A guide to the HKIAC Arbitration Rules:
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[2017]
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| Beschreibung: | xxxviii, 429 Seiten Diagramme |
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| 245 | 1 | 0 | |a A guide to the HKIAC Arbitration Rules |c Michael Moser ; Chiann Bao |
| 250 | |a First edition | ||
| 264 | 1 | |a Oxford |b Oxford University Press |c [2017] | |
| 264 | 4 | |c © 2017 | |
| 300 | |a xxxviii, 429 Seiten |b Diagramme | ||
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| adam_text | CONTENTS
Table of Cases xxiii
Table of Legislation . xxvii
List of Abbreviations xxxvii
1. Introduction to Arbitration in Hong Kong
A. Hong Kong—‘Asia’s World City’ 1.02
1. Strategic location 1.07
2. Strong industry expertise 1.10
3. Developed legal framework 1.13
4. Independent judiciary * ! 1.16
5. Free choice of arbitral procedures, legal representation, and arbitrators 1.21
6. Worldwide enforceability of Hong Kong awards 1.24
B. HKIAC 1.25
C. The Hong Kong Arbitration Community 1.28
D. Investor-State Arbitration 1.32
E. The‘China Connection 1.36
1. Insights on China-related disputes 1.36
2. Legal stability 1.40
2. The Legal Arbitration Framework
A. The Hong Kong Arbitration Ordinance 2.01
1. Historical development of Hong Kong arbitration law 2.01
2. Structure and scope of the Arbitration Ordinance 2.15
3. Key features of the Arbitration Ordinance 2.19
B. Arbitration-Related Court System 2.20
C. Judicial Support of Arbitration 2.25
D. Enforcement of Hong Kong Arbitral Awards 2.29
E. Sovereign and Crown Immunity in Hong Kong 2.34
3- Introduction to HKIAC
A. History of HKIAC 3.04
B. Organizational Structure 3.11
1. HKIAC management bodies 3.12
(a) Finance and Administration Committee 3.16
(b) Appointments Committee 3.17
(c) Proceedings Committee 3.20
2. HKIAC Secretariat 3.23
3. HKIAC Users’ Council 3.26
4. HK45 3.27
5. HKMAG 3.29
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C. Arbitration at HKIAC 330
1. Administering arbitrations under the HKIAC Administered Arbitration Rules 331
(a) Multiple-party and multiple-contract provisions 3-34
(b) Twin-track fee regime and standard terms of appointment 3-35
(c) Kmergency arbi trator procedures 3-36
(d) Expedited procedure 3-37
(e) Prima facie power to proceed 3-38
2. Administering arbitrations under other rules issued by HKIAC 3.40
3. Administering arbitrations under the UNCITRAL Rules 3-42
4. Appointing authority in ad hoc cases seated in Hong Kong 3-47
D. Mediation at HKIAC 3.50
E. Adjudication Service 3.55
E Domain Na m e Di s p u tes a t H KI AC 3.56
1. Generic Top-Level Domains (gTLDs) 3.61
(a) Uniform Domain Name Dispute Resolution Policy (UDRP) 3.61
(b) Uniform Rapid Suspension System (URS) 3.63
(c) Trademark Post Delegation Dispute Resolution Procedure
(Trademark—PD DRP) 3.65
(d) Registrar Transfer Dispute Resolution Policy (TDRP) 3.66
(e) cTLDs 3.67
( f) I n tern et keywords a n d wi reless key wo rds 3.71
G. Other Services at HKIAC 3.72
1. Hearing facilities 3.72
2. Tribunal secretary service and training 3.76
3. Fundholding service 3.81
4. Authentication service 3.83
5. Secretariat support service 3.85
H. Case Statistics 3.86
J. Overview of the Arbitration Process under the H KI AC Rules 3.90
4. Model Arbitration Clauses
A. The Nature and Scope of Model Arbitration Clauses 4.02
1. Ihe purpose of a model clause 4.02
2. Elements of the HKIAC model clauses 4.05
(a) Agreement for binding arbitration 4.05
(b) Scope of disputes covered 4.06
(c) Selection of an arbitral seat (or place of the arbitration) 4.09
(d) Use of an arbitral institution and its rules 4.1 2
(e) Number of arbitrators 4.15
(f) Language of the arbitration 4.17
