subjects/sh85076398 Institutions financières Gestion. Responsabilité (Droit) Financial institutions Law and legislation fast Financial institutions Management fast Liability (Law) fast |
| subject_GND | http://id.loc.gov/authorities/subjects/sh85048308 http://id.loc.gov/authorities/subjects/sh95002504 http://id.loc.gov/authorities/subjects/sh85076398 |
| title | Eversheds Sutherland - the employment practitioner's guide to financial institutions : key aspects of the regulatory framework / |
| title_alt | Employment practitioner's guide to financial institutions |
| title_auth | Eversheds Sutherland - the employment practitioner's guide to financial institutions : key aspects of the regulatory framework / |
| title_exact_search | Eversheds Sutherland - the employment practitioner's guide to financial institutions : key aspects of the regulatory framework / |
| title_full | Eversheds Sutherland - the employment practitioner's guide to financial institutions : key aspects of the regulatory framework / edited by Paul Fontes, Elizabeth Graves, Susan Mayne. |
| title_fullStr | Eversheds Sutherland - the employment practitioner's guide to financial institutions : key aspects of the regulatory framework / edited by Paul Fontes, Elizabeth Graves, Susan Mayne. |
| title_full_unstemmed | Eversheds Sutherland - the employment practitioner's guide to financial institutions : key aspects of the regulatory framework / edited by Paul Fontes, Elizabeth Graves, Susan Mayne. |
| title_short | Eversheds Sutherland - the employment practitioner's guide to financial institutions : |
| title_sort | eversheds sutherland the employment practitioner s guide to financial institutions key aspects of the regulatory framework |
| title_sub | key aspects of the regulatory framework / |
| topic | Financial institutions Law and legislation. http://id.loc.gov/authorities/subjects/sh85048308 Financial institutions Management. http://id.loc.gov/authorities/subjects/sh95002504 Liability (Law) http://id.loc.gov/authorities/subjects/sh85076398 Institutions financières Gestion. Responsabilité (Droit) Financial institutions Law and legislation fast Financial institutions Management fast Liability (Law) fast |
| topic_facet | Financial institutions Law and legislation. Financial institutions Management. Liability (Law) Institutions financières Gestion. Responsabilité (Droit) Financial institutions Law and legislation Financial institutions Management |
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