(g) Law governing the arbitration agreement 4.1 9
B. HKIAC Model Clauses 4.23
1. Arbitration under HKIAC Rules 4.24
2. Arbitration administered by HKIAC under UNCITRAL Rules 4.26
3- Ad hoc arbitration under the UNCITRAL Rules 4.27
4. Domestic arbitration 4.28
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C. Other Considerations 4.29
1. Mandatory national laws: substantive or procedural 4.29
2. CConditions precedent 4.31
3. Procedural considerations 4.33
4. Multiple parties or multiple contracts 4.34
5. General Provisions of the HKIAC Rules (Articles 1—3)
A. Articlel—Scope of Application 5.02
1. Article 1.1: Arbitration agreements to which the Rules apply 5.02
(a) Purpose 5.02
(b) Arbitration agreement 5.03
2. Article 1.2: Relationship with other arbitration rules 5.06
3. Articles 1.3 and 1.4: Commencement and exclusion of certain provisions 5.07
B. Article 2—Notices and Calculation of Periods ofTime 5.1 0
1. Article 2.1: Delivery method and address 5.12
(a) Acceptable methods of delivery 5.12
(b) Notification address 5.14
2. Article 2.2: Date of receipt 5.18
(a) Purpose 5.18
(b) Determining the date of receipt 5.19
3. Articles 2.3 and 2.4: Calculation of periods of time 5.20
(a) d ime limits under the Rules 5.20
(b) Calculation of-time 5.21
C. Article 3—interpretation of Rules 5.22
1. Article 3.1: Power to interpret the HKIAC Rules 5.22
2. Article 3.2: Reasons and finality of the decision 5.23
(a) Reasons 5.23
(b) Finality 5.24
3. Article 3.3: References to HKIAC 5-25
4. Articles 3.4—3.10: Definitions 5.26
(a) ‘Claimant’, ‘Respondent’, additional party’, ‘party’, claim’
and ‘arbitral tribunal’ 5.27
(b) ‘Award’ 5.28
(c) ‘Seat’of arbitration 5.29
5. Article 3.1 1: Schedules 5.30
6. Article 3.1 2: Practice notes 5.31
7. Article 3.1 3: Prevailing language 5.32
6. Commencement of the Arbitration (Articles 4 and 5, Schedule 1)
A. Articled—Submitting a Dispute to Arbitration 6.03
1. Article 4.1 6.03
(a) Writing and form requirements 6.04
(b) Delivery of Notice to HKIAC 6.05
(c) Processing the Notice 6.08
2. Article 4.2 6.11
3. Article 4.3 6.15
(a) A demand that the dispute be referred to arbitration 6.1 8
(b) Contact details of the parties and their counsel 6.22
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(c) 4he arbitration agreement(s) invoked 6.25
(d) A reference to the contract(s) or other legal instrument(s) out of or in
relation to which the dispute arises 6.29
(e) Description of the general nature of the claim and an indication of
the amount involved 6.3 1
(f) The relief or remedy sought 6.34
(g) A proposal as to the number of arbitrators 6.36
(h) 4he claimants proposal regarding the designation of an arbitrator 6.39
(i) Confirmation of service 6.43
(j) Amendments to the Notice 6.47
4. Article 4.4 6.50
5. Article 4.5 6.56
6. Article 4.6 6.58
7. Article 4.7 6.60
8. Article 4.8 6.64
B. Article 5-—Answer to the Notice of Arbitration 6.68
1. Article 5.1 6.71
(a) Time limit for submitting the Answer 6.71
(b) Form requirement 6.73
(c) Contact information of the respondent 6.75
(d) Any plea that an arbitral tribunal constituted under these Rules
lacks jurisdiction 6.76
(e) 4he respondents comments on the nature of the claim and
the amount in dispute 6.79
(f) The respondents answer to the claimants relief or remedy 6.81
(g) Ihc respondents proposal as to the number of arbitrators 6.82
(h) lhe respondents proposal regarding the designation of an arbitrator 6.84
(i) Confirmation of service 6.88
2. Article 5.2 6.90
3. Article 5.3 6.92
4. Article 5.4 6.94
5. Article 5.5 6.98
6. Article 5.6 6.102
C. Schedule 1—Registration and Administrative Fees 6.104
1. Schedule 1—Paragraph 1.1 6.105
2. Schedule 1—Paragraph 1.2 6.108
3. Schedule 1—Paragraph 1.3 6.109
4. Schedule 1—Paragraph 2.1 6.1 1 1
5. Schedule 1—Paragraph 2.2 6.115
6. Schedule 1—Paragraph 2.3 6.1 1 6
7. Schedule 1—Paragraph 2.4 6.118
8. Schedule 1—Paragraph 2.5 6.120
9. Schedule 1—Paragraph 2.6 6.121
7. Arbitral Tribunal (Articles 6—12, Schedules 2 and 3)
A. Article 6—Number of Arbitrators 7.04
1. Article 6.1 7.08
(a) lhe parties’ agreement on the number of arbitrators 7.08
(b) Determination of the number of arbitrators by H K1AC 7.15
2. Article 6.2 7.20
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B. Article 7—Appointment of a Sole Arbitrator 7.22
1. Article 7.1 7.26
2. Article 7.2 7.29
(a) Procedure for (he appointment oi a sole arbitrator by HK1AC 7.31
(b) Considerations for appointing a sole arbitrator 7.32
C. ArticlcS—Appointment oPIhrce Arbitrators 7.35
1. Article 8.1 7.39
(a) Appointment of co-arbitrators 7AO
(b) Appointment of the 4 bird and Presiding Arbitrator 7.46
2. Article 8.2 7.51
(a) Regular appointment procedure 7.53
(b) HKIAC7s power to appoint all arbitrators 7.56
3. Article 8.3 7.71
IX Article 9—Confirmation of the Arbitral Tribunal 7-72
1. Article 9.1 7.75
2. Article 9.2 7.85
12. Article 10, Schedules 2 and 3—f ees and Expenses of die
Arbitral Tribunal 7.87
E Article 10.1 7.91
2. Article 10.2 7.96
3. Article 10.3 7.100
4. Schedule 2—Section l 7.104
5. Scheduled—Section 1 7.109
6. Schedules 2 and 3—Section 2 7.113
7. Schedule 2—Section 3 7.1 1 9
8. Schedule 3—Section 3 7.122
9. Schedules 2 and 3—Section 4 7.124
1 0. Schedules 2 and 3—Section 3 7.1 25
1 1. Schedule 2—Section 6 7.1 27
1 2. Schedule 3—Section 6 7.1 29
1 3. Schedules 2 and 3—Section 7 7.1 37
14. Schedules 2 and 3—Section 8 7.1 39
15. Schedule 2—Section 9 7.141
16. Schedule 2—Section 10 7.147
E Article 1 1—Qualifications and Challenge of the Arbitral Tribunal 7.152
1. Article 11.1 7.155
(a) Duty of impartiality and independence 7.156
(Is) Ongoing duty throughout the arbitration 7.1 58
2. Article 1 1.2 7.159
(a) 4 he nationality requirement 7.159
(b) Determination of nationality 7.162
3. Article 11.3 7.164
4. Article 1 1.4 7.165
(a) Content of the Declaration 7.166
(b) Duty of disclosure 7-1 73
(c) Ongoing duty to disclose 7-1 76
5. Article D.5 7.179
6. Article 11.6 7.186
(a) Justifiable doubts as to an arbitrators impartiality or independence 7-1 89
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(b) Lack of qualifications agreed by the parties 7.1 92
(c) De jure or tie facto unable to perform functions or failure to
act without undue delay 7.194
7. Article 11.7 7.197
8. Article 11.8 7.204
9. Article 11.9 7.207
(a) Determination of the challenge by HKIAC 7.207
(b) Finality of HKIAC decision on challenge under Hong Kong law 7.213
(c) Status of proceedings while challenge pending 7.21 3
10. Article 11.10 7.218
G. Article 12—Replacement of an Arbitrator 7.220
1. Article 12.1 7.221
2. Article 12.2 7.224
3. Article 12.3 7.227
8. Emergency Relief and Interim Measures of Protection
(Articles 23 and 24, Schedule 4)
A. Article 23.1 and Schedule 4—Emergency Relief from an Emergency
Arbitrator 8.06
1. Article 23.1—application for emergency relief 8.09
(a) 3he need for emergency relief 8.09
(b) Definition of emergency relief* 8.13
(c) Factors to be considered by an emergency arbitrator when granting
emergency relief 8.13
(d) Types of emergency relief that can be granted by
an emergency arbitrator 8.18
2. Schedule 4—paragraph 1 8.20
3. Schedule 4—paragraphs 2—4 8.24
(a) Service of an application for emergency relief 8.24
(b) Components of an application for emergency relief 8.26
4. Schedule 4—paragraph 6 8.28
5. Schedule4—paragraph 3 8.32
6. Schedule 4—paragraph 7 8.37
7. Schedule4—paragraphs 8.38
8. Schedule 4—paragraph 9 8.43
9. Schedule 4—paragraph 10 8.48
10. Schedule 4—paragraph 11 8.49
11. Schedule 4—paragraphs 1 2 and 13 8.54
12. Schedule 4—paragraph 14 8.57
13. Schedule 4—paragraph 15 8.61
14. Schedule 4—paragraph 16 8.67
15. Schedule 4—paragraph 17 8.70
16. Schedule 4— paragraph 1 8 8.71
17. Schedule 4—-paragraph 19 8.73
18. Schedule 4—paragraphs 20 and 21 8.74
19. Schedule 4—paragraph 22 8.76
20. Schedule 4—paragraph 23 8.78
21. Schedule 4—paragraph 24 8.79
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B. Articles 23.2—23.8—Interim Relief from an Arbitral Tribunal 8.81
1. Article 23.2—tribunal may order interim measures 8.84
2. Article 23.3—types of interim measures 8.86
(a) Definition of interim measures 8.86
(b) Types and forms of interim measures 8.87
(c) Other provisional measures available from arbitral tribunals
under Hong Kong law 8.92
3. Article 23.4—factors to consider before ordering interim measures 8.96
4. Article 23.5—modification, suspension, or termination ol interim measures 8.101
5. Articles 23.6—security in connection with an interim measure 8.1 03
6. Article 23.7—material change in circumstances 8.1 05
7. Article 23.8—liability for costs and damages 8.1 06
C. Article 23.9—interim Relief from a Court 8.108
1. Article 23.9—request for interim measures by a court 8.108
(a) A d va n ta ges and d i sad va 111 a ges a f seek ingimerim rel ief f rc m
courts and arbitral tribunals 8.1 09
(b) Statutory power of the Hong Kong courts to issue interim relief 8.1 1 1
D. Article 24—Security for Costs 8.119
1. Article 24—order for security for costs 8.119
9. Conduct of the Arbitration (Articles 13—22, 25—26, 30—31)
A. Article 13—General Provisions 9.02
1. Article 13.1—arbitral tribunal s power to adopt suitable procedures 9.03
(a) 4 he arbitral tribunal’s power to determine the procedures 9.03
(b) Subject to the HKIAC Rules 9.07
(c) Avoiding unnecessary delay or expense 9.08
(d) Ensuring equal treatment of the parties and a reasonable
opportunity to present their case 9.1 0
2. Article 13.2—provisional timetable 9.19
3. Article 13.3—communication of documents or information 9.22
4. Article 13.4—appointment of a tribunal secretary 9.26
(a) Need for tribunal secretaries 9.26
(b) Appointment of a tribunal secretary 9.30
(c) Appointment of an HKIAC Secretariat member as tribunal secretary 9.34
(d) Impartiality and independence of a tribunal secretary 9.38
(e) Role of a tribunal secretary 9.40
(f) Remuneration of a tribunal secretary 9.45
5. Article 1 3.5—ensuring the fair and efficient conduct of the arbitration 9.48
6. Articlel3.6—party representation 9.52
(a) Free choice of legal representation 9.52
(b) Subject to Article 13.5 9.54
(c) Communication of the details of the party representatives 9.56
(d) Proof of authority 9.57
7. Article 13.7—matters not expressly provided for in the Rules 9-59
8. Article 13.8—ensuring that an award is valid 9.61
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B. Article 14—Seat and Venue of the Arbitration 9.62
1. Article 14.1—scat of the arbitration 9.63
(a) Parties are free to agree on any seat of arbitration 9.63
(b) Hong Kong as tlie default seat 9.69
(c) I he arbitral tribunals discretion to choose another seat 9.73
2. Article 14.2—venue of hearings and meetings 9.75
C. Article 1 5—Language of the Arbitration 9.80
1. Article 15.1 —arbitral tribunals power to determine the language(s) of
the arbitration 9.81
(a) Parties are free to agree on any language of arbitration 9.8 1
(b) Languages used by I 1KIAC 9.83
(c) 4 he arbitral tribunal must determine the language(s) of
the arbitration absent party agreement 9.87
2. Article 1 5.2—translation of documents 9.89
D. Articles 16—1 8 and 20—21—Written Submissions 9.94
1. Article 16.1—filing a Statement of C Turn 9.97
(a) Form of the Statement of Claim 9.97
(b) llie time limit for filing the Statement of ( Turn 9.99
(c) Delivery of the Statement of Claim 9.101
2. Article 16.2—contents of the Statement of Claim 9.102
3. Article 16.3—-documents annexed to the Statement of Claim 9.1 04
4. Article 16.4—varying the Statement of Claims requirements 9.1 06
5. Article 17.1—filing a Statement of Defence 9.107
6. Article 17.2—contents of the Statement of Defence 9.108
(a) Basic contents of the Statement of Defence 9.1 08
(b) Objection to the arbitral tribunals jurisdiction or the proper
constitution of the tribunal 9.1 10
7. Article 17.3—counterclaims and set-off defences 9.1 12
8. Article 1 7.4—documents annexed to the Statement of Defence 9.1 1 3
9. Article 1 7.5—varying the Statement of Defences requirements 9.1 1 4
10. Article 18.1—amendments to claims or defences 9.115
1 1. Article 18.2—adjustment of f I KIACs Administrative Fees and
the arbitral tribunals fees 9.121
12. Article 20—further written statements 9.1 22
13. Article 21—time period for written statements 9.125
(a) Time periods for communication of written statements 9.1 25
(b) Lxtension of time 9.1 26
E. Article 1 9—Jurisdiction of the Arbitral Tribunal 9.1 29
1. Article 19.1 9.131
2. Article 19.2 9.135
3. Article 19.3 9.137
4. Article 19.4 9.142
5. Article 19.5 9.149
F. Article 22-—Evidence and I deal ings 9.150
1. Article 22.1— burden of proof 9.151
2. Article 22.2—assessment of evidence 9.1 53
3. Article 22.3—production of documents 9.156
(a) Document production process 9.156
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(h) Documents that are relevant to the case and material to its outcome 9.160
(c) Admission and exclusion of evidence 9.162
4. Article 22.4—oral hearings 9.165
(a) I he arbitral tribunal s power to hold oral hearings 9.1 66
(b) Notice of hearing 9.1 71
5. Article 22.5-—witnesses and experts 9.1 73
(a) Who can be a witness or an expert? 9.1 73
(1)) Notice of witness or expert 9.1 77
6. Article 22.6—translation and transcript 9.1 79
(a) Translation of oral statements 9.179
(b) Record of the hearing 9.181
7. Arricle22.7—privacy of hearings and cross-examination 9.183
(a) Privacy of hearings 9.1 83
(b) Sequestration of witnesses or experts 9.185
(c) C oxs-exam ¡nation of witnesses or experts 9.188
G. Article 25—Tribunal-Appointed Experts 9.191
1. Article 25.1—appointment of an expert by the arbitral tribunal 9.1 93
(a) Arbitral tribunal s powers to appoint experts 9.1 93
(b) Terms of reference 9.196
(c) TA pert tt produce a written report 9.1 97
2. Article 25.2—provision of information to tribunal-appointed expert 9.201
3. Article 25.3—communication of tribunal-appointed expert report to
the parties 9.203
4. Article 25.4—examination of tribunal-appointed expert by the parries 9.206
5. Article 25.5—impartiality and independence of tribunal-appointed expert 9.209
H. Article 26—Default 9.211
1. Article 26.1 —failure to submit Statement of Claim 9.21 3
2. Article 26.2—failure to submit Statement of Defence 9.21 7
3. Article 26.3—failure to present case 9.220
I. Article 30—Closure of Proceedings 9.223
1. Article 30.1—-closing the proceedings 9.224
2. Article 30.2—reopening the proceedings 9.227
J. Article 31—Waiver of Right to Object 9.229
10. Complex Arbitrations (Articles 27—29)
A. Article 27—Joinder of Additional Parties 10.11
1. Article 27.1 -—arbitral tribunal’s power to order joinder 10.18
(a) Definition of ‘additional party’ 10.18
(b) Arbitral tribunal decides requests for joinder 10.23
(c) Prima facie basis lor decision 10.24
(d) Definition of an arbitration agreement under these Rules giving
rise to the arbitration’ 10.25
(c) ‘Including any arbitration under Articles 28 or 29’ 1 0.26
2. Article 27.2—-effect of tribunal’s decision to order joinder 1 0.30
3. Article 27.3—submission of Request for Joinder 10.31
4. Article 27.4—content of Request for joinder 10.34
(a) Content of Request 10.34
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(b) Express Request for joinder 10.37
(c) Status of a joined party 10.38
(d) Service of Request for Joinder 10.39
5. Article 27.5—Answer to the Request for Joinder 1 0.4 1
(a) Not applicable where Request for Joinder submitted under Article 27.6 10.41
(b) Content of Answer 10.42
(c) Service ol Answer to the Request for Joinder 1 0.43
(d) Objections to jurisdiction 10.44
(c) Objections to the constitution of the tribunal 1 0.45
(f) Additional party s comments on particulars in the Request for Joinder 1 0.49
(g) Additional party’s answer to the relief or remedy sought in the Request
for Joinder 10.52
(h) Claims by the additional party against any other party to the arbitration 1 0.53
6. Article 27.6—third party wishing to be joined as an additional party 1 0.54
7. Article 27.7—parties’ comments on Request for Joinder 1 0.57
8. Article 27.8—HKIAC s power to order joinder 1 0.60
9. Article 27.9—H KIAC’s decision without prejudice 1 0.64
1 0. Article 27.10—date of commencement of arbitration against
joined party 1 0.65
11. Article 27.1 1 —revocation of appointment 1 0.67
(a) Deemed waiver of right to designate arbitrators 10.68
(b) ‘In these circumstances, HKIAC shall appoint the entire tribunal* 10.69
(c) ‘HKIAC may revoke the appointment of any arbitrators already
designated or confirmed’ 1 0.73
12. Article 27.12—consequences of revocation of appointment 1 0.76
(a) Act or order before appointment revoked 1 0.76
(b) Entitlement to fees 1 0.79
13. Article 27.13—waiver of right to object 1 0.80
(a) Challenge 10.81
(b) Resisting enforcement 10.83
14. Article 27-14—adjustment of Administrative Fees or arbitral
tribunals fees 1 0.84
B. Article 28—Consolidation of Arbitrations 1 0.86
1. Article 28.1—conditions for consolidation 10.97
(a) Power to co nso 1 idate 10.97
(b) Article 28.1 (a): consolidation with party agreement 1 0.1 00
(c) Article 28.1 (b): claims under the same arbitration agreement 10.1 03
(d) Article 28.1 (c): claims raising common issues of law or fact in same
or similar transaction 10.1 06
(e) Consolidation under Schedule 2 of the Arbitration Ordinance 10.1 19
(f) Contents of a Request for Consolidation 10.121
2. Article 28.2—service of the Request for Consolidation 1 0.1 26
3. Article 28.3—relevant factors to determine whether to consolidate 10.1 30
4. Article 28.4—decision on Request for Consolidation 10.1 33
5. Article 28.5—consolidation without prejudice to earlier acts by a court 10.1 37
6. Article 28.6—revocation of appointment 1 0.1 39
(a) Deemed waiver of right to designate arbitrators 10.139
(b) ‘In these circumstances, HKIAC shall appoint the entire tribunal’ 1 0.1 41
(c) ‘HKIAC may revoke the appointment of any arbitrators already
des i gn a ted o r co n fi r m ed ’ 10.143
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7. Article 28.7—revocation of appointment is without prejudice I 0.1 45
(a) Act or order before appointment revoked 10.145
(b) Entitlement to fees 10.146
(c) I .imitation periods 10.147
8. Article 28.8—waiver of any objection following consolidation 1 0.1 48
(a) Challenge 10.149
(b) Resisting enforcement 10.151
9. Article 28.9—adjustment of Administrative Fees and tribunal’s fees 1 0.1 52
(a) HKlAC’s Administrative Fees 10.152
(b) Tribunals fees 1 0.1 53
(c) Costs of a consolidated arbitration 1 0.156
C. Article 29—Single Arbitration under Multiple Contracts 10.157
1. Article 29.1—single arbitration under multiple contracts 10.160
2. Article 29.2—waiver of any objection 10.168
1 1. Awards, Decisions, and Orders of the Arbitral Tribunal
(Articles 32-40)
A. Article 32—Decisions 1 1.02
1. Article 32.1—majority rulings 11.02
2. Article 33. f—definition of costs 1 1.04
B. Article33—Costs of the Arbitration 11.04
1. Article 33.1—definition of costs 1 1.04
(a) Preliminary issues 11.05
(b) Heads of costs 11.07
(c) Factors relevant to the assessment of costs 1 1.08
2. Article 33.2—apportionment of costs 1 1.13
(a) Costs follow the event 11.14
(b) Costs lie where they fall 11.15
(c) Issues-based allocation 11.16
3. Article 33.3—limiting recoverable legal fees 11.17
4. Article 33.4—consolidated proceedings 1 1.21
5. Article 33-5—determination of costs following termination of proceedings
prior to issuance of award 1 1.22
C. Article 34—Form and Effect of the Award 1 1.25
1. Article 34.1—type of award 1 1.25
2. Article 34.2—form and binding nature of an award 1 1.26
(a) Final and binding effect of awards 1 1.26
(b) Waiver 11.29
3. Article 34.3—compliance with an award by the parties 1 1.32
4. Article 34.4—reasoning 11. 34
(a) Duty to give reasons I 1.34
(b) Form of reasons 1 1.38
(c) Exceptions to the duty to give reasons 1 1.39
5. Article 34.5—execution of the award 1 1.42
(a) Signatures of arbitral tribunal 11.43
(b) Date of the arbitral award 11 .44
(c) Seat of arbitration 1 1.45
6. Article 34.6—transmission of the award 1 1.47
xix
Contents
D. Article 35—Applicable Law, Amiable Compositeur 11.51
1. Article 35.1—applicable law 11.51
(a) Parties’ choice of law 1 1.53
(b) Consequence of parties’ failure to designate a law 1 1.56
2. Article 35.2—amiable compositeur 11.59
3. Article 35.3—applicable contractual terms and trade usages 1 1.62
E. Article 36—Settlement or Other Grounds forTermination 1 1.67
1. Article 36.1—settlement of the dispute 1 1.68
(a) Termination order 11.69
(b) Consent award 11.71
(c) Termination prior to constitution of the arbitral tribunal 1 1.75
2. Article 36.2—continuation of the arbitration is unnecessary or impossible 1 1.77
3. Article 36.3—communication of the termination order or consent award 1 1.81
(a) Termination order 1 1.82
(b) Consent award 11.84
F. Article 37—Correction of the Award 1 1.86
1. Article 37.1—request for correction of an award by a party 1 1.86
2. Article 37.2—time period within which a correction may he made 1 1 .89
3. Article 37.3—corrections initiated by the arbitral tribunal 1 1.92
4. Article 37.4—further corrections 11.93
5. Article 37.5—form of corrections 11.95
G. Article 38—Interpretation of the Award 11.97
1. Article 38.1—request for interpretation of an award by a party 1 1 .97
2. Article 38.2—time period within which an interpretation may he made 1 1.100
3. Article 38.3—further interpretation 11.103
4. Article 38.4—form of interpretation 11.1 05
H. Article39—Additional Award 11.107
1. Article 39.1—request for an additional award by a party 11.1 07
2. Article 39.2—time period within which an additional award may he made 1 1.1 10
3. Article 39.4—form 11.114
I. Article 40—Deposits for Costs 11.115
1. Article 40.1—request for initial deposits 11.115
(a) Purpose of the request for initial deposits 11.115
(b) l iming of the request 11.116
(c) Amount of the initial deposit 11.117
(d) Payment of the initial deposit 1 1.1 22
2. Article 40.2—separate deposits 11.1 28
3. Article 40.3—supplementary deposits 11.1 29
4. Article 40.4—failure to pay 11.131
5. Article 40.5—accounting in final award 1 1.1 34
6. Article 40.6—deposit holding accounts 11.1 35
12. Miscellaneous Provisions (Articles 41—43)
A. Article 41—Expedited Procedure 12.02
1. Article 41.1—application for the Expedited Procedure 12.06
(a) Amount in dispute 12.09
(b) Agreement by the parties 1 2.1 2
(c) In cases of exceptional urgency 12.15
xx
Concents
2. Article 41.2—Expedited Procedure rules I 2.1 7
(a) Number oi arbitrators 12.18
(b) Time limits 12.20
(c) Pleadings 12.21
(d) Hearings 12.22
(e) Award 12.24
3. Article 41.3—application of expedited procedure for consolidated
proceedings under Article 28 or arbitrations commenced under Article 29 1 2.26
13. Article 42—Confidentiality 12.27
1. Articles 42.1 and 42.2—the duty of confidentiality 12.30
2. Article 42.3—exceptions to the duty of confidentiality 12.32
3. Articles 42.4 and 42.5—confidentiality of deliberations and award 1 2.36
C. Article 43—Exclusion of Liability 1 2.38
1, Article 43. 1—exclusion of liability 1 2.39
2. Article 43.2—witnesses in legal or other proceedings 1 2.43
Appendix 1. Summary of Advantages of Arbitrating in Hong Kong 287
Appendix 2. Summary of Advantages of Arbitrating at HK1AC 289
Appendix 3. Administered Arbitration Rules 2013 291
Appendix 4. HK1AC Practice Notes 317
Appendix 5. Arbitrators Declaration of Acceptance and Statement of Availability,
Impartiality, and Independence 325
Appendix 6. HKIAC Model Arbitration Clauses 326
Appendix 7. 1 long Kong International Arbitration Centre Procedures for
the Administration of Arbitration under the UNCITRAL
Arbitration Rules 329
Appendix 8. HKIAC Guidelines on the Use of a Secretary to
the Arbitral Tribunal 336
Appendix 9. I long Kong Arbitration Ordinance (Cap 609) 340
Appendix 10. Arbitration (Appointment of Arbitrators and Mediators and
Decisions on Number of Arbitrators) Rules (Cap 609C) 396
Appendix 1 1. HKIAC Case Statistics 407
Appendix 12. Statistics on Enforcement of Arbitral Awards in Hong Kong
2009 to 201 5 408
Index 415
XXJ
|
| any_adam_object | 1 |
| author | Moser, Michael J. 1950- Bao, Chiann |
| author_GND | (DE-588)170163210 (DE-588)1032676116 |
| author_facet | Moser, Michael J. 1950- Bao, Chiann |
| author_role | aut aut |
| author_sort | Moser, Michael J. 1950- |
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| discipline | Rechtswissenschaft |
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| illustrated | Not Illustrated |
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| spelling | Moser, Michael J. 1950- Verfasser (DE-588)170163210 aut A guide to the HKIAC Arbitration Rules Michael Moser ; Chiann Bao First edition Oxford Oxford University Press [2017] © 2017 xxxviii, 429 Seiten Diagramme txt rdacontent n rdamedia nc rdacarrier Bao, Chiann Verfasser (DE-588)1032676116 aut Digitalisierung UB Passau - ADAM Catalogue Enrichment application/pdf http://bvbr.bib-bvb.de:8991/F?func=service&doc_library=BVB01&local_base=BVB01&doc_number=029153615&sequence=000002&line_number=0001&func_code=DB_RECORDS&service_type=MEDIA Inhaltsverzeichnis |
| spellingShingle | Moser, Michael J. 1950- Bao, Chiann A guide to the HKIAC Arbitration Rules |
| title | A guide to the HKIAC Arbitration Rules |
| title_auth | A guide to the HKIAC Arbitration Rules |
| title_exact_search | A guide to the HKIAC Arbitration Rules |
| title_full | A guide to the HKIAC Arbitration Rules Michael Moser ; Chiann Bao |
| title_fullStr | A guide to the HKIAC Arbitration Rules Michael Moser ; Chiann Bao |
| title_full_unstemmed | A guide to the HKIAC Arbitration Rules Michael Moser ; Chiann Bao |
| title_short | A guide to the HKIAC Arbitration Rules |
| title_sort | a guide to the hkiac arbitration rules |
| url | http://bvbr.bib-bvb.de:8991/F?func=service&doc_library=BVB01&local_base=BVB01&doc_number=029153615&sequence=000002&line_number=0001&func_code=DB_RECORDS&service_type=MEDIA |
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